- Creative Financial Staffing (Charlotte, NC)
- …uphold internal financial controls, policies, and procedures. Ensure compliance and reduce risk . Budgeting: Lead the annual budget process and conduct scenario ... leader, you will report directly to the Chief Finance Officer (CFO), partnering with senior leadership to deliver meaningful...and strategic impact with the leadership team. Audit and Risk Management: Lead the annual audit and… more
- Wells Fargo (Charlotte, NC)
- …you. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support the Financial Crime Risk Management team within Corporate ... and Control Programs. The Lead Control Management Officer supports these functions in the Corporate Risk...**Desired Qualifications:** + Knowledge and understanding of compliance or operational risk . + Knowledge and understanding of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk Officer for the Personal Lending CRO Loss Forecasting and Analytics group is looking ... for an experienced Senior Lead Credit Risk ...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Enterprise Risk Officer responsible for providing risk oversight of Home Lending Servicing, with a ... projects and initiatives + Resolve moderately complex issues and lead team to meet risk area, projects...of Directors **Required Qualifications, US:** + 5+ years of Risk Management experience ( Operational Risk ,… more
- ManpowerGroup (Charlotte, NC)
- …give examples of each phase, what their ownership was + Candidate must understand Operational Risk - they must understand how the Consumer Lending Business side ... for a strong Internal Auditor with a background in Risk and Controls. You will join a Consumer Leading...to hire multiple highly motivated Compliance Specialists and Auditors.** Lead Compliance Officer for ECBE (Consumer Lending)… more
- Wells Fargo (Charlotte, NC)
- …**About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to join the Corporate Risk Financial Crime Risk Management (FCRM) ... mitigation strategies for complex and highly integrated business specific risk across different business lines + Lead ...enterprise, as well as good understanding of financial crimes, operational risk , audit, legal, credit risk… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join the Small Business Banking Control Team. The Small Business Banking Control ... and control plans (RACP), while also caring for the customer experience. The Lead Control Management Officer proactively engages with business process owners and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part of **Product and Advisory Services Compliance.** Learn ... areas and business divisions at wellsfargojobs.com . As the Lead Compliance Officer , you will provide compliance...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Wells Fargo (Charlotte, NC)
- …requiring focus on handling of MNPI, User Access, e-Communications, and Books/Records. + Operational risk events and near misses. + International business teams ... Mergers and Acquisitions (M&A) investment banking teams. This Senior Lead Control Management Officer will provide front...the need for additional or improved controls to mitigate risk . Provide operational risk expertise… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer for Regulatory Change & Inventory Management. In this role, you will be a part of the team ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior** ** Lead Compliance Officer ** in Corporate Risk as part of **Commercial Banking - Market Coverage and ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …and company. + Work with the business and support teams to provide operational risk expertise and consulting for projects and platform initiatives, considering ... Execution and Administration Team to document and assess control weaknesses and operational risk incidents using methods such as root cause analysis. + Liaise… more
- City National Bank (Charlotte, NC)
- **INTERNAL CONTROLS OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective ... of Excellence (CT COE). **What you will do** + Lead and supervise targeted consultative and advisory engagements on...- Regulatory Program Governance Team. + All references to operational risk / Operational Risk … more
- Wells Fargo (Charlotte, NC)
- … risk partners on the need for additional or improved controls to mitigate risk . Provide operational risk expertise and consulting for projects and ... of risks and mitigating control solutions. This CIB Senior Officer will partner across CIB Banking and COO Shared...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Bank of America (Charlotte, NC)
- …and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and ... the root causes that lead to compliance risk issues and/or operational risk ...(FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing… more
- First Horizon Bank (Charlotte, NC)
- …Collaborate with internal partners to ensure successful execution of operational environmental/sustainability initiatives (legal, risk , properties, procurement, ... Responsibilities Include** **General** + Serve as the company's sustainability officer responsible for developing, executing, monitoring and reporting on… more
- Bank of America (Charlotte, NC)
- …and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and ... the root causes that lead to compliance risk issues and/or operational risk ...with FLU/CF leaders globally, coordinating with the FLU/CF C&OR Officer teams to independently advise those leaders on effectively… more
- Bank of America (Charlotte, NC)
- …Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense ... drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses + Assists in the development of independent … more
- Bank of America (Charlotte, NC)
- …arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses + Manages inventory of processes, ... Compliance & Operational Risk Manager- Quality Assurance Charlotte,...As a member of an FLU or CF C&OR officer team, the C&OR Manager is accountable for proactive… more
- Bank of America (Charlotte, NC)
- …arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses + Manages inventory of processes, ... Compliance and Operational Risk Manager Charlotte, North Carolina;Atlanta,...As a member of an FLU or CF C&OR officer team, the C&OR Manager is a countable for… more
