- Option Care Health (Bannockburn, IL)
- …and retaining a diverse workforce. Job Description Summary:The Director, Compliance Investigations is responsible for developing and maintaining a comprehensive ... compliance investigation program, including managing the company's confidential ethics and compliance hotline, conducting investigations into potential … more
- WSFS Bank (Wilmington, DE)
- …criminal activity and potential financial losses emanating from said activityPeriodically review and assess the effectiveness of the EFRMP and create action ... assessments and any resulting matters or control gaps to senior management or the board of directors or an...management reporting and summary presentations for lines of business, Compliance Committee, Management Risk Committee, and the Board of… more
- Town of Gilbert (Gilbert, AZ)
- … II & Senior - Building/Fire. The Plans Examiner II & Senior positions report to the Plan Review Supervisor. The primary function of these positions ... of the three must be a Commercial Building Plans Examiner Certification. + Fire Plan Review experience...Driver's License. + The Pay range for a Plans Examiner Senior is $32.99 - $49.99. REQUIRED… more
- Federal Reserve System (Minneapolis, MN)
- …requirements are: + Examiner (exempt): 4+ years of related experience + Senior Examiner (exempt): 6+ years of related experience Strong written, verbal, and ... Ability and willingness to travel as required. **Preferred Qualifications:** For the Examiner and Senior Examiner position, credentials and commission… more
- Arkansas Government Job (Little Rock, AR)
- ACOM SENIOR SECURITIES EXAMINER Date: Apr 23, 2024 Req ID: 39165 Location: Little Rock, AR, US, 72202 Category: STATE SECURITIES DEPARTMENT Anticipated Starting ... FLSA Status: EXEMPT Salary Range: $50,222.00 - $72,822.00 Summary The Securities Examiner is responsible for serving as Examiner -in-Charge of examinations and… more
- Bank of America (Charlotte, NC)
- Credit Review Sr. Examiner - Global Markets Credit and Counterparty Credit Risk Charlotte, North Carolina;Stamford, Connecticut; Dallas, Texas; Wilmington, ... and their impact on portfolio credit quality. The Sr. Examiner is generally tasked with the review ...review and exam procedures. Exercises judgment and influences senior business managers and peers. Drives completion of credit… more
- Federal Reserve System (Philadelphia, PA)
- …direct supervision of financial organizations of various sizes and complexity. An examiner conducts analyses, assesses compliance with laws and regulations, ... in the country. This job description is for the Examiner Job Family and is intended primarily for positions...positions within the Safety and Soundness (S&S) and Consumer Compliance (CC) Community Reinvestment Act (CRA) business lines in… more
- Federal Reserve System (New York, NY)
- …management, legal staff, and policymakers across agencies. **Your role as BSA/AML Compliance Risk Supervising Examiner :** + Lead large scope supervisory ... of the largest financial institutions; and, + Coach and review the work of other professionals. **What we are...examiner . + Demonstrated knowledge of BSA/AML and sanctions compliance risk management programs and controls in relation to… more
- Office of the Comptroller of the Currency (Chicago, IL)
- …Supervision/RRED Chicago, IL or alternative location Responsibilities As a National Bank Examiner /Bank Examiner (Consumer Compliance Lead Expert), you will: ... Summary As an NBE/BE (Consumer Compliance Lead Expert), you will provide advice and...subject matter experts and specialists and Bank Supervision Policy senior subject matter experts. Provide leadership to examiners and… more
- Federal Reserve System (Chicago, IL)
- …areas and maintain familiarity with relevant supervisory and industry guidance on compliance . + Review the institution's business model and understand the ... for a position focusing on the assessment of corporate compliance and legal practices within a large and complex...large and complex financial institution. The Lead Large Bank Examiner will be responsible for determining the effectiveness of… more
- Office of the Comptroller of the Currency (Cincinnati, OH)
- Summary As a National Bank Examiner /Bank Examiner (Large Bank Field Examiner ) with emphasis in Bank Information Technology (BIT), you will serve as an ... examination Examiner -in-Charge (EIC) of BIT supervisory activities, planning/conducting examinations, and...changes in examination policy and procedures. Prepare communications to senior bank management in order to foster positive changes… more
- MUFG (New York, NY)
- …asset portfolios to identify deterioration or negative management control trends and review compliance with policies, guidelines, and regulations. + Prepare ... will provide more details. **Job Summary:** We're searching for a Credit Examiner to provide a comprehensive assessment of enterprise-wide risk management practices.… more
- Office of the Comptroller of the Currency (New York, NY)
- Summary As a National Bank Examiner /Bank Examiner (Large Banks Field Examiner ) with emphasis in Operational Risk, you will participate in the planning and ... of reports and presentation of findings and recommendations to senior managers. Large Bank Supervision New York, NY-Alternate Location...to May 20, 2024. Responsibilities As a National Bank Examiner / Bank Examiner (Large Banks Field … more
- City of Cincinnati (Cincinnati, OH)
- …comparable to, but not limited to, decision making and plans evaluation, drawing plans for review of a senior member, or inspection of buildings for plans ... to, decision making and plans evaluation, drawing plans for review of a senior member, or inspection...senior member, or inspection of buildings for plans compliance and workmanship? + Yes + No 06 Please… more
- Federal Reserve System (San Francisco, CA)
- …community organizations to some of the largest banking organizations in the country. The ** Senior Examiner ** role is part of the S+C Community & Regional ... (ie, those with consolidated assets between $10 billion and $100 billion). Senior Examiners participate in supervisory work for our portfolio of state member… more
- Federal Reserve System (San Francisco, CA)
- …organizations to some of the largest banking organizations in the country. The ** Examiner ** role is part of the S+C Community & Regional Institution Supervision ... Responsibilities:** + Participates on point-in-time examination/inspection teams, as an examiner -in-charge (EIC) of examinations/inspections, and/or as a member of a… more
- Federal Reserve System (New York, NY)
- …safety and soundness of supervised institutions + Ensure supervised institutions' compliance with relevant laws and regulations, including consumer protection + ... Leadership Group (PLG). **Your role as a LISCC Capital Markets Risk Supervising Examiner :** As a LISCC Capital Markets Risk Supervising Examiner , you will… more
- Federal Reserve System (Atlanta, GA)
- …resiliency, and patch management systems. + Executes examinations to determine compliance with supervisory expectations; review and evaluate the adequacy ... portfolios. _*This position is hiring at multiple levels: Specialist or Examiner /Sr. Examiner ._ **Key Responsibilities:** + Performs risk-focused IT risk… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Principal Examiner - Senior Risk Asset Review Specialist in Credit Risk as part of Corporate Risk. Learn more ... that are aligned with Board-approved risk appetite. Risk Asset Review ("RAR") is the company's internal loan review...loans and securities investments. + At times, serve as examiner -in-charge and direct a team of examiners that examines… more
- Federal Deposit Insurance Corporation (Washington, DC)
- …In addition to the Specialized Experience above, Applicants must be a Commissioned Compliance Examiner in the FDIC or another organization with comparable ... accurate review of operations and report of review findings. Conducts program compliance and performance...briefings, and summaries to the Chief, Internal Control and Review Section, and senior -level management officials within… more
