- SMBC (Jersey City, NJ)
- …Team ("SCT") provides second-line oversight to the SMBC in the New York branch. The Sanctions Advisory Vice President ("V.P.") supports the Director and ... reports into the Director of the Sanctions Advisory team. The VP has responsibilities for overseeing the process under their Director's remit including drafting… more
- Morgan Stanley (New York, NY)
- …benefit programs. **Job:** **Compliance* **Title:** *Equity Sales and Trading Compliance Vice President * **Location:** *New York-New York* **Requisition ID:** ... the firm's invaluable reputation for integrity and protect the firm from sanctions with policies and procedures that meet regulatory requirements around the world.… more
- MUFG (Tempe, AZ)
- …dives and targeted risk-based thematic reviews of Financial Crimes Compliance (AML, Sanctions , ABC) and Core Compliance processes globally with an emphasis on the ... quality. + Work with Global and Regional Testing Units to provide advisory support on conducting and supporting financial crimes and/or core compliance reviews… more
- Morgan Stanley (Purchase, NY)
- …Morgan Stanley Wealth Management's Legal and Compliance Division is seeking to hire a Vice President to join a team providing legal coverage for Wealth ... these products. The applicant will be a member of a broader group of advisory attorneys covering Wealth Management's products and services, and the role will involve… more
- Morgan Stanley (New York, NY)
- …might be the right team for you. *Your Key Responsibilities:* As an experienced Director/ Vice President Risk Ranking Specialist in GFC, you will: * Assist with ... oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions , Anti-Corruption and Government and Political Activities Compliance programs. If… more