- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President in Risk Management and Compliance, you are at the center of ... with respect to potential liquidity risk implications within the firm's broker -dealer business. You will continuously assess emerging risks to Firm's liquidity… more
- Zurich NA (New York, NY)
- Senior Regional Vice President - Contract Surety 107777 Zurich North America is currently looking fill an opening for a Senior Regional Vice ... that will focus on developing our underwriting talent and driving and cultivating broker relationships. We are looking for a Leader that will exercise strong… more
- MUFG (New York, NY)
- …member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent, ... audit process (eg planning, fieldwork testing, reporting, issues validation, etc.). The Senior Auditor I also establishes direction for staff on more complex audit… more
- SMBC (New York, NY)
- …as a business analyst in front office * Solid knowledge of broker -dealer/investment banking environment, sales & trade flows and eTrading domain experience * ... Understanding of market data, market making, and pre-trade concepts * Analytical skills to troubleshoot a variety of symptoms, diagnose problems, and test, recommend and implement solutions to technology problems * Forward thinker who seeks to improve business… more
- HUB International (Brooklyn, NY)
- …in mergers and acquisitions. We are currently seeking an Assistant Vice President to join our Healthcare Division - Senior Care Practice. This position ... HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health,… more
- HUB International (New York, NY)
- …and servicing all lines of insurance. We currently have an opportunity for a First Vice President - Financial Institutions. This position will build a book of ... HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health,… more
- Hold Brothers (New York, NY)
- Hold Brothers Capital, LLC, a leading self-clearing proprietary broker -dealer, is seeking an EVP of Finance & Operations to oversee the self-clearing brokerage ... accounting standards. Essential Functions + Partner with CEO and senior management to work on day to day operations...+ Preparing financials and books and records for the Broker -Dealer according to GAAP and ensuring all regulatory reporting… more
- JPMorgan Chase (Brooklyn, NY)
- ** Vice President - Securities Services Controls Manager - Trading Services Fiduciary Oversight - New York** **About the Corporate & Investment Bank** The ... servicing provider that helps institutional investors, alternative asset managers, broker dealers and equity issuers optimize efficiency, mitigate risk and… more
- HUB International (New York, NY)
- HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health, ... point in time while communicating the status of an opportunity to senior management. 7. Applying (basic) proficiency of loss analysis, SIRs, Retrospective… more
- Vylla Home (Staten Island, NY)
- …as assigned. **Qualifications:** + Active New York & Connecticut Real Estate Broker 's Licenses + Excellent communication skills + Actively participates in online ... problems and to collaborate and explore alternative solutions + Ability to interact with Senior Management as an advisor on projects + Ability to make decisions that… more
- JPMorgan Chase (New York, NY)
- …well. **Job Responsibilities:** + Provide legal advice to business partners, including senior level management and directors of the Global Shares Group, regarding ... services in the United States would be a strong advantage, eg, broker -dealer regulations and privacy regulations. + Creative problem-solving skills; an ability to… more
- AON (New York, NY)
- …in our New York Office. As a Cyber Broker , you will report directly to the Senior Vice President or Team Leader. Aon is in the business of better ... New York Office. As a Cyber Broker , you will report directly to the Senior Vice President or Team Leader. Aon is in the business of better decisions: At… more
- Guardian Life (New York, NY)
- …purely a "technician". The PAS Chief Compliance Officer will report directly to the Vice President , Chief Compliance Officer for Individual Markets, who is a ... overall compliance framework for PAS as a dually registered broker -dealer and investment adviser. The incumbent will lead the...a key role in providing ongoing updates to our senior leadership teams and the PAS Board of Directors… more
- SitusAMC (New York, NY)
- …lenders, and they consistently look to grow their platform and expand into new products. Vice President - Large Loan Underwriting We have an opportunity for a ... high-performing Vice President to join the Large Loan...+ Complete site inspections and detailed market analysis, including broker interviews and discussions with property management and ownership… more
- Santander US (New York, NY)
- …Middle Office Business Support- CIB New York, United States of America The Vice President /Sr. Associate of Equity Middle Office Business Support within the ... experience working in the Financial Services Industry at a Broker -Dealer in the Middle Office or Operations areas. **Skills...(rather than authority). + Ability to interact confidently with senior management and clients. + FINRA Series 99 or… more
- Citigroup (New York, NY)
- …to have our workforce reflect this same diversity at all levels. **Role Description** The Senior Vice President - Business Controls Lead will be responsible ... & investment banking. + In-depth understanding of US bank and broker -dealer regulatory requirements. Experience in prudential regulation screening (eg, Reg W,… more