- Fidelity TalentSource LLC (Smithfield, RI)
- …help our clients make informed financial decisions whether they re new to trading or looking for more advanced investing strategies like margin and options.The ... in the financial services industry preferred, including comfort and familiarity with trading topics such as margin and optionsAbility to perform project scoping,… more
- Fidelity TalentSource LLC (Westlake, TX)
- Fidelity TalentSource is hiring an Associate Compliance Analyst at Fidelity Investments. This position is a one-year contract located in Westlake, TX. This is an ... and efficient manner with a low number of errors. Associate Compliance Analyst As an Associate...Office Phone Line and E-Mail box Coordinating employees' personal trading account disclosures, statements, and transactions in support of… more
- Fidelity TalentSource LLC (Westlake, TX)
- …your next temporary role at Fidelity Investments. We are currently sourcing for an Associate Compliance Analyst to work in Westlake, TX! The Role As an ... Associate Compliance Analyst, you will be responsible...Office Phone Line and E-Mail box Coordinating employees' personal trading account disclosures, statements, and transactions in support of… more
- Mindlance (West Palm Beach, FL)
- Job Title: Contract Coordinator, Associate Job Location: Juno Beach FL 33408 Top 3/5 Skills: Completed Bachelor's Degree Strong knowledge of Contracts management & ... status, progress, and recommendations. Monitor and track deferral program performance and compliance with relevant regulations. Stay up to date with industry trends… more
- Fidelity TalentSource LLC (Boston, MA)
- …we submit.\u00A0 The Director will act as a primary interface between internal trading desks, middle office teams, compliance , systems development squads and ... the firm s Regulatory Reporting platforms, within the vibrant Fidelity Capital Markets trading floor? \u00A0We are looking for a Director of Regulatory Reporting, a… more
- Fidelity TalentSource LLC (Boston, MA)
- …partners, compliance peers, and LegalIdentifying core regulatory and compliance issues in a trading environmentEvaluating regulatory inquiries, complaints, ... Job Description:The TeamAs a Compliance Director in Regulatory Management, we will expect...with particular emphasis on complex matters involving sales and trading matters for our Capital Markets division. You will… more
- Fidelity TalentSource LLC (Salt Lake City, UT)
- …the needs of our Asia based participants.\u00A0 The Purpose of Your RoleAs an associate in Stock Plan Services, you will partner with Fidelity Workplace Investing to ... our participants at the highest level possible.\u00A0 As a multilingual Stock Plan Associate you will be expected to provide live language support to our… more
- Schaeffler Group (Danbury, CT)
- …label different goods eg raw material, components, semi-finished-products, finished products, trading goods etc. Track and overview products and transports in the ... US without employment visa or other sponsorship This position must meet Export Control compliance requirements, therefore a "US Person" as defined by 22 CFR | 120.15… more
- Fidelity TalentSource LLC (Boston, MA)
- …Description:The RoleAs a member of the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who ... promotes a culture of ethical conduct and commitment to compliance , regulatory and legal obligations.\u00A0 In this role you will lead the Controls, Testing and… more
- Fidelity TalentSource LLC (Boston, MA)
- …Ballyrock Investment Advisor and additional exposure to real estate investments and bank loan trading .\u00A0 As a key member of a dedicated HI&A legal team, you will ... and Cayman) that impact HI&A, and primarily the CLOs, corporate governance matters, compliance issues and reacting to day-to-day legal issues as they arise. You will… more
- WSFS Bank (Wayne, PA)
- …FX trading desk with internal and/or external counterpartiesEnsure all compliance requirements are addressed and documented (eg, sanction screening; Reg E ... base, rising trade volume, and expanding international product offeringThe FX Operations Associate will take a leading role in managing the daily transaction flow,… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …/ control securities for their client s pursuant to SEC regulations and insider trading rules, when applicable. This is a small but highly motivated team of ... professionals delivering excellent service with a keen eye towards regulatory compliance . You will provide supervision, mentorship, education to your team. The… more
- Fidelity TalentSource LLC (Westlake, TX)
- …of the Fund Administration unit within FFIO and collaborate with investment operations, trading , compliance , legal, and oversight teams across all Fidelity asset ... investment vehicle structures, regulatory framework, and distributionInvestment operations including trading , portfolio analytics, performance, and compliancePortfolio transition managementTransferable skills… more
- Fidelity TalentSource LLC (Boston, MA)
- …to collaborate productively and proactively with internal partners (underwriting, trading , compliance , risk, retail channels)Comfort with and the ... the RFP process, and coordinate with the underwriting desk, compliance and market strategy and other internal business partners...the industry and tap into one of the largest trading networks of an industry leader.The base salary range… more
- Fidelity TalentSource LLC (Durham, NC)
- …new business unit focused on bringing industry-leading digital asset custody and trading services to retail and institutional clients. The Manager in Custody ... valuable input into, conversations with business partners including Product, Risk, Compliance , Exchange Operations, Client Support, etc. to support ongoing client… more
- Fidelity TalentSource LLC (Durham, NC)
- …applying DevOps principles.DE building high transaction enterprise financial services -- compliance , trading , and research and middle-tier applications, using ... best of working offsite with maximizing time together in person to meet associate and business needs. Currently, most hybrid roles require associates to work onsite… more
- Fidelity TalentSource LLC (Boston, MA)
- …professionals and key product, sales and service, communications, legal and compliance business partners. In close partnership with Fidelity s distribution channels, ... and quick decisioningFamiliarity and comfort with technology concepts and trading architectures for financial services / managed accountsCertifications:Company Overview… more
- CHS Inc. (Inver Grove Heights, MN)
- …of our Legal, Government Compliance , & Audit organization. We are looking for a Trading Compliance Associate to join our team in Inver Grove Heights, MN. ... an exciting opportunity in the Trading Compliance group...other program knowledge. Communicate findings and recommendations to Derivatives Trading Compliance Senior Manager(s). + Monitor … more
- Arizona Public Service (Phoenix, AZ)
- …in collaboration with our experienced traders. + Understand and execute all trading activities in compliance with Regulatory and Reliability standards and ... rotating shifts on Location Minimum Requirements Real Time Trader Associate | Resource Operations & Trading +...9) Negotiate cash market gas purchases and sales. Export Compliance / EEO Statement This position may require access… more
- Scotiabank (New York, NY)
- Associate Director, US Cash Equities Trading **Requisition ID:** 190188 **Salary Range:** 225,000.00 - 225,000.00 _Please note that the Salary Range shown is a ... committed to results, in an inclusive and high-performing culture. **Title** : Associate Director, Cash Equities Position Trader; Global Banking & Markets; New York,… more
