- Banco Popular Puerto Rico (San Juan, PR)
- …at Popular. Come and join our community! General Description Popular Inc is seeking a Senior Compliance Officer to join the Regulatory Risk Testing Unit of ... the Regulatory & Financial Compliance Division. The Senior Compliance Officer will be responsible to conduct reviews of policies, procedures, and… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such… more
- Bloomberg (New York, NY)
- Product Owner & Senior Compliance Officer - Regulatory Technology - Legal & Compliance **New York, NY** Posted Mar 11, 2024 - Requisition No. 123709 The ... up to you to make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around… more
- Morehouse School Of Medicine (Atlanta, GA)
- Senior Compliance Finance Officer Bookmark this Posting | Print Preview | Apply for this Job Posting Details Position Information About MSM Morehouse School ... will find a fulfilling career at MSM ! Posting Number NONAC3120 Job Title Senior Compliance Finance Officer Position Title Senior Compliance Finance… more
- Pew Charitable Trusts (Washington, DC)
- Senior Officer , Compliance (hybrid) Position Overview Ignite your career as the Senior Officer of Compliance at Pew! In this role, you will ... to advise cross-functional teams, bolster internal controls, and ensure compliance with a dynamic array of laws and regulations....array of laws and regulations. We are seeking a compliance professional with a strong background in risk management,… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... support of the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. **What… more
- J&J Family of Companies (Horsham, PA)
- Senior Manager, Health Care Compliance Officer - 2406183967W **Description** Johnson & Johnson is currently recruiting for a ** Senior Manager, Health ... of over a billion people everyday, throughout the world. The Senior Manager, Health Care Compliance Officer will be responsible for collaborating with… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Banco Popular Puerto Rico (San Juan, PR)
- Senior Compliance OfficerApply now " Apply now + Apply Now + Start applying with LinkedIn Start + Please wait Date:Apr 23, 2024 Location: San Juan, PR Company: ... General Description Responsible for the adequacy of the Bank's overall compliance program over non-deposit investment products and fiduciary services. Assessing,… more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and ... executes compliance risk management activities to reasonably ensure ...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Truist (Richmond, VA)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units (Broker Dealer) and/or ... functions. Leads and executes compliance risk management activities to reasonably ensure ...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Banco Popular Puerto Rico (San Juan, PR)
- Senior Compliance OfficerApply now " Apply now + Apply Now + Start applying with LinkedIn Start + Please wait Date:Apr 13, 2024 Location: San Juan, PR Company: ... of which is to understand the level of inherent compliance risk exposure associated with Popular's business segments, including...process and suite of tools used to measure Regulatory Compliance , Financial Compliance , UDAAP and Fair Lending… more
- International Rescue Committee (New York, NY)
- Requisition ID: req51130 Job Title: Senior Program Officer , Monitoring and Compliance Sector: Social Work Employment Category: Regular Employment Type: ... well as RAI's strategic objectives, within Resettlement, Asylum and Integration Department. The Senior Program Officer supervises four to five staff and reports… more
- Citigroup (Tampa, FL)
- Citibank, NA seeks a Compliance Risk Management Senior Officer for its Tampa, Florida location. Duties: Oversee Anti-Bribery and Corruption (AB&C) ... Identify and escalate risks to the Global Chief AB&C Officer . Direct, develop and execute mechanisms to monitor key...program for the Latam America region. Interact with Regional Senior Management to raise awareness of AB&C trends, emerging… more
- Morgan Stanley (Baltimore, MD)
- … Group within the Legal and Compliance Division (LCD) is seeking a senior Compliance Officer responsible for providing advice and guidance to business ... **Job:** ** Compliance * **Title:** *Wealth Management Digital Direct Compliance Officer * **Location:** *Maryland-Baltimore* **Requisition ID:** *3248035*… more
- Navy Federal Credit Union (Vienna, VA)
- …practices comply with applicable legal and regulatory requirements. Experience in compliance risk assessment and issues management. Develop, implement, and manage ... compliance risk management processes to enhance effectiveness and ensure...assessment summaries, and other key updates for presentation to senior executives, Board Committees, Board Sub-Committees, and regulators, as… more
- State of Indiana (Indianapolis, IN)
- …staff that is fully engaged with this mission. Role Overview: In this role, Senior Contract Compliance Officer , you will be responsible for overseeing ... Sr Contract Compliance Officer Date Posted: Apr 19, 2024 Requisition ID: 442464 Location: Indianapolis, IN, US, 46204 Work for Indiana Begin a fulfilling career… more
- University of Iowa Community Credit Union (North Liberty, IA)
- …Prior Enterprise Risk Management (ERM) experience is required. + Prior experience as a senior Compliance /Risk Officer with financial institution > $10B in ... includes collaboration with the CEO, Board of Directors, and senior leadership to ensure management of the Credit Union's...This position is responsible for the supervision of the SVP/ Compliance and Risk, EVP/Credit Officer , Security and… more
- Highmark Health (Parkersburg, WV)
- …This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within ... responsible for the administration, interpretation, and enforcement of the Compliance Program including auditing/monitoring operational processes, conducting or overseeing… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... Policy Governance Standard. + Identify and escalate risks to the Chief AB&C Officer . + Provide guidance to businesses and functions on control enhancements based on… more