- Bankers Life (Columbus, OH)
- …of our talented Insurance Agents use this advantage to become a Bankers Life Securities , Inc. Financial Representative , specializing in aiding clients in ... Entry Level Financial Representative - Insurance Sales Location: Columbus, OH, United States Job Category: Financial Representative Posted: 13-Jul-2023… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Lead Securities Operations Representative in Business Operations as part of Transactions & Processing division. ... Support overall effectiveness of the team according to plans, monitor daily securities , and cash related production work + Supervise daily production activities and… more
- Randstad US (St. Louis, MO)
- securities operations representative . + st louis , missouri + posted march 27, 2024 **job details** summary + $23 - $23.44 per hour + temp to perm + high school ... + referenceAB_4500936 job details Join Randstad's team as a Securities Operations Representative to provide support to...Securities Exchange Commission + brokerage + processing + Financial Systems Analysis + Financial Services +… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Lead Securities Operations Representative **In this role, you will:** + Support overall effectiveness of the team ... according to plans, monitor daily securities , and cash related production work + Supervise daily production activities and staff + Guide others on complex production… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Representative **In this role, you will:** + Perform a variety of operational tasks ... for complex securities or process extensive knowledge of systems + Provide...for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Securities Operations Representative for the Returned Mail Group within Wealth & Investment Management Operations. ... mail to other departments **Required Qualifications:** + 2+ years of Securities Operations experience, or equivalent experience demonstrated through one or a… more
- Randstad US (St. Louis, MO)
- coo-senior securities operations representative . + st louis , missouri + posted march 26, 2024 **job details** summary + $20 - $23.44 per hour + temporary + ... bachelor degree + category business and financial operations occupations + referenceAB_4499960 job details Randstad Strategic...contract position with a top tier bank in the financial industry. If you are interested in becoming part… more
- Thrivent Financial (Jupiter, FL)
- This position provides securities licensed administrative support to Watermark Financial Group. This position serves as a resource to Financial Advisors and ... financial and/or suitability information + Accepting and/or entering securities trade orders from customers, including unsolicited trade orders...+ Note CAN NOT be listed as the servicing representative AND need to note their FA is selling… more
- Guardian Life (New York, NY)
- …contribution and an annual profit-sharing contribution, if applicable + Complimentary 1:1 financial guidance with a licensed Fidelity representative **Time Off ... Are you a seasoned securities paralegal who has experience with securities...plus voluntary supplemental coverage + Accident insurance **Retirement and Financial ** + 401(k) retirement plan with a company match,… more
- Nuveen Investments (Charlotte, NC)
- …to the development of strategy, and managing the execution of the Nuveen Securities , LLC and Nuveen Canada Company, Compliance Programs. Nuveen Securities , LLC, ... The position will be responsible for supporting aspects of the Nuveen Securities Compliance Program relating to distribution activities and expected to provide… more
- Credit Suisse (MD)
- …in onshore China, having key responsibilities in the build-out of onshore China securities execution platform for the Private Bank with products focusing on but not ... limited to listed securities * Extending the strength of the existing award-winning...GTS organization partners, taking the role of a management representative within GTS Execution Services * Take on the… more
- Guardian Life (New York, NY)
- …contribution and an annual profit-sharing contribution, if applicable + Complimentary 1:1 financial guidance with a licensed Fidelity representative **Time Off ... The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as… more
- Truist (Charlotte, NC)
- …with the corporate communications team to provide communications support for Truist Securities , the corporate and investment banking arm of Truist, as well as ... time. 1. Execute on internal and external communications strategy for Truist Securities . 2. Maintain a working-level understanding of Truist and Truist Securities… more
- Scotiabank (New York, NY)
- …year, 40 hours per week. Financial Industry Regulatory Authority General Securities Representative Exam required. Financial Industry Regulatory Authority ... Administrators Association 1-63 Uniform State Law Examination required. Financial Industry Regulatory Authority Securities Industry Essentials (SIE)… more
- Bankers Life (Columbus, OH)
- …within local branch structure. 5. Securities Licensing Support to Become a Financial Representative - we provide free securities study materials, study ... - Hybrid Experience Location: Columbus, OH, United States Job Category: Financial Representative Posted: 13-Jul-2023 Job Description Bankers Life(R), one… more
- Morgan Stanley (Gilbert, AZ)
- …person we want on our Financial Services team! As an unlicensed Financial Services Representative , you would use your amazing customer service skills and ... Representative : * Develop a robust understanding of the financial services industry and gain insight into one of...You Bring to the Table: * You'vesuccessfully passed the Securities Industry Essentials(R) (SIE(R)) Exam * Abachelor's degree in… more
- Charles Schwab (Phoenix, AZ)
- …is at the heart of our firm's commitment to helping clients own their financial futures. In this exciting role, you'll learn to educate clients about investment ... study time, and support you need to obtain your Securities Industry Essentials and FINRA Series 7 & 63...for service to clients Motivation to learn about the securities industry, including the basic principles of equity, option,… more
- Charles Schwab (Lone Tree, CO)
- …Management (CRM) platforms + Strong candidates will also have previous experience in Financial Representative role **What's in it for you** At Schwab, we're ... of our firm's commitment to helping clients own their financial futures. In this exciting role, you'll give clients...set of career opportunities. If you currently have your securities licenses, enjoy working in a team setting, and… more
- Federal Reserve System (Chicago, IL)
- **Company** Federal Reserve Bank of Chicago Federal Reserve Financial Services (FRFS) delivers a suite of payments services to financial institutions via ... a more robust and unified customer experience across our financial service offerings, and we will create new career...and our broader community. As a Senior Industry Relations Representative , you will lead large-scale programs in support of… more
- SMBC (Los Angeles, CA)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more