- Pew Charitable Trusts (Washington, DC)
- Senior Officer , Compliance (hybrid) Position Overview Ignite your career as the Senior Officer of Compliance at Pew! In this role, you will ... to advise cross-functional teams, bolster internal controls, and ensure compliance with a dynamic array of laws and regulations....array of laws and regulations. We are seeking a compliance professional with a strong background in risk management,… more
- AIG (Parsippany, NJ)
- Senior Compliance Officer , Investments Compliance Location: Parsippany, NJ or New York, NY At AIG, we are reimagining the way we help customers to manage ... risk. Join us as a Senior Compliance Officer , Investments Compliance to play your part in that transformation. It's an opportunity to grow your skills… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance **New York, NY** Posted Apr 26, 2024 - Requisition No. 124879 The energy of a ... up to you to make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around… more
- Morehouse School Of Medicine (Atlanta, GA)
- Senior Compliance Finance Officer Bookmark this Posting | Print Preview | Apply for this Job Posting Details Position Information About MSM Morehouse School ... will find a fulfilling career at MSM ! Posting Number NONAC3120 Job Title Senior Compliance Finance Officer Position Title Senior Compliance Finance… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for ... from across the Business. Work with contacts in the Business and Compliance to ensure consistent and effective application and implementation of, and controls… more
- International Rescue Committee (New York, NY)
- Requisition ID: req51130 Job Title: Senior Program Officer , Monitoring and Compliance Sector: Social Work Employment Category: Regular Employment Type: ... well as RAI's strategic objectives, within Resettlement, Asylum and Integration Department. The Senior Program Officer supervises four to five staff and reports… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... support of the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. **What… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- J&J Family of Companies (Horsham, PA)
- Senior Manager, Health Care Compliance Officer - 2406183967W **Description** Johnson & Johnson is currently recruiting for a ** Senior Manager, Health ... of over a billion people everyday, throughout the world. The Senior Manager, Health Care Compliance Officer will be responsible for collaborating with… more
- Honeywell (Herndon, VA)
- …power and investment of Honeywell. As a Senior Contractor Program Security Officer (CPSO) - Compliance , you will develop and administer security programs and ... procedures for classified, or sensitive materials, documents, and equipment. You will investigate security violations and prepare reports. You will identify opportunities to improve security operations efficiency. You will develop procedures by which security… more
- Navy Federal Credit Union (Vienna, VA)
- …managers and supervisors of findings. + Recommends corrective actions. + Supports senior management on matters relating to compliance , legislative and regulatory ... To monitor, research, and analyze public policy governance and manage the compliance program. Responsibilities + Develops, maintains, and manages the compliance … more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and ... executes compliance risk management activities to reasonably ensure ...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Navy Federal Credit Union (Vienna, VA)
- …practices comply with applicable legal and regulatory requirements. Experience in compliance risk assessment and issues management. Develop, implement, and manage ... compliance risk management processes to enhance effectiveness and ensure...assessment summaries, and other key updates for presentation to senior executives, Board Committees, Board Sub-Committees, and regulators, as… more
- Truist (Richmond, VA)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units (Broker Dealer) and/or ... functions. Leads and executes compliance risk management activities to reasonably ensure ...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Morgan Stanley (Baltimore, MD)
- … Group within the Legal and Compliance Division (LCD) is seeking a senior Compliance Officer responsible for providing advice and guidance to business ... **Job:** ** Compliance * **Title:** *Wealth Management Digital Direct Compliance Officer * **Location:** *Maryland-Baltimore* **Requisition ID:** *3248035*… more
- Citigroup (O'Fallon, MO)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) Customer and Client Protection Team with oversight ... responsibilities for, at a minimum, Flood activities horizontally and consumer compliance -related Third-Party activities. The officer is responsible for… more
- Bureau of Reclamation (Denver, CO)
- …qualifications listed automatically disqualifies an applicant. Specific Duties The Senior Advisor, Hydropower/Electric Reliability Compliance Officer ... must demonstrate progressively responsible leadership experience that is indicative of senior level managerial capability and directly related to the skills and… more
- Principal Financial Group (Des Moines, IA)
- …are out of the office. + Perform ad hoc research at the direction of the Chief Compliance Officer or senior Compliance team members. + Assist with ... **What You'll Do** As a Senior Compliance Analyst you will be...tests at the direction of Principal Advised Services' Chief Compliance Officer and assist with 206(4)-7 annual… more
- Integra LifeSciences (Princeton, NJ)
- …improve outcomes. The Senior Compliance Manager will report to the Chief Compliance Officer . The Senior Compliance Manager will be responsible ... in compliance policies to employees throughout the company including senior and executive leadership. Responsibilities include: + Manages all policies and… more