- George Washington University (Washington, DC)
- …Conduct of Research (RCR) within the Office of Research Integrity and Compliance (ORIC) promotes research integrity and responsible conduct of research ... promoting the highest standards of ethical research and scholarly conduct while pursuing its research mission. The Office of...programs, in collaboration with the University Office of Ethics, Compliance and Risk (OECR), the Office of… more
- Roberts Wesleyan College - Rochester, NY (Rochester, NY)
- Director of Risk Management & Compliance ROCHESTER, NY (http://maps.google.com/maps?q=2301+WESTSIDE+DRIVE+ROCHESTER+NY+USA+14624) Description TheDepartment of ... Finance & Chief Financial Officer (CFO). The Director of Risk Management & Compliance is a key...(Professional & General Liability, Umbrella, Excess, D&O, Educator's Legal, Fiduciary , Crime, Property, Cyber, Auto, Kidnap and Ransom) +… more
- Banco Popular Puerto Rico (San Juan, PR)
- …risks with compliance and legal criteria. + Develop, manage, and conduct independent risk -based periodic testing and monitoring that are tailored to ... community! General Description Responsible for the adequacy of the Bank's overall compliance program over non-deposit investment products and fiduciary services.… more
- JPMorgan Chase (Columbus, OH)
- …+ Work alongside internal groups such as Credit, Investment, and Fiduciary Risk areas as well as Compliance , Legal, and Operations on matters related ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- Banco Popular Puerto Rico (San Juan, PR)
- …the purpose of which is to understand the level of inherent compliance risk exposure associated with Popular's business segments, including non-deposit ... General Description Responsible for working with business partners to conduct enterprise-wide regulatory and financial risk assessments....investment products and fiduciary services, assess controls, and ensure residual … more
- Citigroup (Tampa, FL)
- The Operational Risk Analyst II is a developing professional role. Applies specialty area knowledge in monitoring, assessing, analyzing and/or evaluating processes ... to own team. **Responsibilities:** + Participates in the application of operational risk policies, technology and tools, and governance processes to create lasting… more
- Federal Reserve System (Dallas, TX)
- …considered a plus: credit, capital markets, liquidity, market risk , enterprise risk management, compliance , operations, or fiduciary activities + Strong ... Location: #LI-Hybrid **About the Role:** We are looking for a **Bank Examiner/ Risk Specialist** to lead and participate in examinations and inspections as part… more
- Highmark Health (Columbus, OH)
- …:** **JOB SUMMARY** This job directs and manages Information Security and Risk Management (ISRM) services for the Enterprise. Provides leadership to the ... activities that support relationship development; champion information security and risk management innovation; demonstrate and champion the following characteristics… more
- Banco Popular Puerto Rico (San Juan, PR)
- … compliance program and identify if they effectively mitigate the compliance risk of regulatory requirements, including those applicable to non-deposit ... investment products and fiduciary services. RRT conducts risk -based reviews of...with the applicable regulations of the bank's operations. * Conduct compliance reviews to determine the effectiveness… more
- Morgan Stanley (Purchase, NY)
- …controls are in place and working as designed. - Participate in the annual Compliance Risk Assessment and other compliance initiatives associated with these ... Provide guidance and oversight of marketing, communications, and performance reports. - Conduct monitoring checks and partner with the Compliance Testing… more
- MassMutual (Windsor, CT)
- …policies, procedures and practices are in place and remain updated to maintain compliance with all fiduciary laws and regulations. **The Minimum Qualifications** ... of our clients, in addition to satisfying the tax accounting, reporting and compliance requirements for the Trust Company. **The Team** The Trust Company is… more
- M&T Bank (Williamsport, PA)
- …primarily Retail and Business Banking. Works with Investment Advisors, Fiduciary Advisors, Community partners, Wealth/WISD and Mortgage to deliver advice-based ... needs are met. Use sales tools and modules to conduct the analysis and offer the best advice and...to the needs of the individual client to meet fiduciary standards. + Increase assets under management by meeting… more
- NCR VOYIX (Atlanta, GA)
- …regarding fiduciary duties, pension investment issues and ERISA regulatory compliance and/or oversee outside counsel and advisor support regarding such matters + ... around the world to your local favorite around the corner. The ERISA Compliance , Benefits and Compensation Counsel works with a dynamic, energetic and collegial team… more
- NJEDA (NJ)
- …with directors to identify opportunities for improved performance and stronger risk -mitigation/ compliance . + Oversee the development of decisioning memos and ... of the respective products all while maintaining the highest level of fiduciary responsibility. $129,744 - $162,180 Note: The NJEDA currently offers a hybrid… more
- M&T Bank (Fairfax, VA)
- …primarily Retail and Business Banking. Works with Investment Advisors, Fiduciary Advisors, Community partners, Wealth/WISD and Mortgage to deliver advice-based ... needs are met. Use sales tools and modules to conduct the analysis and offer the best advice and...their individualized needs. *Regularly review customer information to ensure compliance with BSA (Bank Secrecy Act), AML (Anti-Money Laundering)… more
- Federal Reserve System (St. Louis, MO)
- …commission, regulatory, banking, lending, capital markets, Bank Secrecy Act, fiduciary activities, information technology or related experience in the financial ... services industry will be considered. We value clear communications, financial and risk management analysis experience and individuals who enjoy working as a member… more
- CIBC (Chicago, IL)
- …+ Responsible for identifying, evaluating, mitigating and reporting on Business Continuity risk that meets compliance and regulatory requirements, and aligns ... an appropriate balance between high-touch client service and our fiduciary responsibility to protect CIBC, our clients, and our...and take disciplinary measures up to and including termination. ** CONDUCT & CULTURE RISK ** Our CIBC … more
- Citigroup (New York, NY)
- …this role will be responsible for assisting in the development and monitoring of Fiduciary Audit Entities and providing advice on fiduciary activities across all ... Audit. **Responsibilities:** + Document audit procedures in a quality manner and in compliance with the IIA Standards and department's audit methodology. + Manage a… more
- Bank of America (New York, NY)
- …The Investment Solutions Group (ISG) provides investment solutions, trading capabilities, fiduciary execution, advisor and client support for all Bank of America's ... wide breath and depth across investment solutions, trading and fiduciary execution including traditional investments, alternative investments, personal retirement… more
- University of Washington (Seattle, WA)
- …Management and Development Activities, Operations Management, Practice Plan Management, Compliance and Risk Management, Research Management, Information ... new relationships, partnerships, or coalitions to advance the department's vision or mission. Compliance and Risk Management Promote compliance and manages… more
