- HSBC (New York, NY)
- …prudential regulatory capital landscape. GRPA covers key aspects of prudential policy, including risk weighted assets (RWAs), capital resources, Liquidity ... is responsible for establishing HSBC's Group level, and certain regional level, prudential regulatory capital policies, and for advising business lines on… more
- HSBC (New York, NY)
- …and verbal + Ability to formulate and articulate defensible interpretations of ambiguous prudential regulatory rule text. In compliance with applicable laws, ... regulatory issues, providing challenge and governance to mitigate regulatory risk . Global Regulatory Policy...new rule developments and other ongoing changes to the prudential regulatory landscape. Global Regulatory … more
- HSBC (New York, NY)
- …prudential regulatory capital landscape. GRPA covers key aspects of prudential policy, including risk weighted assets (RWAs), capital resources, Liquidity ... is responsible for establishing HSBC's Group level, and certain regional level, prudential regulatory capital policies, and for advising business lines on… more
- BMO Financial Group (Chicago, IL)
- …the Bank to make sense of the fast-moving regulatory landscape on climate risk and translate prudential regulatory signals and expectations into concrete ... Risk Guidance will, for instance, monitor, communicate, and socialize global prudential regulatory developments on climate risk management; complete… more
- Deloitte (Jersey City, NJ)
- …team Against an increasingly complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this by leveraging our deep knowledge ... Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity -...credit risk , liquidity risk , operational risk , compliance risk , market … more
- Deloitte (Austin, TX)
- …team Against an increasingly complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this by leveraging our deep knowledge ... Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) Risk , Data and Regulatory professionals help organizations identify the … more
- Citigroup (Tampa, FL)
- …role that requires superior problem solving and excellent oral/written communication skills ( Regulatory , Risk , Internal Audit or Compliance background a ... the various risk segments. **Team Overview:** The Risk Regulatory Affairs team ensures the Independent...OCC, and FDIC, and working knowledge / familiarity with prudential regulations, a plus + Strong attention to detail,… more
- Citigroup (New York, NY)
- …across the Global Equities business, central Markets teams, Independent Compliance Risk Management, Internal Audit, Bank Regulatory Legal and participate in ... as well as ensuring consistency with firm-wide standards and regulatory expectations with Prudential Bank Regulations. The...conform to enterprise requirements and support sound operational and compliance risk management. + Issue and CAP… more
- M&T Bank (Buffalo, NY)
- …assessment on a recurring and ad-hoc basis in support of achieving the Bank's risk management objectives and regulatory compliance . + Develop and maintain ... credit risk , stress testing and the enterprise risk management framework and adherence to enhanced prudential... identification, risk policies and governance and regulatory compliance . + Maintain and develop in… more
- MUFG (Irving, TX)
- …the Risk Assessments, + Driving remediation activities, + Meeting regulatory obligations, + Data Analysis, + Report writing, + Presentations preparation **Major ... the implementation of the methodology. * Liaise with regional and local compliance officers on risk assessment-related projects, initiatives, and data… more
- M&T Bank (Buffalo, NY)
- …SR 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance /operational/model risk controls and other second line of defense and ... development and management of predictive statistical models. + Conduct business in compliance with regulatory guidance including SR (Supervision and Regulation… more
- Citigroup (Getzville, NY)
- …legal vehicle perspective has become a topic of great interest from a global regulatory perspective; prudential regulators around the world are focusing more on ... use of Inter-Affiliates is in line with policy and regulatory guidance; specific aspects include: strategy, governance, metrics and...* 6+ Years of business experience; preferably in Credit Risk , Audit, Compliance , or Finance * Credit… more
- US Bank (Minneapolis, MN)
- … is a senior level management position that supports the Regulatory Compliance Audit Director/Senior Audit Director of the Risk Management and Compliance ... compliance risk coverage for international compliance with demonstrated expertise relating to prudential ...business audit executive that has strong knowledge of audit, risk management, and regulatory expectations (eg, Office… more
- Bloomberg (New York, NY)
- …Reg ATS) + Communicate and collaborate with various business partners which includes Risk , Compliance , Regulatory Controllers, FP&A and other accounting and ... product, compliance and legal departments in the implementation of Regulatory policy + Strong interpersonal, written and verbal communication skills + Ability… more
- Charles Schwab (Chicago, IL)
- …provider, regulators, and internal lines of businesses. + Strong understanding of prudential regulatory requirements and expected practices for managing interest ... such as marketing, finance, treasury, accounting, vendor management, and human resources. Risk Management audits cover areas such as compliance , credit,… more
- Discover (Riverwoods, IL)
- …legal advice that reflects an advanced ability to understand and evaluate legal and regulatory matters in the context of risk appetite and business objectives. + ... business partners to implement changes. + Collaborate with Corporate Compliance to develop positions and strategies on regulatory...Group on advocacy activities + Work closely with Corporate Risk , Corporate Compliance and Internal Audit on… more
- Citigroup (Tampa, FL)
- …Chief Data Office (CDO), Capital Planning, Enterprise Technology Services (ETS), Corporate Regulatory Reporting (CRR) and Finance and Risk Senior Management. The ... + Excellent analytical background and skill set to understand Regulatory Reporting (Basel / Risk Weighted Assets...Lean Methodology / Six Sigma. + Previous exposure to Prudential Reports, CCAR, Basel or Country Risk .… more
- Federal Reserve System (Chicago, IL)
- …Federal Reserve Bank of Chicago The LFBO Division is comprised of banking risk specialists who supervise the largest and most complex domestic, foreign, and ... Supervision Manager/DCPC will be responsible for directing team contributions on complex risk management and financial matters and overseeing the examination of key… more
- Truist (Charlotte, NC)
- …for compliance with capital policies, the capital plan, and regulatory requirements 4. Ensure capital forecasting process incorporates the latest applicable ... for Truist and peers, ensuring methodologies incorporate all applicable regulatory and policy requirements. Following is a summary of...capital rules including Basel, US Prudential , and Notices of Proposed Rulemaking (NPRs). 5. Own… more