- Morgan Stanley (New York, NY)
- …In conjunction with the Complex Manager and other Risk Officers within the Complex, the PWM Senior Risk Officer has accountability in the Complex for ... State and Local laws, Morgan Stanley Wealth Management policies, and other regulations. The PWM Senior Risk Officer keeps the Complex Manager informed of… more
- Morgan Stanley (New York, NY)
- …Branch Manager's Supervisory Manual. * Responsible for delegating supervisory review/duties to the Risk Officer . * Responsible for the creation of an Annual ... focus is to drive revenue, increase profitability, and manage risk within their branch and assigned offices within the...Strong attention to detail * Ability to interact with senior management team, Financial Advisors, support staff, clients and… more
- Morgan Stanley (Chicago, IL)
- …their investments and planning strategies, often with guidance and input from senior team members * Assists Financial Advisors / Private Wealth Advisors in ... clients and prospects to determine investment objectives, current portfolio status, risk tolerance, and other information necessary to craft comprehensive financial… more
- Bank of America (Boston, MA)
- Senior Trust Officer Boston, Massachusetts **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through ... to make a difference. Join us! **Job Summary:** The Senior Trust Officer maintains a book of...local Private Bank teams to achieve strategic objectives of PWM market overall. The STOs primary responsibility is the… more
- Citigroup (Greenburgh, NY)
- …limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral leads. + Manage client ... The Senior Wealth Advisor SAFE Act is a seasoned...brokerage assets. + Deepen relationships with existing clients in PWM and Retail bank through the use of financial… more