- Deloitte (Charlotte, NC)
- …who wants to work in a collaborative environment. As an experienced Financial Improvement and Audit Remediation Consultant, you will have the ability to ... in one, or more, of the following service areas: + Financial Improvement and Audit Remediation (FIAR): Support audit remediation through… more
- Wells Fargo (Charlotte, NC)
- …Program + Develop and deliver high quality presentations to senior management, Audit and regulators + Provide compliance risk and regulatory subject matter expertise ... defined set of compliance program elements + Recommend opportunities for process improvement and risk control development + Identify reporting, escalation, timely … more
- Bank of America (Charlotte, NC)
- Audit Director - Financial Crimes (BSA/AML including Sanctions) Charlotte, North Carolina;Boston, Massachusetts **Job Description:** At Bank of America, we are ... + Strategy Planning and Development + Written Communications + Executive Presence + Financial Management + Internal Audit Review + Workforce Diversity Management… more
- Bank of America (Charlotte, NC)
- Global Credit, AML and Onboarding Operations Audit & Exam Leader Charlotte, North Carolina;Jacksonville, Florida **Job Description:** At Bank of America, we are ... guided by a common purpose to help make financial lives better through the power of every connection....testing of controls, identifying issues and control improvements for remediation , and building out actions plans and milestones. **Line… more
- Robert Half (Charlotte, NC)
- …productivity, enabling change and creating value for the entire organization. + Financial Reporting & Remediation Compliance: Helps companies reduce their risk ... JOB REQUISITION Charlotte Business Performance Improvement Intern - 2025 LOCATION CHARLOTTE ADDITIONAL LOCATION(S)...of non-compliance, while limiting exposure to financial restatements and other costly non-routine situations. Our professionals… more
- US Bank (Charlotte, NC)
- …initiatives. + Build and maintain effective working relationships with key stakeholders. + Audit support & issue remediation . + Engaging with risk partners and ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...work with business lines on developing controls and executing remediation plans, as necessary. This will include assessing control… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager Pennington, New Jersey;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... make financial lives better through the power of every connection....FLU controls and be able to drive the consistent improvement and strengthening of these controls to improve upon… more
- Truist (Charlotte, NC)
- …review the following job description:** The Technology Delivery (TD) Regulatory Exam and Audit Manager will leverage their deep regulatory and audit expertise to ... that technology delivery is meeting all established and emergent regulatory and audit demands, such as exam preparation and planning, tracking requests and… more
- Wells Fargo (Charlotte, NC)
- …will drive relationships across Wells Fargo, including, senior levels of Wells Fargo's Financial Crimes Risk Management, Wells Fargo Audit Services (WFAS) and ... **About this role:** Wells Fargo is seeking a Financial Crimes Transformation Delivery Lead role within Shared Services Operations. This leader will be responsible… more
- Truist (Charlotte, NC)
- …and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and ... systems, or external events and ensure effective remediation . Following is a summary of the essential functions...activities, trends, and events pertaining to risk, regulatory and audit reviews. Continue to promote various risk initiatives and… more
- Truist (Charlotte, NC)
- …and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and ... systems, or external events and ensure effective remediation . Following is a summary of the essential functions...activities, trends, and events pertaining to risk, regulatory and audit reviews. Continue to promote various risk initiatives and… more
- Wells Fargo (Charlotte, NC)
- …and regulations issued by the Securities and Exchange Commission, Financial Institutions Regulatory Authority, Commodities Futures Trading Commission, and Office ... + Oversee and credibly challenge the reporting, escalation and timely remediation of compliance-related issues, deficiencies, or regulatory matters involving MPG +… more
- Wells Fargo (Charlotte, NC)
- …begins. We ranked #2 on the 2023 LinkedIn Top Companies list - and #1 among financial services companies - as the best workplace "to grow your career" in the US At ... the industry. Our Total Rewards program focuses on wellness, work-life balance and the financial health of our employees. Our customers invest with us, we invest in… more
- Truist (Charlotte, NC)
- …CEG risk control weaknesses. Assist with evaluation and assessment of the CEG remediation efforts to confirm adequate resolution. 3. Lead and/or execute larger and ... Quality Assurance Review engagements. Types of quality assurance reviews may include audit engagement, audit process, QA or regulatory issue validation, and/or… more
- Bank of America (Charlotte, NC)
- …Testing, Process Risk Control (PRC), Risk Control Self-Assessment (RCSA), Internal audit , Risk management, Process improvement , Compliance, Front line control ... are guided by a common purpose to help make financial lives better through the power of every connection....identify, track, and report issues and control improvements for remediation . **Line of Business Job Description:** This candidate will… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run ... families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working… more
- Truist (Charlotte, NC)
- …correlate and report risks for assigned Business Unit. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and ... systems, or external events and ensure effective remediation . Following is a summary of the essential functions...and regulatory requirements. 9. Foster a spirit of continuous improvement and offer recommendations to refine and/or enhance Business… more
- Truist (Charlotte, NC)
- …correlate and report risks for assigned Business Unit. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and ... systems, or external events and ensure effective remediation . Following is a summary of the essential functions...and regulatory requirements. + Foster a spirit of continuous improvement and offer recommendations to refine and/or enhance Business… more
- Wells Fargo (Charlotte, NC)
- …of compliance program elements + Provide reporting, escalation, and timely remediation of issues, deficiencies, or regulatory matters regarding compliance risk ... management + Identify and recommend opportunities for process improvement and risk control development + Engage regularly with the Legal Department on current and… more
- City National Bank (Charlotte, NC)
- …opportunities for working across CNB, including across the business, 2LOD and internal audit . **What you will do** + With the guidance of Manager Control ... high attention to detail in documentation of control evaluation work papers and remediation of reviewer's commentary + Exhibit high attention to detail and strategic… more