- Principal Financial Group (Des Moines, IA)
- **What You'll Do** As a Senior Compliance Analyst you will be providing compliance support for Principal Advised Services', an SEC-registered investment adviser, ... Perform ad hoc research at the direction of the Chief Compliance Officer or senior Compliance team...of discovered compliance gaps. Operating at the intersection of financial services and technology, Principal builds financial … more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** As a Senior Compliance Analyst you will be providing technology compliance support for Principal Advised Services, an SEC-registered ... various systems compliance tests at the direction of Principal Advised Services' Chief Compliance Officer and assist with 206(4)-7 annual report. + Perform… more