• Careerbuilder-US (New York, NY)
    …and Prudential Management and Operations Standards. * Ability to evaluate Compliance , Regulatory and Operational risk issues. * Strong analytical ... JOB TITLE: Senior Compliance Program Lead ( Risk Management) LOCATION:...& manage risks related to climate change. Evaluate all regulatory requirements and ensure compliance ; liaise with… more
    CareerBuilder (09/25/21)
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  • MUFG (Irving, TX)
    …raising management awareness of issues identified during execution of the Risk Assessments, driving remediation activities, meeting regulatory obligations, and ... on the implementation of the methodology. Liaise with regional and local compliance officers on risk assessment-related projects, initiatives, and data… more
    MUFG (10/20/21)
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  • MUFG (Irving, TX)
    …Credit/Debit, Guardian Analytics, and ThreatMetrix. Strong knowledge about model risk management and associated regulatory requirements Bachelor's degree ... detect financial crime and (5) create statically representative samples to ensure that risk is not missed below the threshold. The incumbent is responsible for… more
    MUFG (10/20/21)
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  • Wells Fargo (St. Louis, MO)
    …Development, and Operational Excellence. #LegalDeptJobsThis Senior Counsel will work within the Regulatory & Risk Division supporting activities of the Policy, ... advice to the Company regarding the fulfillment of Consent Orders and significant regulatory matters involving enterprise risk management, as well as support the… more
    CareerBuilder (10/14/21)
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  • MUFG (New York, NY)
    …least one of the following areas: Model Risk , Inventory Systems, Operational Risk , Compliance , Internal Audit, Regulatory Bank Supervision. This position ... business areas in a service-oriented and value add style Strong knowledge about model risk and associated regulatory requirements such as OCC 2011-12/ FRB SR11-7… more
    MUFG (10/20/21)
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  • M&T Bank (Buffalo, NY)
    …SR 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance /operational/model risk controls and other second line of defense and ... and development and management of predictive statistical models.Conduct business in compliance with regulatory guidance including SR (Supervision and Regulation… more
    CareerBuilder (10/16/21)
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  • M&T Bank (Buffalo, NY)
    …10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance /operational risk /model controls and other second line of defense policies ... Risk Management for model validation exercises. Conduct business in compliance with regulatory guidance including SR (Supervision and Regulation Letters)… more
    CareerBuilder (10/14/21)
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  • Citigroup (Getzville, NY)
    …Affairs team ensures the Risk organization maintains strong and productive regulatory relationships with US Prudential Regulators, particularly the FRB, OCC, ... Risk Regulatory ...requires superior problem solving and excellent oral/written communication skills ( Regulatory or Compliance background a plus) +… more
    Jobsflag (07/24/21)
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  • PGIM (Newark, NJ)
    …Investments LLC ("PI"A' ), is seeking an Analyst candidate to support PI Compliance with its regulatory , contractual, and compliance requirements associated ... mutual fund boards ;Assist in managing PI's testing programs and on-going compliance and other risk assessments including coordinating with strategic partners… more
    JobDiagnosis (09/28/21)
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  • Silicon Valley Bank (Tempe, AZ)
    …forecasting, budgeting, and vendor management, etc.) as well as has significant regulatory and risk management responsibilities (SOX Controls, SOC1, Cayman ... Branch Operating Committee, Control ITM, Regulatory reporting).This position is within the first line and...& Governance requirements laid out by CIMA and ensure compliance either through execution by the Cayman branch team… more
    JobDiagnosis (09/28/21)
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  • MUFG (New York, NY)
    …least one of the following areas: Model Risk , Inventory Systems, Operational Risk , Compliance , Internal Audit, Regulatory Bank Supervision. This position ... related activities across various corporate entities according to Enhanced Prudential Standard regulations.Major Responsibilities:Evolve the Bank's model risk more
    JobDiagnosis (10/20/21)
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  • MUFG (Irving, TX)
    …Credit/Debit, Guardian Analytics, and ThreatMetrix. Strong knowledge about model risk management and associated regulatory requirements Bachelor's degree ... strategies (5) identify and mitigate sanctions and AML risks through periodic risk assessment on algorithms and rules. The incumbent is responsible for supporting… more
    MUFG (10/21/21)
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  • MUFG (Irving, TX)
    …Credit/Debit, Guardian Analytics, and ThreatMetrix. Strong knowledge about model risk management and associated regulatory requirements Bachelor's degree ... Provide Subject matter expertise and lead AML Transaction monitoring and Customer Risk rating efforts. Support the development of policies and procedures for AML… more
    MUFG (10/20/21)
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  • Silicon Valley Bank (Tempe, AZ)
    …and acumen:Deep knowledge of fraud tools and systems, and the regulatory / compliance environmentUnderstanding of card systems, including networks, processors, ... technology and financial services, to apply.Job DescriptionWe're seeking a Card Risk Advisor to join our Card Products team.Key responsibilities include:Analyze data… more
    JobDiagnosis (09/28/21)
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  • MUFG (Irving, TX)
    …and cohesive intelligence and analytics capability covering all financial crime risk taxonomies across all products, branches, and entities where MUFG operates. ... testing and documentation of performance monitoring. Coordinate with Americas Model Risk Management team on model validation engagements, including planning model… more
    MUFG (10/21/21)
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  • MUFG (Irving, TX)
    …and reviews of the FCIU/COEs policies, programs and procedures to ensure compliance with applicable legal, regulatory , and internal requirements. Assess the ... in a timely and efficient manner, while maintaining the highest standards for regulatory and compliance requirements Ensures that FCIU/COE reports are clear,… more
    MUFG (10/20/21)
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  • SVB Financial Group (Austin, TX)
    …degree At least 3-years of experience in privacy or related legal, regulatory compliance experience in a large enterprise. Demonstrable creative problem-solving, ... the Privacy Director, you will be responsible for executing complex, risk -based privacy assessments, handling inquires, monitoring and triaging mailbox requests,… more
    Jobs2Careers (10/08/21)
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  • MUFG (Irving, TX)
    …and cohesive intelligence and analytics capability covering all financial crime risk taxonomies across all products, branches, and entities where MUFG operates. ... be considered. Three plus (3+) years of internal or financial industry and compliance experience, preferably within a global organization in a role directly involved… more
    MUFG (10/20/21)
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  • Silicon Valley Bank (San Francisco, CA)
    …the onboarding process with respect to their own compliance programs and Fraud prevention/suspicious activity monitoring strategiesResponsibilities:Participate in ... to obtain approval.Client education with respect to their own compliance programs and Fraud prevention/suspicious activity monitoring strategies.Interact with… more
    JobDiagnosis (10/07/21)
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  • MUFG (Tempe, AZ)
    …training. Demonstrate effective operational management through transparent reporting. Proactive risk identification and resolution to self-identified issues as well ... prescribed Service Level Agreements (SLAs) and make appropriate and timely risk escalations. Perform ongoing management, monitoring, analysis and reporting of the… more
    MUFG (10/21/21)
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