- Capital One (Richmond, VA)
- West Creek 1 (12071), United States of America, Richmond, Virginia Risk Manager ( Audit & Exam Engagement) As a Risk Manager in Capital One's Card ... reduce, mitigate, or avoid the risks altogether. This position, Risk Manager ( Audit & Exam Engagement), will apply your project/process management and… more
- Celtic Bank (Salt Lake City, UT)
- Celtic Bank is seeking a knowledgeable and proactive Audit and Exam Supervision Administrator to be responsible for leading and coordinating all Strategic ... requests by bank regulators (eg, UDFI, FDIC). As a Risk & Compliance Manager you will interact...audit firms, and SLP staff. In addition, the Audit and Exam Supervision Administrator will act… more
- Capital One (Richmond, VA)
- …Virginia Manager , Risk Management (US Card) (Hybrid) ** AUDIT / EXAM REPORTING MANAGER ** As a Risk Manager in Capital One's Card Risk Office ... reduce, mitigate, or avoid the risks altogether. This position, Risk Manager ( Audit & Exam Reporting), will apply your project/process management and… more
- TD Bank (Mount Laurel, NJ)
- …regulatory requests and reviews, serves as liaison for assigned business lines and exam staffs, and serves as primary Relationship Manager for less complex ... affiliates, and the US Holding Company. The Regulatory Relationship Manager I is the primary point of contact and...required + 7 years related experience required, preferably in Risk Management, Regulatory, or Audit in the… more
- Commonwealth of Pennsylvania (PA)
- …DESCRIPTION OF WORK This role is responsible for receiving assignments from their Audit Manager and ensuring that these assignments are completed by overseeing ... an evaluation of the assignment. Effective communication with the Audit Manager is crucial in this position....arrive at conclusions related to internal controls, or identifying risk or trends, by utilizing computer assisted audit… more
- Commonwealth of Pennsylvania (PA)
- …of Audit objectives and performance measures. This position reports to the Audit Manager and will communicate the progress of assignments or specified issues ... generally accepted government auditing standards. Responsibilities include developing or evaluating risk assessment developed by staff based on audit objectives,… more
- Citigroup (Tampa, FL)
- …process simplification and continuous improvement. + Engage with 2nd lines of defense, Internal Audit , HR Risk and Controls and Compliance on the closure of ... and help ensure timely response to regulatory requests and exam responses and help effective oversight of program success...as a Regulatory Engagement Manager or Project Manager , with accompanying proficiency using iCAPs/Citi's Risk … more
- Ramsey County (St. Paul, MN)
- …ability to conduct both assurance and consulting activities; develop and implement a risk -based audit plan, audit policies, procedures and best practices; ... processes and operations. + Develop an annual or multi-annual risk -based audit plan; provide long-range audit...& Ethics Officer (CCEO), Chief Financial Officer (CFO), County Manager , and Audit committee. + Implement and… more
- MassMutual (Springfield, MA)
- … project. You will have the opportunity to function as an operational risk and control expert, providing advice/mentoring to audit associates and business ... area management while advocating compliance with standards for audit , actuarial, risk , financial and investments standards and best practices. **The Team**… more
- Truist (Charlotte, NC)
- …risk management experience in financial services or related field. 3. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced ... of playbook/procedure creation, issue remediation ownership, process/control enhancements and audit / exam document preparation. Following is a summary of… more
- Bank of America (Boston, MA)
- Risk Framework Business Control Manager Boston, Massachusetts;East Hartford, Connecticut; Wichita, Kansas; Newark, Delaware; Charlotte, North Carolina; ... who is responsible for execution, management and support of Private Bank's Risk Framework, Audit issue activities, self-assessments, including assisting in… more
- Bank of America (Charlotte, NC)
- …and Global Wealth &Investment Management Risk (hereinto referred to as "GFC Risk Manager ") is responsible for the execution of the Company's Global Financial ... activities under the Bank Secrecy Act ("BSA"). The GFC Risk Manager will engage with GFC Specialists,...applications, as well as ACAM and/ CFE Certification and Audit , Economic Sanctions or Compliance experience preferred. Securities licenses… more
- Morgan Stanley (New York, NY)
- …Business Partners to prepare for regulatory inquiries/exams and internal exams (eg, Internal Audit ) and support post- exam action plans. * Assist with the ... Stanley sponsored benefit programs./ **Job:** **Other* **Title:** *Global Financial Crimes: Risk Ranking Project Manager * **Location:** *New York-New York*… more
- Comerica (Dallas, TX)
- Job Summary The Operational Risk Manager position is designed to provide a national, holistic approach to advise/assess on risk and compliance topics. This ... approach to risk mitigation is achieved. Provide management oversight of compliance, audit and regulatory reviews; Manage the Operational Risk team to ensure… more
- PNC (Brock, NE)
- …teams. + Provides risk expertise while working with the businesses and other risk partners (eg, Compliance, Credit, Legal, Audit ). + Leads or influences ... to the company's success. As a Line of Business Risk Specialist Sr. within the Risk Program...basis. Some responsibilities may be performed remotely, at the manager 's discretion. This role will be responsible for performing… more
- Capital One (Richmond, VA)
- …Cyber Risk & Analysis (Data Protection & Endpoint Security Service) As a Risk Manager in Capital One's Cyber DLP Operations Team, you will be responsible ... and organization skills. Theses skills and competencies allow the risk manager to gain insights, and act...assessments (PLA, RCSA, ARA, etc.) + Support facilitation of exam and audit responses + Establish well… more
- Discover (Riverwoods, IL)
- …people find a brighter financial future with Discover. **Job Description:** **Principal Business Risk & Control Specialist** At Discover, be part of a culture where ... responsibilities as part of a team responsible for identifying risk in the Marketing universe and driving strategies to... issues and leveraged when necessary. Oversight + AssistsSenior Manager or Director with oversight of larger team via… more
- TD Bank (Lexington, SC)
- …Additionally, this role supports management in delivery of initiatives related to risk assessment, internal/external exam support, etc. Broad based work to ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior AML Financial Crime Risk Analyst… more
- Comerica (Farmington, MI)
- … Program Administrator Third-Party Risk Lead reports to the Third-Party Risk (TPR) Manager . Responsible for managing, executing, and improving governance and ... website, etc.) and continuous improvement initiatives. Support preparation for internal audit /regulatory exam requests. Provides expertise and guidance to… more
- Regions Bank (Atlanta, GA)
- … management of the first line environment. This position will report directly to the Manager of Technology and Data Risk Management (TDRM) within TODD Risk . ... mapping for the TODD Business Unit. + Provides regulatory exam and audit support for TODD BU...other related disciplines. + 5+ years' experience in IT risk management, IT Audit , cloud/infrastructure technologies, information… more