- Fidelity TalentSource LLC (Jersey City, NJ)
- …with trading securitiesGeneral understanding of New Account proceduresUnderstanding of Securities Processing operations and Broker/Dealer Compliance policies and ... clients (brokerage firms and investment advisors) in selling restricted / control securities for their client s pursuant to SEC regulations and insider trading… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …with an asset manager or custodian bank, preferably in mutual fund operations with exposure to Corporate Actions2+ years of Corporate Actions experience or ... worth of assets under management, including actions cumulatively affecting securities worth in excess of $1 billion at a...Work in 2024. And you don t need a finance background to succeed at Fidelity\u2014we offer a range… more
- Fidelity TalentSource LLC (Westlake, TX)
- …from Fidelity s retail broker-dealers. You will support ongoing broker-dealer operations , providing analysis of applicable financial services related-law, rules, and ... regulations, including FINRA Rules, Securities Exchange Act of 1934, and Regulation Best Interest....Work in 2024. And you don t need a finance background to succeed at Fidelity\u2014we offer a range… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …Manager, you will share your knowledge with staff-level associates on securities taxation and complex derivatives including futures, swaps, and options.\u00A0 ... The Expertise and Skills You Bring Bachelor s degree in accounting, finance , or another business-related fieldCPA or MST desired7+ years of experience in… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …is adventurous enough to immerse yourself in the sophisticated world of brokerage operations . Your mission: To learn, analyze problems and connect dots for business ... you are driven by curiosity, mission and fascinated by the world of finance ; then become part this team! Your responsibilities include:\u00B7 You will Analyze… more
- Fidelity TalentSource LLC (Smithfield, RI)
- …support to the growing Fidelity Institutional (FI) and Fund and Brokerage Operations Technology (FBOT) businesses, a collection of business groups that provide ... the relevant jurisdictionHighly advanced expertise and experience in investment adviser securities laws and related rules and regulations and general knowledge and… more
- Fidelity TalentSource LLC (Boston, MA)
- …the development of products and services, ongoing plan administration, including operations , reporting and disclosure, document and contract support, and investment ... risk, compliance, government relations, relationship management, product, client experience, finance , sales, technology, and marketing. The Expertise and Skills You… more
- Fidelity TalentSource LLC (Westlake, TX)
- Job Description:The Role The Fidelity Fund and Investment Operations (FFIO) technology team is looking for a best-in-class Engineer to collaborate and deliver the ... quality issues using Sonar; implementing application resiliency procedures using HP Operations Orchestration; and process management using HP Service Manager and… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- Job Description:Are you a highly analytical professional with Brokerage Operations experience looking for a new opportunity? Agency Lending Corporate Actions is ... team environment. The Expertise and Skills You Bring12+ years of Brokerage Operations experience required.FINRA Series 7 required; within 90 days of hire.Operational… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …team environment. The Expertise and Skills You Bring8+ years of Brokerage Operations experience required.FINRA Series 7 required; within 90 days of hire.Operational ... of end-to-end process improvement delivering tangible business results. The Team The Operations & Services Group (OSG) provides superior customer service to Fidelity… more
- Fidelity TalentSource LLC (Westlake, TX)
- …Develops and implements technical system issue resolutions. Ensures daily business operations -- trade processing and correction, fund and sweep translation, and ... (NAV), Mill-Rate (MILS), Yields, and trade processing, performing data, securities , recordkeeping, corporate action, and money management, pricing, and regulatory… more
- Fidelity TalentSource LLC (Greenwood Village, CO)
- …investment industry experience and confirmed analytical skills; experience with operations , business analysis, project management, and scorecard and metrics ... requirements and handle results of technical development teams.Knowledge of securities , corporate actions, financial statement analysis, street estimates, pricing… more
- S&P Global (Boulder, CO)
- …the Role:** **Grade Level (for internal use):** 10 **Role:** Structured Finance /Financial Services Associate **Grade/Level** ( _relevant for internal applicants ... ):10 **Location** : New York, NY; Denver, CO The Associate level role is responsible for supporting the Structured... level role is responsible for supporting the Structured Finance /Financial Services (SF/FS) team in the maintenance of existing… more
- Citigroup (Tampa, FL)
- **Intermediate Associate Finance Tax Analyst, Officer** As a bank with a brain and a soul, Citi creates economic value that is systemically responsible and in ... processes to deliver excellence through secure, reliable, and controlled services. **Intermediate Associate Finance Tax Analyst** The Intermediate Associate … more
- JPMorgan Chase (Newark, DE)
- …changes, supporting Financial Control, Asset Class Control, and Product Control. As an Associate on the Strategic Finance Program Management group in SAIC team, ... Work closely with Technology during the development phase to ensure build meets finance requirements + Work closely with Operations to identify inconsistencies… more
- Morgan Stanley (Tampa, FL)
- …diligence, and negative news processes for Morgan Stanley clients. *Responsibilities:* The EDD Operations Associate is a part of Wealth Management Operations ... workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** *EDD (Enhanced Due Diligence) Operations Associate * **Location:** *Florida-Tampa* **Requisition ID:** *3245870*… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance . The Group has more than ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance . The Group has more than ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Charles Schwab (El Paso, TX)
- …risk by owning every client interaction through clients' eyes. As a Bank Operations Wires Support Associate , you will promote client loyalty by providing ... helping us "challenge the status quo" and transform the finance industry together. Charles Schwab's Move Money Solutions is...Required: + 2+ years' experience in client service or operations + Intermediate technical skills, with the ability to… more
- JPMorgan Chase (Jersey City, NJ)
- …a global leader across Investment Banking, Wholesale Payments, Markets and Securities Services. The world's most important corporations, governments and institutions ... and extend liquidity in markets around the world. Global Finance & Business Management works to strategically manage capital,...business space - you've found the right role. Payments Operations supports the Payments business for JPMorgan Chase by… more
