- Citigroup (Jersey City, NJ)
- …and foreign regulators externally and Citi Internal Audit and Compliance Assurance staff, as appropriate, including coordinating AML -related examinations, audit ... AML NAM Head of Data Science and Model...Feedback Channel with the Businesses, Internal Audit and Compliance Assurance to validate that root cause analysis is performed… more
- TD Bank (Wilmington, DE)
- …due diligence, detection and investigation of suspicious activity, regulatory reporting, and quality assurance + Establishes and owns the risk program and ... & Commercial Banking **Job Description:** The Head of Consumer AML Financial Crimes & Fraud, Insider Risk role is...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Bank of America (Jacksonville, FL)
- …Fraud Management + Interpret Relevant Laws, Rules, and Regulations + Problem Solving + Quality Assurance + Risk Management + Adaptability + Customer and Client ... Ops Sr Analyst MKTS - AML Refresh Ops Jacksonville, Florida **Job Description:** At...regulatory reporting + Escalates potential risks and exposures to manager in a timely manner + Assists with ad-hoc… more
- JPMorgan Chase (Plano, TX)
- …CIB (Corporate & Investment Bank), KYC GFCC KYC (Global Financial Crimes Compliance), QC ( Quality Control) and QA ( Quality Assurance ) to identify policy ... The Wholesale KYC Organization (WKO) AML /KYC Policy Management team, a division of the...our corporate standards. This position of WKO KYC Policy Manager is responsible for ensuring that Wholesale Bank's KYC… more
- Bank of America (Jacksonville, FL)
- …Operations Management + Customer and Client Focus + Process Performance Measurement + Quality Assurance + Risk Management + Adaptability + Fraud Management + ... for client AML /KYC refresh globally. This employee will work within the AML Operations organization as a manager in supporting the Remediation & Escalation… more
- Bank of America (Charlotte, NC)
- …Fraud Management * Risk Management * Interpret Relevant Laws, Rules, and Regulations * Quality Assurance * Problem Solving * Adaptability * Customer and Client ... AML Refresh Operations - Ops Sr Analyst MKTS...regulatory reporting + Escalates potential risks and exposures to manager in a timely manner + Assists with ad-hoc… more
- Citigroup (Tampa, FL)
- …and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor ... Quality Assurance and the Group Audit Committee....IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with… more
- Citigroup (Irving, TX)
- …and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor ... Quality Assurance and the Group Audit Committee....team. The role reports to the QA Senior Audit Manager (SAM) in Irving. **Key Responsibilities:** + Operate independently… more
- JPMorgan Chase (Columbus, OH)
- …in financial services industry with background in controls, audit, quality assurance , operational risk management, or AML /KYC; or equivalent subject matter ... AML /KYC Controls team provides oversight and guidance so...in support of projects with strong attention to the quality and timeliness of expected results. May facilitate proper… more
- Bank of America (Greensboro, NC)
- …Retention * Talent Development * Risk Management * Business Operations Management * Quality Assurance * Process Performance Measurement * Customer and Client ... overall operating model. **Line of Business Job Description:** This is a team manager role. Anti Money Laundering ( AML ) Know Your Customer/Client Due Diligence… more
- SMBC (Sacramento, CA)
- …Oversee the KYC Quality Program ensuring that errors and observations from Quality Control (QC), Quality Assurance (QA), Compliance Monitoring & Testing, ... The FCC department is responsible for developing the Bank's BSA/ AML , Sanctions, and Fraud Programs to ensure that the...We are seeking an experienced and talented Director, KYC Manager to lead our organization's Know Your Customer (KYC)… more
- Robert Half Management Resources (Wayne, NJ)
- …in Morris County, NJ is currently seeking an Internal Auditor to support their Quality Assurance group on a contract to full-time basis. The Internal Auditor ... , Patriot Act, OFAC + Proficiency with TeamMate software + Recent experience with Quality Assurance Reviews Robert Half is the world's first and largest… more
- Zero Hash (IL)
- …E), UDAAP, FCPA, CAN-SPAM, BSA. + Prior experience with designing and executing quality assurance and second line monitoring. + Prior experience with risk ... About the Role As the Corporate Compliance Manager , you will be a key member of...While the Corporate Compliance team works closely with the AML team, this role is generally not AML… more
- Bank of America (Boston, MA)
- …manage and prepare remediation plans for AML and broader Supervision & Controls Quality Assurance , business testing and relevant metrics + Serve as a single ... Risk Framework Business Control Manager Boston, Massachusetts;East Hartford, Connecticut; Wichita, Kansas; Newark,...+ Leads the implementation of optimized controls and enhanced Quality Assurance (QA) practices to support business… more
- Scotiabank (Houston, TX)
- …prepare and coordinate requested information and answer questions from Internal Audit, Quality Assurance Internal Control and external Fed Exams. Implement ... Manager , Regulatory Reporting, Houston Branch **Requisition ID:** 197290...issues identified around AXIOM logic and data integrity / quality issues for Houston Branch's reporting perspective. **What You'll… more
- Zions Bancorporation (Salt Lake City, UT)
- …monitoring and administrative and investment review(s) status and issue resolution. + Quality assurance and review of Investment Policy Statements' creation, ... currently seeking a Wealth Management Governance & Regulatory Program Manager within the EWM Team to perform critical functions...and approvals + Review new account documentation from a KYC/ AML due diligence standpoint. + Execute other duties as… more
- SMBC (Sacramento, CA)
- …and verbal communication skills. + Strong interpersonal skills. + Experience with quality assurance activities. + Strong management skills; influencing and ... oversight of day-to-day fraud investigations. This may include the supervision and quality control of the staff's completion of case investigations and Suspicious… more
- JPMorgan Chase (Plano, TX)
- …of experience in financial services industry with background in controls, audit, quality assurance , operational risk management, or compliance; or equivalent ... top five "World's Most Admired Companies," As a Control Manager Analyst in Client Onboarding & Documentation (CO&D), you...of Know Your Customer (KYC) and/or Anti Money Laundering ( AML ) + Experience with MS SQL database, queries, stored… more
- JPMorgan Chase (Plano, TX)
- …of experience in financial services industry with background in controls, audit, quality assurance , operational risk management, or compliance; or equivalent ... of the top five "World's Most Admired Companies," As a Operational Control Manager (\"OCM\") in Wholesale Know Your Customer (\"WKO\"), you will be responsible for… more
- MUFG (Irving, TX)
- …are required for position. + Prefer training and experience in management or quality assurance within the banking industry, investigative, and/or legal / ... for the oversight of staff involved in reviewing, assessing and documenting BSA / AML risk matters as established under the Bank Secrecy Act, PATRIOT Act and all… more