- Charles Schwab (Westlake, TX)
- …a dynamic and engaging compliance professional to join the team as a Senior Manager to conduct risk-based compliance testing within our Broker-Dealer and ... to achieve and/or monitor compliance with applicable regulatory requirements. The Senior Manager is expected to make recommendations to enhance and refine… more
- Comerica (Farmington, MI)
- Senior Compliance Manager -- Wealth and Trust Compliance Advisory Manager The Wealth and Trust Compliance Advisory Manager within the ... defense is responsible for planning, developing, and managing a comprehensive compliance management program for the Wealth Management division of Comerica including… more
- Western Union (Denver, CO)
- …and embraces an inclusive workplace? Join Western Union as a Senior Manager , Global Sanctions and Anti-Bribery & Corruption Advisory ! **Western Union powers ... ** Senior Manager , Global Sanctions and Anti-Bribery & Corruption Advisory - Denver, Colorado or New York, New York** Are you ready to join an advanced team… more
- Sandia National Laboratories (Albuquerque, NM)
- …the national interest. We are seeking a highly motivated and experienced Senior Manager , to lead Sandia's Audit Advisory Services Group. What Your Job Will ... Be Like We are seeking a Senior Manager , Audit Advisory Services....Sandia management to ensure sustained operational excellence and regulatory compliance . + Build and oversee a team of audit… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function ... Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a...Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer.… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , AML Advisory oversees the team and is ... and/or corporate functions where applicable. Manage all high-risk initiatives and all escalations. The Senior Manager for OFAC Advisory will report to the… more
- Deloitte (Jersey City, NJ)
- Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Senior Manager Deloitte Risk and Financial Advisory 's Financial Services ... leadership, and communication skills. The ability to bring together stakeholders and persuade senior clients to act is essential. A genuine passion for the financial… more
- Alight (IL)
- …of Be Alight. Learn more at careers.alight.com. **About the Role** We are seeking a Senior Client Manager to join our Financial Services team. In this role, you ... **Customer Success Client Manager ** Are you passionate about building relationships and ensuring company success? Are you excited by the prospect of creatively… more
- UL, LLC (Albany, NY)
- The Senior Business Manager leads the renewable (Wind, Solar, Storage) advisory business in the Americas, under the overall direction of the Global Director ... to drive high performance and morale. + Ensure understanding of and compliance with all established policies and requirements. + Communicate and exemplify ULs… more
- Comerica (Farmington, MI)
- Manager Compliance Advisory Commercial The Commercial Compliance Advisory Manager will provide guidance and direction to Commercial line of ... of compliance procedures specific to Commercial. * Collaborate with other compliance advisory team members for different lines of business to drive… more
- Comerica (Farmington, MI)
- Manager Compliance Advisory Retail The Retail Compliance Advisory Manager will provide guidance and direction to Retail line of business on the ... procedures specific to Retail. * Collaborate with other compliance advisory team members for different lines...that require escalation and remediation. * Develop presentations for senior management on the effectiveness of the compliance… more
- Citizens (Fort Washington, PA)
- …matter expertise across one or more business units and associated product sets. The Compliance Senior Manager will make use of reporting, data analysis, ... Description Compliance Manager - Fair Lending Advisory This...reporting and trending on new initiatives or changes. The Compliance Senior Manager is responsible… more
- Comerica (Farmington, MI)
- Manager Compliance Advisory Payments The Payments Compliance Advisory Lead will provide guidance and direction to Payments lines of business on the ... procedures specific to Payments. * Collaborate with other compliance advisory team members for different lines...that require escalation and remediation. * Develop presentations for senior management on the effectiveness of the compliance… more
- Ankura (New York, NY)
- …license required; . Five or more years of progressively responsible experience having attained the Senior Manager or Manager level in an audit firm; . PCOAB ... Ankura is a team of excellence founded on innovation and growth. Our Audit Advisory Team of professionals includes several former senior officials from the… more
- Capital One (Melville, NY)
- 1307 Walt Whitman (22600), United States of America, Melville, New York Compliance Advisory Manager The Capital One Retail Bank Compliance team is ... and Legal departments + Participate in and support Compliance senior leadership with risk reporting and...in the financial services industry + CRCM (Certified Regulatory Compliance Manager ) certification At this time, Capital… more
- Truist (Charlotte, NC)
- …to serve as a proxy for the Governance and Controls Officer with senior leadership, committee presentations, audit, or regulators. Following is a summary of the ... within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit and/or regulators. Serve as a proxy when needed… more
- Avanade Inc. (Charlotte, NC)
- Group/ Senior Manager , Digital Manufacturing Advisory Pair your adaptable, collaborative, curious mindset with your tech skills to help clients digitally ... help a non-profit better serve kids with needs? An Advisory role at Avanade offers you a purposeful career....expertise to reduce costs, boost performance, and ensure industry longevity/ compliance . What you'll do * Drive market demand in… more
- Avanade Inc. (Houston, TX)
- Group/ Senior Manager , Supply Chain Advisory Pair your adaptable, collaborative, curious mindset with your tech skills to help clients digitally transform ... air travelers? Data to help a non-profit better serve kids with needs? An Advisory role at Avanade offers you a purposeful career. Know your clients' needs inside… more
- TD Bank (New York, NY)
- …**Job Description:** **Preferred Qualifications:** We are seeking a Vice President, Fixed Income Compliance Advisory to join TD Securities in NYC. The ideal ... candidate must have compliance advisory experience, supporting fixed income business...and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive strategies and… more
- Lenovo (Morrisville, NC)
- …in Morrisville, North Carolina or remote and report to the Senior Manager , Global ESG Operations. **Job Responsibilities** The Advisory Engineer will drive ... Advisory Engineer, Product Chemical Materials Compliance - Remote **General Information** Req # WD00064319 Career area: Hardware Engineering Country/Region:… more