- Advatix, Inc. (Mcallen, TX)
- …and Student Accounts to ensure that students are packaged promptly and within compliance standards. The Financial Services Advisor will work directly ... Financial Services Advisor Role Summary Our client seeks a Financial Services Advisor to join their rapidly growing team. The Financial Service … more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Commercial Broker Dealer Compliance Advisor - Senior Manager The Compliance Advisor Senior ... & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from the CBD… more
- Bank of America (Boise, ID)
- Merrill Team Financial Advisor Gilbert, Arizona;Boise, Idaho **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth ... that is culture driven, resilient, results focused and effective. **Merrill Team Financial Advisor Business Development Program** **The Merrill Wealth Management… more
- Atria Wealth Solutions (Greenville, SC)
- …CUSO Financial Services, LP (CFS) Truliant Federal Credit Union is seeking a Financial Advisor to join their team in the Greenville, SC area. Truliant's ... all that they do. Purpose of the Job The Financial Advisor II serves the financial...TFA program. + Follows the established securities and insurance compliance guidelines, and strictly adheres to all Credit Union,… more
- Edward Jones (St. Louis, MO)
- …with you, we should talk. **Job Overview** Position Schedule: Full-Time **Are you a financial advisor who does not enjoy prospecting? Are you someone who loves ... If you answered yes to these questions, the Transitional Financial Advisor may be the perfect role...customer service + Keep the department apprised of any Compliance /Field Service concerns At Edward Jones, we value and… more
- Capital One (Plano, TX)
- Plano 5 (31065), United States of America, Plano, Texas Compliance Advisor Sr. Manager - Auto Finance Capital One is looking for a Senior Manager Compliance ... Advisor to support Auto Finance in Plano. The Compliance Advisor Senior Manager performs a key...risk management processes + Enhance risk management processes across Financial Services Compliance by providing thought leadership,… more
- Wells Fargo (Monument, CO)
- **About this role:** Wells Fargo is seeking a Senior Financial Advisor in Wealth and Investment Management as part of Wells Fargo Advisors. Working as a ... Financial Advisor in the affluent partnership, you...for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes… more
- Vanguard (Malvern, PA)
- …strong partnership with Compliance and Risk partners. Serves as a trusted advisor to the business and provides oversight of regulated activities. Does this role ... (S1 and S2) who plan, test, and report on compliance inspections for the Fund and Advisor ...work experience, with at least two years within a financial services compliance function. Regulatory, compliance… more
- Raymond James Financial, Inc. (Orlando, FL)
- …Advisors for success. In conjunction with a Mentor, Branch Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an ... Duties and Responsibilities:** Become trained and skilled to effectively and efficiently perform the Financial Advisor role: * If hired as a team candidate, the… more
- Atria Wealth Solutions (Marion, IN)
- …relationship with CUSO Financial Services, LP (CFS) Via Credit Union is seeking a Financial Advisor to join their team in the Marion, IN area. Are you ... positive impact? Do you enjoy educating others? The Licensed Financial Advisor provides expertise on products and...Department website. + Ensure the Investment Department is in compliance with FINRA. + Maintain advertising and complaint files… more
- Atria Wealth Solutions (Austin, TX)
- …with CUSO Financial Services, LP (CFS) University Federal Credit Union is seeking a Financial Advisor to join their team in the Austin, TX area. Job Summary ... The Licensed Financial Advisor provides members, non-members, and UFCU...regulatory Training as assigned. + Maintain strict adherence and compliance to all laws, rules, regulations, and internal controls… more
- San Jose State University (San Jose, CA)
- Financial Aid Advisor Apply now (https://secure.dc4.pageuppeople.com/apply/873/gateway/default.aspx?c=apply&lJobID=535691&lJobSourceTypeID=837&sLanguage=en-us) ... Professionals of California, Probationary, Full Time, Student Services Job Summary The Financial Aid Advisor performs functions under the general supervision of… more
- Atria Wealth Solutions (Greensboro, NC)
- …with CUSO Financial Services, LP (CFS) Truliant Federal Credit Union is seeking a Financial Advisor II (Remote Work Flexibility - NC) to join their team in ... determined by your manager. Purpose of the Job The Financial Advisor II serves the financial...TFA program. + Follows the established securities and insurance compliance guidelines, and strictly adheres to all Credit Union,… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia Compliance Advisor , Senior Manager The Capital One Retail Bank Compliance team is seeking a ... legal, risk management, or audit + Experience in the financial services industry + CRCM (Certified Regulatory Compliance...New York City (Hybrid On-Site): $172,900 - $197,300 for Compliance Advisor Sr. Manager Candidates hired to… more
- Rochester Institute of Technology (Rochester, NY)
- **8669BR** **Position Title:** Student Financial Aid Advisor **Organization:** Office of Financial Aid and Scholarships **Job Responsibilities:** + Customer ... Vitae or Resume **Employment Category:** Fulltime **Additional Details:** In compliance with NYS's Pay Transparency Act, the salary range...the direction of the Sr. Assistant Director the Student Financial Aid Advisor serves as the first… more
- University at Albany (Albany, NY)
- …Posted On: Wed Aug 31 2022 Job Description: The Educational Opportunity Program (EOP) Financial Aid Advisor will work closely with the University's EOP student ... of financial aid, outreach as needed, and financial aid information sessions. Advisor will report...be a subject matter expert for all aspects of Financial Aid, compliance , Title IV funding, and… more
- BECU (Seattle, WA)
- …regarding BECU Benefits can be found here . **IMPACT YOU'LL MAKE:** As an Associate Financial Advisor at BECU, you will play a pivotal role in providing ... meetings.** **WHAT YOU'LL DO:** + **Partnering for Success** : Work collaboratively with Financial Advisor (s) in your assigned area to develop and execute… more
- Bank of America (Columbus, OH)
- Merrill Experienced Financial Advisor Honolulu, Hawaii;North Bethesda, Maryland; Los Angeles, California; New York, New York; Frisco, Texas; New York, New York; ... effective **Job Description:** If you have at least 5+ years of experience as a Financial Advisor with a transportable practice, a strong performance in a team… more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Manager - KYC Compliance Advisor Job Description: The Know Your Customer (KYC) Compliance ... Degree + At least 8 years of experience in financial services, or AML/KYC functions, or compliance ...New York City (Hybrid On-Site): $147,800 - $168,700 for Compliance Advisor Manager Candidates hired to work… more
- ECPI University (Greenville, SC)
- Overview Financial Assistance Advisor This position will work at ECPI University's Greenville, SC campus located at 1001 Keys Drive. Transform your Career at ... with ECPI University may be for you!! The Financial Assistance Advisor is responsible for providing...and enrollment status or award status to verify continued compliance and eligibility of students receiving aid under federal… more