- Citigroup (New York, NY)
- …global/cluster wealth risk reports that are insightful, comprehensive, and enable Independent Risk Management to monitor risk around the globe, ... and Regulatory requirements, and driving Strong Risk Management - for USPB Risk , Wealth...challenging business risk strategies. + Partner with Independent Risk Management and In-Business/Country… more
- Citigroup (New York, NY)
- …which complies with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer ... matters relevant to Wealth .** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including… more
- Bank of America (New York, NY)
- Global Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk New York, New York;Charlotte, North Carolina; Jacksonville, ... Financial Crimes ("GFC") Manager - Global Markets and Global Wealth &Investment Management Risk (hereinto...operational risks are appropriately addressed + Produces and/or oversees independent financial crimes risk management … more
- US Bank (New York, NY)
- …audit activities related to the fiduciary products and services within US Bank's Wealth Management and Investment Services businesses. This role supports the ... Audit Director for Wealth Management and Investment Services, the Senior...services designed to evaluate and improve the effectiveness of risk management , control, and governance processes of… more
- US Bank (New York, NY)
- …position that supports the Regulatory Compliance Audit Director/Senior Audit Director of the Risk Management and Compliance audit team. This role supports the ... services designed to evaluate and improve the effectiveness of risk management , control, and governance processes of...partners and key stakeholders in the following areas: * Wealth Management laws and regulations (eg, Broker… more
- Citigroup (New York, NY)
- …Partner with ICRM, ERM and Independent Risk to drive consistency in risk management of lending exposure across Wealth business. + Leads management ... Head of Lending business reports to the Head of Wealth Management and leads a global team...levels, driving the development and optimization of first-line business-led risk management processes and procedures. + Monitor… more
- Morgan Stanley (Purchase, NY)
- …Stanley/E*TRADE platforms. The team also performs direct oversight of supervisory activities conducted by Wealth Management Risk to ensure the adequacy of ... providing a wide range of investment banking, securities, investment management and wealth management services....methods on large datasets to support inference - Performing independent measurements of risks reported by the Business -… more
- US Bank (New York, NY)
- …CAS brings a systemic approach to evaluate and improve the effectiveness of risk management , control, and governance processes. Our comprehensive scope of ... you excel at-all from Day One. **Job Description** Corporate Audit Services (CAS) is the company's independent internal audit organization and third line of defense.… more
- Citigroup (New York, NY)
- …distribute global/regional consumer risk reports that are insightful, comprehensive, and enable Independent Risk Management to monitor risk around ... and Regulatory requirements, and driving Strong Risk Management - for USPB Risk , Wealth...challenging business risk strategies. + Partner with Independent Risk Management and In-Business/Country… more
- Motion Recruitment Partners (New York, NY)
- … Wealth Management Credit Risk Management + Consumer or Wealth Management Risk Analytics & Reporting + Experience in model development is ... testing principles and methodologies (inc. TWD). + Experience in Risk Management , Internal Audit. + Knowledge and...of IA validation and regulatory review. + Provide an independent initial assessment and challenge on the remediation and… more
- Citigroup (New York, NY)
- …objective of this role is to drive the execution of regulatory engagements across Independent Risk Management , to ensure the organization is responsive, ... regulatory concerns. + Review and provide quality assurance of risk management deliverables submitted to regulators. +...The Risk Regulatory Engagement team ensures the Independent Risk organization maintains a strong and… more
- ManpowerGroup (New York, NY)
- … Wealth Management Credit Risk Management * Consumer or Wealth Management Risk Analytics & Reporting * Capital Analysis and Stress Testing * ... years of progressive experience in the financial services industry; experience in Risk Management , Internal Audit; Knowledge and understanding of regulatory and… more
- Morgan Stanley (New York, NY)
- …including Compliance, Audit, Legal, Operational Risk , Financial Control Group, Technology, Wealth Management Operations as well as, Home Loans management ... Home Loan projects to remediate any process or control gaps identified - Prepare risk management and assessment updates to Senior Management for all… more
- City National Bank (New York, NY)
- …Compliance related roles, Certified Compliance Risk Manager (CRCM). + For Wealth Management Compliance roles, experience with a financial institution such as ... issues management , and monitoring and reporting. **Compliance Risk Management Division** This is a great...a broker/dealer and/or registered investment adviser. + For Wealth Management Compliance roles, experience working within… more
- S&P Global (New York, NY)
- …(for internal use):** 12 **The Role** : Lead II Security Engineer, Vulnerability Management **The Team** : S&P Ratings Security team focuses on protecting our ... in a cloud environments using common vulnerability assessment tools + Review and risk assess the criticality and priority of all vulnerability findings + Analyze ,… more
- S&P Global (New York, NY)
- …Level (for internal use):** 11 **The** **Role:** Associate Director, Relationship Management **The Team:** The S&P Global Corporate Commercial Team is responsible ... and access to hands-on learning opportunities from your peers and from management . **Responsibilities:** . Provide high touch client service to communicate S&P's… more
- Citigroup (New York, NY)
- …US bank regulatory legal advice to Citi's businesses and control functions, including the Independent Risk Management ("IRM") and Independent Compliance ... Officer as well as the Markets, Services, Banking and International, Personal Banking & Wealth Management and Legacy Franchises businesses. The BRL Group is a… more
- Neuberger Berman (New York, NY)
- …, Institutional Equities & MAC investment teams, Fixed Income, Equity Research, and Wealth Management across the firm's global offices. Responsibilities: * Play ... Summary: The Enterprise Data Management (EDM) organization is comprised of multiple teams...._ Founded in 1939, Neuberger Berman is a private, independent , employee-owned investment manager. From offices in 39 cities… more
- Morgan Stanley (New York, NY)
- …objective and independent assessment of the Firm's internal control environment for risk management and governance. This is a Vice President level position ... and the state of controls supporting US Banks Technology Governance and risk management . Comprehensively articulate actionable insights regarding criticality… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for ... standards, policies and procedures. **Responsibilities:** + Executing and implementing firm-wide sanctions risk management policy as well as the strategic ICRM… more