- DXC Technology (Columbia, SC)
- …function for general service teams and enhanced QA review required for FINRA registered associates performing transactions on products with Variable investment ... skilled in the use of help desk software + FINRA 26 Certification required at hire (currently registered...insurance coverage; employee wellness; life and disability insurance; a retirement savings plan, paid holidays, paid time off. **If… more
- Lincoln Financial Group (Radnor, PA)
- …#:** 72719 **The Role at a Glance** As the Financial Services Sales Representative , you will build and maintain business relationships with advisors who market our ... sales support tools, marketing ideas, etc.) to assigned Advisors, Registered Representatives, Brokers and/or Plan Sponsor/Participants. + Building and maintaining… more
- Vanguard (Charlotte, NC)
- Client Service Excellence Representative Work Model: This role will be remote once you complete our required hybrid licensing and training program. Location: This ... our team of "crew" as a Client Service Excellence Representative . Why Vanguard: At Vanguard, we believe in supporting...you with the tools to take the SIE and FINRA Series 7 and 63 + Performance-based incentives, paid… more
- Foresters Financial Services (Dublin, OH)
- …Dublin, Ohio Apply Description What we need: This role supports the Registered Financial Services Sales Representative 's business with day-to-day administrative ... of support is dictated by whether the incumbent is FINRA licensed. + As directed by the representative...services including Mutual Funds, Annuities and Life Insurance, + Retirement products including IRAs and 403(b)s + College funding… more
- Atria Wealth Solutions (Marion, IN)
- …Credit Union and registered through CUSO Financial Services, LP (CFS). Member FINRA /SIPC. CFS is a broker/dealer and Registered Investment Advisor with a ... area. Are you interested in helping people accomplish their retirement goals and making a positive impact? Do you...learn more about CFS, please visit www.cusonet.com. CFS (Member FINRA /SIPC) is a broker-dealer and Registered Investment… more
- Atria Wealth Solutions (Riverside, CA)
- …Tulare counties. EOE ** Representatives are employed by Wescom Credit Union and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... meet their long-term financial goals. Provide advice and guidance regarding retirement planning, college funding, long-term investing the members' financial health.… more
- Atria Wealth Solutions (Berkeley, CA)
- …Credit Union and registered through CUSO Financial Services, LP (CFS). Member FINRA /SIPC. CFS is a broker/dealer and Registered Investment Advisor with a ... their members. To learn more about CFS, please visit www.cusonet.com. CFS (Member FINRA /SIPC) is a broker-dealer and Registered Investment Advisor with a stable… more
- Atria Wealth Solutions (Traverse City, MI)
- …LP (Member FINRA /SIPC). EOE Relevant Word Search: Sales Assistant, Registered Representative , Advisor, Adviser, Certified Financial Planner, CFP, Financial ... with 4Front Credit Union is seeking a Licensed Financial Advisor to provide retirement and investment services in the Traverse City, MI area. The investment program… more
- Atria Wealth Solutions (San Francisco, CA)
- …Financial Planner (CFP) designation preferred EOE **Representatives are employed by and registered through CFS (Member FINRA /SIPC). To learn more about CUSO ... is seeking a Financial Advisor to provide investment and retirement planning services for its members in the San...quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of… more
- Guardian Life (New York, NY)
- …responsibility for the overall compliance framework for PAS as a dually registered broker-dealer and investment adviser. The incumbent will lead the implementation ... and interpretation of applicable SEC, FINRA , MSRB laws and other regulations, and ensure our organization remains in compliance. The Chief Compliance Officer of PAS… more
- Atria Wealth Solutions (Fort Worth, TX)
- …the top financial institutions throughout the country. **Representatives are employed and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... is seeking a Financial Advisor to provide investment and retirement planning services for its members in the Fort...quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of… more
- Atria Wealth Solutions (Plano, TX)
- …the top financial institutions throughout the country. **Representatives are employed and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... is seeking a Financial Advisor to provide investment and retirement planning services for its members in the Plano,...quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of… more
- Atria Wealth Solutions (Dedham, MA)
- …( CFP (R) ) designation preferred EOE **Representatives are employed by and registered through SPF (Member FINRA /SIPC). To learn more about Sorrento Pacific ... a Financial Advisor to grow the investment program and provide investment and retirement planning services for its members in Dedham, MA, and the surrounding area.… more
- Atria Wealth Solutions (Philadelphia, PA)
- …and work ethic requiring minimum supervision. EOE **Representatives are employed by and registered through CFS (Member FINRA / SIPC (http://www.sipc.org/) ). To ... Credit Union is seeking a Financial Advisor to provide retirement and investment services to its member base in...quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of… more
- Brokers International (Urbandale, IA)
- …and marketing assistance so they can help more Americans effectively prepare for retirement . By joining our team, you'll have the opportunity to work for one ... helping to modify, implement and oversee the continuing education and representative training program; advertising, email and correspondence review; and anti-money… more
- Atria Wealth Solutions (Los Angeles, CA)
- …and work ethic requiring minimum supervision. EOE **Representatives are employed by and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... Financial Services, LP (CFS) is seeking a Licensed Financial Advisor to provide retirement and investment services for members of Los Angeles Police Federal Credit… more
- Atria Wealth Solutions (Dayton, TX)
- …and work ethic requiring minimum supervision EOE **Representatives are employed and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... place either monthly, quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of the public to… more
- Atria Wealth Solutions (Battle Creek, MI)
- …and work ethic requiring minimum supervision. EOE **Representatives are employed by and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... place either monthly, quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of the public to… more
- Atria Wealth Solutions (Shelton, WA)
- …and work ethic requiring minimum supervision. EOE **Representatives are employed by and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... place either monthly, quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of the public to… more
- Atria Wealth Solutions (Cambridge, MA)
- …financial institutions throughout the country. EOE **Representatives are employed by and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... place either monthly, quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of the public to… more