- JPMorgan Chase (New York, NY)
- …challenging the status quo and striving to be best-in-class. As a Lead Credit Officer - Vice President within the Risk Management team, you would be at the ... + 6 + years of relevant work experience in credit risk management within a financial organization or credit rating agency + Undergraduate or Master's degree… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... + Identify and escalate risks to the Chief AB&C Officer . + Provide guidance to businesses and functions on...Management, AML Monitoring, or related position involving compliance and risk management for a global financial services… more
- Citigroup (New York, NY)
- …a strong legacy of innovation and a unique global trade solution network. The Business Risk Officer for North America cluster is a senior specialist who provides ... global oversight to the Platforms and Data Services Risk and Control environment, proactively supporting the Treasury and Trade Solutions PDS Head ("Business Head")… more
- Citigroup (Queens, NY)
- …with Citi policy. Requirements: Bachelor's degree, or foreign equivalent, in Business Administration, Financial Risk Management, or a related field, and ten (10) ... Citibank, NA seeks a Risk Policy Senior Officer I for...I for its Long Island City, NY location. Duties: Lead in the development, execution, review, and challenge of… more
- Citigroup (New York, NY)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... of registered representatives and monthly registered representative meetings. + Participate and lead calls on topics related to the Capital Markets business. +… more
- Citigroup (New York, NY)
- …control environment, the Global Equities business continues to expand its risk , governance and controls environment. Equities business lines include Cash Equities, ... and Sales/Sales Trading. Reporting to the Head of Equities Risk & Controls, the role will focus on leading...and CAP management, as well as the ability to lead substantive remediation activity, will be a key responsibility.… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer supporting our Technology Control Management Information and Cyber Security ... Group. The Senior Lead Control Management Officer will be focused...or the enterprise, as well as good understanding of financial crimes, operational risk , audit, legal, credit… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Securities Services Independent Compliance Risk Management (ICRM) responsible for ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more
- City National Bank (New York, NY)
- **CREDIT OFFICER LEAD CORPORATE BANKING** **WHAT IS THE OPPORTUNITY?** Participates in the loan management process by providing credit and loan underwriting ... assists the Credit Officers and Credit Analysts in research, credit structuring, financial analysis, etc. for complex accounts. + Responds to questions or inquiries… more
- Wells Fargo (New York, NY)
- …evaluation. + Prior experience with governance frameworks and management reporting of non- financial risk profiles. **Job Expectations:** + Hybrid work schedule. ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Citigroup (New York, NY)
- The CSIS Sr Lead Security Officer is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and ... goals and remain within defined budget parameters + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- Morgan Stanley (New York, NY)
- …our client experience through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business Service Officer ... facilitating communication and training for Service Professionals, partner with Complex Sales and Risk teams to ensure execution in all aspects of the business and… more
- Sanofi Group (Bridgewater, NJ)
- **Regional Privacy Officer , NA - Sanofi CHC** **Location:** Bridgewater, NJ **Remote Work:** Hybrid **Travel Expected:** Minimal **Job Type:** Full time **About the ... Data Privacy Team consists of a Global Data Privacy Officer , a network of Local Privacy Officers ('LPO') with...trainings, + participate in the regular execution of Privacy Risk Assessment and Risk Management processes, +… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as ... as a dually registered broker-dealer and investment adviser. The incumbent will lead the implementation and interpretation of applicable SEC, FINRA, MSRB laws and… more
- Capital One (New York, NY)
- …proper pre-qualification, structuring, and pricing of debt and proprietary investments + Lead across the organization to manage risk , support new business ... of America, New York, New York Director, Community Finance - Capital Officer **Overview:** External Affairs works with many external and internal stakeholders to… more
- International Rescue Committee (New York, NY)
- …organizations that offer financial education and other asset-building services. The Loan Officer is a remote position that can be located anywhere in the US. The ... Requisition ID: req51299 Job Title: Loan Officer Sector: Finance Employment Category: Regular Employment Type: Full-Time Compensation: USD 55,000.00 - 77,700.00… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for establishing ... regulatory requirements that Citi must comply with; assessing related sanctions risk exposure, overseeing the quality of sanctions control processes and setting… more
- Truist (New York, NY)
- …description:** Leads a team of compliance professionals to ensure appropriate compliance risk oversight is in place for assigned business units and/or functions. ... Leads and executes compliance risk management activities to reasonably ensure compliance with the...from time to time. 1. The Investment Banking Compliance Officer will be a member of the Global Corporate… more
- International Rescue Committee (New York, NY)
- …Working Group (PWG), and co-responsible for delivering the functions of the PWG. * Lead on financial aspects of the due diligence processes including audit ... Requisition ID: req51126 Job Title: Sr. Officer , Finance & Partnerships Sector: Finance Employment Category: Regular Employment Type: Full-Time Gross Compensation:… more
- TD Bank (New York, NY)
- …**Job Description:** **Department Overview:** Seeking a highly motivated, detail-oriented Compliance Officer to join our dynamic team. This colleague will play a ... of business to implement best practices. This role may also perform compliance risk assessments as well as participate in regulatory exams. In depth knowledge of… more