- Citigroup (Tampa, FL)
- The Regulatory Reporting Delivery Senior Officer accomplishes results through the management of small professional team(s) and department(s) or as an ... analytics, information management across Investor Services products and reports to senior management. Responsible for communicating to Regulatory Reporting… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to ... regulators and promptly shares feedback to management and relevant business units on regulatory expectations. + Oversee compliance and alignment of team member… more
- FirstBank PR (San Juan, PR)
- …of Directors (BOD), Senior Management, and Committees, and addressing emerging compliance risks. Additionally, the Compliance Officer will work closely ... Compliance Officer Our Company At FirstBank...and analyze information, action plans, and follow-up on identified compliance issues. + Regulatory Compliance … more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... units in adhering to regulatory / compliance requirements and assists in implementing ...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... and monitoring of compliance related issues. + Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure … more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99.790,00 - 190.995,00 _Please note that the Salary Range ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...such as, but not limited to the development of Compliance Policies & Procedures, performing regulatory horizon… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... + Analysing and scoping the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact. +… more
- First Horizon Bank (Memphis, TN)
- …be the best at serving their customers one opportunity at a time. **Summary:** The Senior Compliance Officer is primarily responsible for helping to ensure ... adherence to the rigorous standards of compliance with all regulatory processes and procedures...and procedures promulgated by Federal and State regulators. The Senior Compliance Officer is responsible… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... within Marex and ensuring that all employees understand their responsibilities. Furthermore, Compliance is a bridge between Marex and regulatory authorities. … more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... agency bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements,… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... in adhering to regulatory / compliance requirements and assists in implementing ...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...Compliance as well as have a familiarity with regulatory best practices. Additionally, you will support JPM Wealth… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... role:** Wells Fargo is seeking a Lead Market Risk Officer for the Trade Product Stress Team (TPST) within...within Market & Counterparty Risk Management. TPST leads the regulatory & BAU stress testing initiatives and works across… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... incorporating compliance requirements into these initiatives. + Ensure effective regulatory compliance controls that enable business objectives. + Identify… more
- Citigroup (Irving, TX)
- The Regulatory Risk Sr Officer I is...company. + Professional ability and presence to interact with Senior Bank, Regulatory and Audit Management. + ... communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to… more
- Citigroup (Wilmington, DE)
- The Regulatory Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... track and report on initiatives, performance results and emerging trends to senior management + Establish cross-functional partnerships and networks in order to… more
- JPMorgan Chase (Jersey City, NJ)
- …the status quo and striving to be best-in-class. As an Employee Conduct Senior Associate supporting the Global Anti-Corruption Compliance (GACC) and Government ... of the firm's Global Employee Compliance and Conduct organization, providing compliance coverage in relation to key employee-related regulatory and … more
- Citigroup (Irving, TX)
- Citibank, NA seeks a Regulatory Risk Officer for its Irving, TX location. Duties: Support the Global Consumer Risk Product Approval System (WebPAS), which ... and off-line approvals on behalf of the Chief Risk Officer are timely addressed and the process is aligned...to ensure a high standard of data quality and compliance with Retail Credit Risk, Regulatory Policy,… more
- Zurich NA (Dallas, TX)
- AVP, Surety Underwriting Officer or VP, Senior Underwriting Officer 117300 Zurich is currently looking for a AVP, Surety Underwriting Officer or VP, ... + Experience working in a team environment. OR VP, Senior Underwriting Officer Qualifications: + High School...of Surety line/s of business and the legal and regulatory guidelines + Highly preferred Knowledge of time restraints… more
- SMBC (Sacramento, CA)
- …role in managing the bank's credit portfolio, ensuring compliance with regulatory requirements, and supporting the Chief Credit Officer in strategic ... by analyzing customer and portfolio credit profiles coupled with market conditions. + Regulatory Compliance : Ensure all credit processes comply with current … more