- Citigroup (New York, NY)
- …opportunities for controls enhancement initiatives (eg, rationalization, automation, etc.) + Assist control owners in initial control validation + **Lead ... The Finance Control Design & Implementation and Issue ...development, redesign and application of emerging, new controls and control frameworks to our environment. This senior … more
- Regions Bank (Birmingham, AL)
- …Responsibilities** + Performs quantitative validation test work under guidance from validation manager and/or senior validation analyst and summarizes ... oversight activities, including model identification, determination, classification, inventory management, validation , review, issue remediation testing, reporting, and… more
- Ally (Raleigh, NC)
- …Sr Analyst is responsible for delivering accurate, timely and relevant QAT validation reports, issue identification/remediation efforts, and provide feedback for ... constantly evolving, so shouldn't your opportunities be, too? **The Opportunity** The Senior Analyst will work in Ally's Model Risk Management function under the… more
- Huntington National Bank (Columbus, OH)
- …strategy programs within the IT segment, focusing on findings/action plan validation within the Technology Risk organization. May execute periodic risk assessments ... (Risk Control Self Assessments and targeted risk assessments). Evaluate ...Deliver timely escalation of all issues requiring attention to senior management. Work with business segment management to ensure… more
- Citigroup (Tampa, FL)
- …that span the Finance function globally. The CVQA Team manages the quality and control of documentation across the issue management lifecycle. This will include ... **Responsibilities:** + Provide effective review and challenge to ensure issue opening (before submission), monitoring and pre- validation , pre-closure… more
- Wells Fargo (Charlotte, NC)
- …conclusions on the design and performance of controls and overall effectiveness of the control environment. + Complete issue validation activities to assess ... to lead and assist with the development and execution of testing and issue validation activities, including independently assessing the design and operating… more
- Charles Schwab (Chicago, IL)
- …plan prior to finalizing the audit report. + ** Issue Management and Validation :** Monitor and review issue validation testing to ensure comprehensive ... The Corporate enterprise team is seeking an Internal Audit Senior Manager. The Corporate team is responsible for execution...and adherence to SLAs. Ensure accurate team reporting of issue validation status. + **Business and Project… more
- Citigroup (Tampa, FL)
- …via formal QA products (eg, Scorecards, Thematic Reviews, Hot reviews and Regulatory/ QA Issue Validation ) to ensure conformance with the IPPF IIA Standards and ... control culture of Citigroup worldwide and thereby support senior management decision making around the globe. IA maintains...IA (risk based and regulatory), responsible for preparing the issue validation strategy, executing issue … more
- Charles Schwab (Phoenix, AZ)
- …action plan prior to finalizing the audit report. + Issue Management and Validation : Monitor and review issue validation testing to ensure comprehensive ... testing and adherence to SLAs. Ensure accurate team reporting of issue validation status. + Business and Project Monitoring: Coordinate and participate in the… more
- Citigroup (Tampa, FL)
- … of the artifacts and deliverables supporting design and implementation validation of milestones..Facilitate cross risk and control transformation program ... The Risk & Controls Transformation Senior Lead will be responsible for covering multiple...responsible for covering multiple programs across the Risk & Control Transformation program group and will report to the… more
- Citigroup (Tampa, FL)
- … of the artifacts and deliverables supporting design and implementation validation of milestones..Facilitate cross risk and control transformation program ... The Risk & Controls Transformation Senior Lead will be responsible for covering one...in the Risk Categories Initiative within the Risk & Control Transformation program group and will report to the… more
- Citigroup (Tampa, FL)
- …and implementation validation of milestones. + Facilitate cross risk and control transformation program engagement, monitor, track and escalate risk to the ERM ... The Risk & Controls Transformation Senior Lead will be responsible for covering one...Enterprise Risk Management (ERM) Initiative within the Risk & Control Transformation program group and will report to the… more
- Citigroup (Irving, TX)
- …and third lines. Design, execute and report to issue owners and Client senior management on the effectiveness of control remediations prior to submission for ... potential issues. ** Issue Management** **(Quality Assurance and Issue Quality Control )** Support ICM stakeholders in...independent validation by control functions. Establish a solid network of key stakeholders… more
- Bank of America (Boston, MA)
- …maintain business partner relationships + Actively support peers and broader team during issue validation and other work **Required Skills & Experiences** + ... Senior Audit Manager - (BSA/AML including Sanctions) Charlotte,...and written communication skills including ability to effectively document issue validation + Understanding of audit practices… more
- Charles Schwab (Westlake, TX)
- …and subsequent debriefing with the key partners (typically VP-level and below). + ** Issue Management and Validation :** Conduct validation testing of the ... The Corporate internal audit enterprise team is seeking a Senior IT Auditor ( Senior Specialist). The Corporate...by evaluating and improving the efficiency of risk management, control , and governance processes. **What you'll do:** + **Audit… more
- Charles Schwab (Phoenix, AZ)
- …and subsequent debriefing with the key partners (typically VP-level and below). + ** Issue Management and Validation :** Conduct validation testing of the ... Management enterprise team is seeking an Internal Audit Technology Senior Specialist primarily responsible for executing application reviews in business… more
- Charles Schwab (Westlake, TX)
- …levels) and subsequent debriefing with the key partners (typically VP-level and below). + Issue Management and Validation : Conduct validation testing of the ... internal controls. The Broker-Dealer/Asset Management enterprise team is seeking a Senior Auditor ( Senior Specialist). The Broker-Dealer/Asset Management team… more
- Charles Schwab (Lone Tree, CO)
- …levels) and subsequent debriefing with the key partners (typically VP-level and below). + Issue Management and Validation : Conduct validation testing of the ... risk management, and internal controls. The Technology enterprise team is seeking a Senior IT Auditor ( Senior Specialist - Technology) primarily responsible for… more
- Charles Schwab (Westlake, TX)
- …on the results of audit testing, identify and draft audit observations for review. + Issue Management and Validation : Conduct validation testing of the audit ... the organization. Additionally ,we evaluate the effectiveness of risk management, control and governance processes. Internal Audit leadership is responsible for… more
- Sanofi Group (Framingham, MA)
- …+ Managing contractors for staff augmentation or project roles + Ensuring timely issue escalation to senior management and cross-functional support teams + ... with providing support for automated manufacturing operations + Demonstrated knowledge of validation requirements for control systems in CGMP and/or ASTM… more