- Bank of America (Charlotte, NC)
- Global Credit, AML and Onboarding Operations Audit & Exam Leader Charlotte, North Carolina;Jacksonville, Florida **Job Description:** At Bank of America, we are ... guided by a common purpose to help make financial lives better through the power of every connection....testing of controls, identifying issues and control improvements for remediation , and building out actions plans and milestones. **Line… more
- Robert Half (Charlotte, NC)
- …productivity, enabling change and creating value for the entire organization. + Financial Reporting & Remediation Compliance: Helps companies reduce their risk ... JOB REQUISITION Charlotte Business Performance Improvement Intern - 2025 LOCATION CHARLOTTE ADDITIONAL LOCATION(S)...of non-compliance, while limiting exposure to financial restatements and other costly non-routine situations. Our professionals… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager Pennington, New Jersey;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... make financial lives better through the power of every connection....FLU controls and be able to drive the consistent improvement and strengthening of these controls to improve upon… more
- Truist (Charlotte, NC)
- …of risk control weaknesses. Assist with evaluation and assessment of the remediation efforts to confirm adequate resolution. Aggregate, report and communicate risk ... system; Responsible for ensuring issues identified are entered timely, confirming remediation plans are developed to address the identified risks, tracking the… more
- Truist (Charlotte, NC)
- …or equivalent education and related training 2. Eight years of experience in a financial institution with emphasis on risk management, audit and/or line of ... by ensuring identification of control failures and ensuring risk and compliance remediation . Serve as partner to business leaders for regulatory exams, and monitor… more
- Truist (Charlotte, NC)
- …and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and ... systems, or external events and ensure effective remediation . Following is a summary of the essential functions...activities, trends, and events pertaining to risk, regulatory and audit reviews. Continue to promote various risk initiatives and… more
- Truist (Charlotte, NC)
- …and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and ... systems, or external events and ensure effective remediation . Following is a summary of the essential functions...activities, trends, and events pertaining to risk, regulatory and audit reviews. Continue to promote various risk initiatives and… more
- Wells Fargo (Charlotte, NC)
- …and regulations issued by the Securities and Exchange Commission, Financial Institutions Regulatory Authority, Commodities Futures Trading Commission, and Office ... + Oversee and credibly challenge the reporting, escalation and timely remediation of compliance-related issues, deficiencies, or regulatory matters involving MPG +… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run ... families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run ... families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working… more
- Truist (Charlotte, NC)
- …CEG risk control weaknesses. Assist with evaluation and assessment of the CEG remediation efforts to confirm adequate resolution. 3. Lead and/or execute larger and ... Quality Assurance Review engagements. Types of quality assurance reviews may include audit engagement, audit process, QA or regulatory issue validation, and/or… more
- Truist (Charlotte, NC)
- …correlate and report risks for assigned Business Unit. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and ... systems, or external events and ensure effective remediation . Engage with Business Unit leaders to develop and...Business Unit Leaders. Contribute to the innovation and continuous improvement of processes to identify and remediate risk gaps… more
- Truist (Charlotte, NC)
- …correlate and report risks for assigned Business Unit. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and ... systems, or external events and ensure effective remediation . Following is a summary of the essential functions...and regulatory requirements. 9. Foster a spirit of continuous improvement and offer recommendations to refine and/or enhance Business… more
- Truist (Charlotte, NC)
- …correlate and report risks for assigned Business Unit. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and ... systems, or external events and ensure effective remediation . Following is a summary of the essential functions...and regulatory requirements. + Foster a spirit of continuous improvement and offer recommendations to refine and/or enhance Business… more
- City National Bank (Charlotte, NC)
- …opportunities for working across CNB, including across the business, 2LOD and internal audit . **What you will do** + With the guidance of Manager Control ... high attention to detail in documentation of control evaluation work papers and remediation of reviewer's commentary + Exhibit high attention to detail and strategic… more
- TIAA (Charlotte, NC)
- …and ad hoc activities, focusing on current state operations, gaps identification and remediation . As new processes and systems are brought into scope for frontline ... mitigating risk including Identifying and recommending opportunities for process improvement , redesign, change management, and risk control development. + Credibly… more
- City National Bank (Charlotte, NC)
- …to define issues, determine root cause, and determine appropriate changes. + Lead audit and regulatory BCRM remediation activities and ensure that all requests ... assessment, control assessment, testing and issue management. + Lead continuous improvement activities and initiatives for BCRM, working with stakeholders, subject… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run ... families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working… more
- Wells Fargo (Charlotte, NC)
- …bankers using Customer Relationship View (CRV), discover needs conversations (product, financial review, and investment referral paths), and customer referrals (both ... issue management, marketing, legal, risk and compliance. + Lead risk remediation efforts involving the RAU processes and behaviors resulting from identification… more
- Truist (Charlotte, NC)
- …risks for assigned areas of a Business Unit. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and systems, ... or external events and ensure effective remediation . Following is a summary of the essential functions...and regulatory requirements. 8. Foster a spirit of continuous improvement and offer recommendations to refine and/or enhance monitoring… more