- Morgan Stanley (Purchase, NY)
- …to various regulatory bodies including the SEC, FCA, ESMA and CFTC. The Regulatory Reporting team seeks an analyst/ associate with a keen interest in ... its workforce (M/F/Disability/Vet) **Job:** **Fund Services* **Title:** *Fund Services- Regulatory Reporting - Associate / Director* **Location:**… more
- Santander US (Miami, FL)
- Regulatory Reporting Associate Country: United States of America **Position Summary:** Regulatory Reporting Specialist ("RRS") is responsible for ... filing of all US Regulatory reporting for BSI. The position is also responsible for preparation of contributing input to all IHC regulatory filings which… more
- SMBC (Jersey City, NJ)
- …diligent professional for the associate position within the Controllers - Regulatory Reporting Analysis Group. The primary responsibility and role will ... Dealer. + Assist in maintaining proper controls and documentation associated with regulatory reporting + Perform reconciliation of reported balances against the… more
- JPMorgan Chase (Newark, DE)
- …requiring efficient work, effective communication, and influential skills. As an External Regulatory Reporting Analyst - Capital Ratios within the Corporate ... to ad-hoc analytical requests from key partners such as Firm-wide Regulatory Reporting and Analysis, LOBs, Corporate Financial Reporting , Regulatory… more
- SMBC (Jersey City, NJ)
- …+ Participate in the data requirements and issues management process for liquidity regulatory reporting including FR2052a + Participate in the design of ... self and for his/her team. Oversee the review and maintenance of the regulatory reporting requirement's calculation rules. **Qualifications and Skills** + 4 -… more
- JPMorgan Chase (Columbus, OH)
- …transparency is mission critical to JPMorgan Chase External Reporting Controllers. The associate on Regulatory Reporting Controllers Team will play a key ... a regular basis and participate high profile assignments. As a Product Delivery Senior Associate on the External Reporting team you will be responsible for… more
- University of Delaware (Newark, DE)
- …involving health and welfare of laboratory animals. D/AV duties are both clinical and regulatory . Reporting to the Associate Vice President for Research, The ... Office of Laboratory Animal Management (OLAM) operations. In compliance with regulatory requirements and in collaboration with other institutional components of the… more
- Synchrony (Stamford, CT)
- Job Description: **Role Summary/Purpose:** The AVP, Regulatory Reporting will prepare certain Fed & OCC reporting in accordance with US GAAP and instructions ... FFIEC031, FRY-9LP, FRY-11, FFIEC009, FR Y-14Q & FR Y-15, reporting directly to VP, Regulatory Reporting...new hire time in position requirement is met, the associate will have a minimum 6 months' time in… more
- Santander US (Boston, MA)
- Regulatory Relations Associate Boston, United States of America The Associate , Regulatory Relations supports the Regulatory Relations team by ... issue owners to drive improvement in data quality to ensure accurate regulatory issue reporting and effective thematic analysis. Qualifications: + Education:… more
- IFF (Hazlet, NJ)
- Associate Manager, Regulatory Affairs (Hybrid) Apply now " Date:May 13, 2024 Location: Hazlet, NJ, US, 07730 Company: IFF Family of Companies Job Description ... Associate Manager, Regulatory Affairs, NOAM (Hybrid) It's...managers, account teams and customers. This role will be reporting to the Director of Regulatory Affairs,… more
- Citigroup (New York, NY)
- …Legal Department as an Associate General Counsel - C15 in its Bank Regulatory Legal ("BRL") Group. In this role, this attorney will provide US bank regulatory ... 23A and 23B of the Federal Reserve Act and Regulation W as well as regulatory capital and Volcker Rule requirements. This Group also serves as one of the… more
- SMBC (New York, NY)
- …futures, treasury futures & options, etc. CM is looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group ... is responsible for managing regulatory and internal audit matters, business processes, and policy...of meeting materials and arrangement of management briefings for reporting , approval or adoption) + Work with and supervise… more
- SMBC (New York, NY)
- …the documentation before submission to the regulators. + Coordinates responses to regulatory inquiries to contribute to effective reporting and communication. + ... Excel, etc.) to facilitate effective and efficient management status reporting . + Works closely with all regulatory ...status reporting . + Works closely with all regulatory and governance staff and assists with other GPDAD… more
- BlackRock (Atlanta, GA)
- …team plays a key role; we own many of the firm's most complex and critical regulatory reporting processes. We also act as the translation layer between Legal & ... the team to independently evaluate the completeness and accuracy of our regulatory reporting , including clear communication and escalation where required +… more
- AbbVie (North Chicago, IL)
- …contribute to RIM. + Extract data from the RIM system to address common regulatory reporting needs (eg Global Marketing Authorization report). + Review complex ... & + extracting data from the RIM system to address common regulatory reporting needs (eg Global Marketing Authorization report). Salary Range: $103,047.45 -… more
- JPMorgan Chase (Columbus, OH)
- …in a Finance organization with exposure to accounting, financial statements, and/or regulatory reporting + Experience in Product Control, Financial Control or ... in order to ensure a sound control environment for regulatory and SEC reporting . As an External... and SEC reporting . As an External Reporting Controller, Senior Associate within the Consumer… more
- JPMorgan Chase (Wilmington, DE)
- …years in a Finance organization with exposure to accounting, financial statements, and/or regulatory reporting + Bachelor's degree in Accounting + Experience in ... our external financial reporting . As an External Reporting Controller, Senior Associate , in the Consumer...and quarterly business results with various lines of business, Regulatory Controllers and SEC reporting teams +… more
- US Bank (Washington, DC)
- …advance US Bank's positions. - Provide legal support and guidance on enterprise-wide regulatory reporting and compliance projects. - Review and analyze ... is seeking an experienced attorney to join the Legal Regulatory Group (LRG). This attorney will be a leader...and Compliance and Strategy Teams. The attorney will provide regulatory legal advice to senior management on new products… more
- Fresenius Medical Center (Waltham, MA)
- …products in development. + Ensures that all submission documentation, record keeping and reporting remain in compliance with regulatory filings and in accordance ... can be fully remote. **PURPOSE AND SCOPE:** Ensures company products meet regulatory requirements by supporting all assigned regulatory aspects of product… more
- Bank of America (Dallas, TX)
- Oil & Gas Regulatory & Research Specialist - SAM Associate II Dallas, Texas **Job Description:** At Bank of America, we are guided by a common purpose to help ... We are looking for an energetic, self-motivated, and experienced Regulatory Compliance and Research Specialist to ensure we operate responsibly.… more