- Bloomberg (New York, NY)
- SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance **New York, NY** Posted Apr 25, 2024 - Requisition No. 124842 The ... We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF ...+ A track record of working with and advising senior business people on compliance matters +… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Bachelor's degree or equivalent work experience required; + 5+ years' experience as Compliance Officer or equivalent work experience; + Assists with the ... RESPONSIBILITIES: This position does not currently have direct supervisory responsibilities. Compliance Officer II- Compliance Governance and Risk… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance **New York, NY** Posted Apr 26, 2024 - Requisition No. 124879 The energy of a ... up to you to make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around… more
- Bloomberg (New York, NY)
- Product Owner & Senior Compliance Officer - Regulatory Technology - Legal & Compliance **New York, NY** Posted Mar 11, 2024 - Requisition No. 123709 The ... up to you to make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around… more
- Vanguard (Malvern, PA)
- As the Chief Compliance Officer of Vanguard Global Advisors and Head of Vanguard Fund and Advisor Compliance , this role provides strategic leadership and ... risk management. This role reports to the Vanguard Chief Compliance Officer and is a member of...applicable laws, regulations, and corporate policy issues. Partner with senior business leaders and stakeholders to provide advice and… more
- Honeywell (Phoenix, AZ)
- Role: Sr . Export Compliance Officer / Compliance Assurance Analyst The future is what you make it. When you join Honeywell, you become a member of our ... International Inc. is seeking candidates for an exciting opportunity as a Sr . Export Compliance Officer / Compliance Assurance Analyst reporting to the… more
- Navy Federal Credit Union (Vienna, VA)
- …practices comply with applicable legal and regulatory requirements. Experience in compliance risk assessment and issues management. Develop, implement, and manage ... compliance risk management processes to enhance effectiveness and ensure...assessment summaries, and other key updates for presentation to senior executives, Board Committees, Board Sub-Committees, and regulators, as… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …and guidance to compliance efforts in assigned business entity. * Informs Senior Compliance Management about issues that may involve rule violations or ... , Director of Business Development, Chief Counsel, Chief Information Security and Privacy Officer , Chief Compliance Officer , Associate Compliance … more
- Harvard University (Cambridge, MA)
- …Security Officer and HIPAA Privacy Officer . Serves as a compliance resource to senior leadership, managers, and employees of HUHS. Collaborates with ... OfficePre-Employment Screening:Criminal, Education, IdentityJob Function:General Administration, Health CarePosition Description: Compliance Officer : + Oversees the compliance… more
- Somatus (Mclean, VA)
- …As a member of the Company's senior management team, the VP, Corporate Compliance Officer (CCO) is a catalyst for this mission. The CCO is responsible ... the Company's culture and core values. This is a senior leadership role that requires a seasoned, sound, and...program to prevent illegal, unethical or improper conduct. The Compliance Officer reports to the Chief Executive… more
- City of New York (New York, NY)
- …managed primarily by external investment managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance ... Reporting directly to the CCO and working with the compliance staff, the Compliance Officer 's...Recovery Plan and developing training and reporting to BAM's senior leadership team. - Evaluating ways to improve internal… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer ...a key role in providing ongoing updates to our senior leadership teams and the PAS Board of Directors… more
- General Dynamics Information Technology (Falls Church, VA)
- …**US Citizenship Required:** Yes **Job Description:** **Position Description -** **Cyber Compliance Officer ** **Program - Guard Enterprise Cyber Operations ... how agencies operate. Our work depends on a Cyber Compliance Officer joining our team to support...role. You will be interfacing with the client and senior staff. Therefore, you should be articulate in your… more
- Comerica (Dallas, TX)
- Deputy Chief Compliance Officer The Deputy Chief Compliance Officer role provides support to the Chief Compliance Officer (CCO) in managing the ... of focus for regulators and proactively communicate them to senior leadership and apply best practices as necessary. Regulatory...development within the team. * Partner with the Chief Compliance Officer in enhancing the compliance… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- AON (Chicago, IL)
- …obligations, and more broadly, to preserve and enhance our reputation for integrity. The Compliance Senior Manager's primary role is to assist the CCO (Chief ... Compliance Officer ) and Compliance Director...Compliance Officer ) and Compliance Director with the development...to preserve and enhance our reputation for integrity. The Compliance Senior Manager's primary role is to… more
- Citigroup (Tampa, FL)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Citigroup (Irving, TX)
- Serves as a functional Compliance Risk Officer for Independent Compliance Risk Management (ICRM) responsible for Compliance oversight of the Client ... coverage teams, in order to partner, develop and apply Compliance Risk Management program solutions that meet the function...data to identify thematic risks and trends, escalating to senior management as appropriate, helping to lead the build… more
- e CancerCare (Nashville, TN)
- …the company's and programs compliance activities, and day-to-day administration of compliance issues. Works closely with Senior Management to ensure the ... consistent with corporate policies and procedures in relation to regulatory compliance and risk management practices. Duties: . Demonstrated current knowledge of… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... Policy Governance Standard. + Identify and escalate risks to the Chief AB&C Officer . + Provide guidance to businesses and functions on control enhancements based on… more