- WSFS Bank (Wilmington, DE)
- …Trust Relationship Officer and client interfacing personnel in providing high level service delivery to trust, agency , investment management clients, advisors, ... a difference every day for the people, businesses, and Communities we serveWe Stand For Service (R) is more than part of our name, it's our mission and our purposeThe… more
- WSFS Bank (Greenville, DE)
- …Specialist is responsible for supporting the Trust Officers by providing high level service delivery to Delaware Advantage trust and agency clients, advisors, ... a difference every day for the people, businesses, and Communities we serveWe Stand For Service (R) is more than part of our name, it's our mission and our purposeThe… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …end-to-end process improvement delivering tangible business results. The TeamThe Operations & Services Group (OSG) provides superior customer service to Fidelity ... With seven operating divisions located throughout the country, OSG provides securities execution, clearance, and information management services to retail,… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …process improvement delivering tangible business results. The Team The Operations & Services Group (OSG) provides superior customer service to Fidelity s ... With seven operating divisions located throughout the country, OSG provides securities execution, clearance, and information management services to retail,… more
- CalSTRS (Sacramento, CA)
- …is responsible for assisting in the analysis and trading of Commercial Mortgage-Backed Securities (CMBS) and agency Mortgage-Backed Securities (MBS) within ... other similar technical field + Experience trading and/or analyzing Commercial Mortgage-Backed Securities and agency Mortgage-Backed Securities + Knowledge… more
- State of Colorado (Denver, CO)
- Auditor III: DORA/Division of Securities Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4474069) Apply Auditor III: DORA/Division of ... Securities Salary $5,675.00 - $7,378.00 Monthly Location Denver, CO...Employee Assistance Program (CSEAP), which provides free, confidential counseling services . + Bike-to-work programs, including access to storage lockers… more
- JPMorgan Chase (Plano, TX)
- **Role Description:** As the Head of Billing Operations for Securities Services you will lead a global team of approximately 130 staff, located in Plano, TX and ... the calculation, invoicing and collection of fee revenue across a range of Securities Services products, which include: Custody, Cash & Liquidity, Collateral… more
- Securities and Exchange Commission (New York, NY)
- …audit or examination program of a federal, state or regulatory body in the securities or financial services industry; Assist in the planning for and conducting ... of all backgrounds who share our commitment to public service . The mission of the Division of Examinations is...analysis and review of activities related to the federal securities law requirements completed by a clearing agency… more
- Guardian Life (New York, NY)
- …platform and diversified product portfolio + Strong working knowledge of the securities industry, the products and services offered through broker-dealers, field ... The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the...the Investment Advisory business + Be responsible for the agency exam program and execute on improvement opportunities +… more
- Truist (Charlotte, NC)
- …Truist Securities . 2. Maintain a working-level understanding of Truist and Truist Securities , as well as its products and services . 3. Develop strategic ... Bachelor's degree in Communications, Marketing, or English 2. Experience in Financial Services industry, or agency experience **OTHER JOB REQUIREMENTS / WORKING… more
- T. Rowe Price (Baltimore, MD)
- …or financial engineering + 5+ years of investment experience + Expert knowledge of agency and non- agency mortgage backed securities . + Extensive experience ... premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today and in the future. The… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full- service financial services provider. We offer corporate and investment banking, treasury management, as well as research ... and advisory services to clients around the world. #bmocapitalmarkets Reporting directly...must first have a valid, written and fully executed agency agreement contract for service to submit… more
- SMBC (New York, NY)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- Securities and Exchange Commission (Washington, DC)
- …DC and is open to current SEC employees. Responsibilities At the Securities and Exchange Commission (SEC), we are committed to diversity, equity, inclusion ... qualified individuals of all backgrounds who share our commitment to public service . The Associate Director (Exams) supervises and directs Exams' Headquarter IA/IC… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and skills obtained through experience, specialized training and/or certification in securities and/or banking industry to ensure firm policies and procedures are ... organizational policies. * May coordinate and/or oversee responses to regulatory agency inquiries. * Reports compliance program status and activities to compliance… more
- City of New York (New York, NY)
- …is responsible for drafting contracts and memorandums of understanding for goods and services for all the agency 's program areas including those concerning ... (OLA) provides legal counsel, litigation, contract and employment law services to DSS, HRA, and DHS's administrative and program...of Legal Affairs is requesting to recruit for two Agency Attorney Interne in the Commercial Law Division. The… more
- Bloomberg (New York, NY)
- BVAL Evaluator - Non- Agency RMBS **New York, NY** Posted Mar 4, 2024 - Requisition No. 123577 Bloomberg's evaluated pricing service , BVAL, provides increased ... and operations. We are seeking a valuation specialist for Non- Agency RMBS to help advance the BVAL offering, provide...advance the BVAL offering, provide accurate pricing, and excellent service to BVAL clients. **We'll trust you to:** +… more
- Fifth Third Bank, NA (OH)
- …and insurance regulatory sales supervision functions for the broker-dealer and insurance agency subsidiaries of the Bancorp. Mitigate risk of loss and regulatory ... risk incurred by Fifth Third Securities . Responsible and accountable for risk by openly exchanging...insurance transactions for the broker-dealer, investment advisor and insurance agency . + Determines whether transactions are in conformance with… more
- Securities and Exchange Commission (Washington, DC)
- …DC and is open to current SEC employees. Responsibilities At the Securities and Exchange Commission (SEC), we are committed to diversity, equity, inclusion ... qualified individuals of all backgrounds who share our commitment to public service . The Associate Director (Exams) supervises and directs Exams' Headquarter IA/IC… more
- US Bank (Columbus, OH)
- …you excel at-all from Day One. **Job Description** US Bank Global Fund Services is seeking a licensed attorney with experience working with the Investment Company ... Act of 1940 and related securities laws and regulations to join the Regulatory Administration...Administration group of one of the largest investment company services businesses in the country. Specifically, the role will… more
