- Fidelity TalentSource LLC (Merrimack, NH)
- …high-income and alternatives investment teams.Build and maintain strong dealer relationships ( sales , trading , and syndicate).Represent the trading desk ... Trader will be a member of the Fixed Income trading group and will work very closely with our...as well as other ad hoc forums.Partner with technology, compliance , legal, operations, and other internal groups to provide… more
- EY (Los Angeles, CA)
- …tax strategies that align with the client's business objectives. You will oversee tax compliance accounts for Private Equity Funds which involves the ability to ... a key role in that mission, providing tailored tax compliance and consulting for some of our most prestigious...assistance tailored to the unique needs of the private equity industry. You would join our tax professionals who… more
- EY (New York, NY)
- …manage tax compliance accounts for hedge funds and or private equity funds. You will review extensive securities analysis, make appropriate tax adjustments, and ... and experienced with varied and specialized facets of hedge fund, private equity fund and mutual fund taxation, including fund and organizational structuring, tax… more
- Citigroup (New York, NY)
- …+ In-depth knowledge of respective products and clients + Proven history of successful sales trading franchise + Experience managing a team + Required licensing ... is an expert at implementing execution strategies in US Equity Markets and works well in a team environment....both market structure and algorithmic strategies + Coordinate with Trading , Sales , Research, ECM and other organizations… more
- Morgan Stanley (New York, NY)
- …directly with a diverse set of stakeholders including: Sales and Trading , Business Control Units, Desk Strategists, Compliance , Internal Audit, Technology, ... cover electronic trading across all asset classes including cash, derivatives, equity and fixed income products. The eTrading team within FRM oversees potential… more
- Wells Fargo (St. Louis, MO)
- …of responsibility + Collaborate and communicate with all levels, including legal, compliance , risk, trading , and technology + Familiarity with securities laws ... trading windows, requirements to obtain pre-clearance prior to sales **Required Qualifications:** + 6+ years of Product Management, product development,… more
- Wells Fargo (St. Louis, MO)
- …Fargo is seeking a ** Sales Enablement Consultant** to join the Platform Trading Coaching and Support team. This role is responsible for coaching and training ... judgement while developing expertise in the function, policies, procedures and compliance requirements + Collaborate and consult with Sales Enablement… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... The incumbent will ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. The...new and existing lines of business + Collaborate with Equity Sales and Trading team… more
- Scotiabank (New York, NY)
- …Sales , US in New York, NY to contribute to the overall success of the GBM Equity Sales and Trading business in the US ensuring specific individual goals, ... Director, Canadian Equity Sales , US **Requisition ID:** 196351...a timely and efficient manner. Work in partnership with sales , research, and trading professionals to deepen… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... compliance support for equities and fixed income securities trading and sales businesses by advising on...the businesses. + Communicate with sales and trading management and US Compliance personnel on… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... in the meetings as assigned. + Assist with online and in-person compliance training for sales and trading staff and related support personnel. + Review… more
- SitusAMC (New York, NY)
- …Control, Risk Control, Operations, Legal and Compliance , as well as working closely with Sales & Trading . As such, it is key to the smooth and efficient ... activities of the Equity Derivatives business across Sales , Structuring & Trading as well as...business face-off with Legal, Risk, Operations, HR, PCG, Audit, Compliance , CCO, and ORM teams, ensuring we operate an… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... in the United States. The Markets Compliance team provides compliance support to trading and sales businesses to ensure business strategies, plans and… more
- HSBC (New York, NY)
- … trading limits. Maintain appropriate and smooth communication with Structuring, Sales , and other trading teams. Enhance the current hedging processes. ... **Description** ** Equity Derivatives Trader, HSBC Bank USA NA, New...pricing, trade booking processes, risk management, inventory management, and compliance ; * Trading within non-linear products (volatility… more
- Wells Fargo (New York, NY)
- …Business Control team and supports the broader Equities business that includes Cash Trading , Derivatives Trading , Equity Finance, Equity Advisory ... especially proud of our tangible, meaningful commitment to diversity, equity , and inclusion in the workplace. When it comes...will assist with support of the Equities Research, Research Sales and Economics and will require a candidate with… more
- Scotiabank (New York, NY)
- …and differentiated views. Deliver presentations to institutional clients and the internal sales and trading teams. Follow overall market news and evaluate ... Director, Equity Research Analyst **Requisition ID:** 194865 **Salary Range:**...and management of companies under coverage group. Liaise with sales , trading and other areas of the… more
- Scotiabank (San Francisco, CA)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Analyst, Software Equity Research **Requisition ID:** 195749 **Salary Range:** 110,000.00...as well as client and corporate events + Assist sales and trading personnel with communications to… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role **Job Description:** The VP Sales and Trading TDS develops an institutional investor base in the US to ... decisions + Develops and maintains contacts + Responsible for executing the ongoing trading exception report reviews for Money Markets Sales NY + Understands… more
- Citigroup (New York, NY)
- …analysis in the industry + Enabling commercialization of the team's research product by Citi's equity sales and trading platform globally + Perform ECM and ... will include contact with Citi's sales and trading platform and institutional equity clients with...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (New York, NY)
- …will be expected to foster strong relationships with trading , research, ICM, compliance , credit partners and other sales teams. On a day-to-day basis, this ... (eg macro hedge funds, multi strat. funds, credit and equity funds and real money accounts) primarily located in...the client base - which should translate into incremental sales credit and trading revenues for the… more
