- Citigroup (Tampa, FL)
- The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... coordination with the Audit team. The overall objective is to utilize in-depth...subject matter expertise to ensure that the firm meets audit standards and regulations and to work with business… more
- Morgan Stanley (New York, NY)
- …equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** ** Wealth Management* **Title:** *Assistant Vice President ... and services to serve the needs of WM clients. The US Banks seeks an Assistant Vice President to join the First Line of Defense MSPBNA Lending Business Control… more
- Morgan Stanley (New York, NY)
- …equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** ** Wealth Management* **Title:** * Vice President First Line ... conducts its business through three principal business segments-Institutional Securities, Wealth Management (WM), and Asset Management. WM's network includes...needs of WM clients. The US Banks seeks a Vice President to join the First Line… more
- Morgan Stanley (New York, NY)
- …workforce (M/F/Disability/Vet). **Job:** ** Wealth Management* **Title:** *[REMOTE] Residential Mortgage Vice President , Manager of Business Control Team* ... The Business Control Unit Manager will be a member of the Home...Audit , Legal, Operational Risk, Financial Control Group, Technology, Wealth Management Operations as well as, Home Loans management… more
- Morgan Stanley (Alpharetta, GA)
- …Economics, or Finance. **Job:** **Risk Management* **Title:** *Senior Regulatory Officer- Vice President * **Location:** *Georgia-Alpharetta* **Requisition ID:** ... its business through three principal business segments. Institutional Securities, Wealth Management (WM), and Investment Management. The Firm's employees serve… more
- Citigroup (New York, NY)
- …for products spanning investment banking, commercial real estate, trade services, wealth management / private banking, and commercial loans. Within the broader ... metric performance results and other updates + Own the remediation of Internal Audit and Regulatory related Exception Framework issues. + Own / manage the execution… more
- BMO Financial Group (San Francisco, CA)
- We are seeking a Director-level Senior Relationship manager in our Diversified Industries Group primarily covering the East Bay Market in the San Francisco Bay Area. ... the integrated BMO OneClient focus across all lines of business including Wealth , Retail, Small Business, and Capital Markets. Facilitates growth initiatives for the… more
- Citigroup (Tampa, FL)
- …designed and sustainably implemented to pass validation from both Internal Audit and a regulatory perspective. HR Controls - Business/Function Quality Control ... control (QC) of HR consent order milestones. The ideal candidate will have audit , risk, controls, compliance and or regulatory experience, be proactive, able to deal… more
- Enterprise Bank & Trust (St. Louis, MO)
- …of supporting our communities.** **Together, there's no stopping you!** **Job Title:** VP , Financial Risk Management Officer (Remote eligible: AZ, KS, MO, NM, NV, ... or a related field + Minimum seven years' experience in risk management, audit or related risk fields. + Experience with Quantitative Risk Management (QRM) framework… more
- Morgan Stanley (New York, NY)
- …Mortgage. The BCU Associate will report to the MSPBNA Lending Business Control Unit, Vice President , and will be based in New York. The Business Control ... conducts its business through three principal business segments-Institutional Securities, Wealth Management (WM), and Asset Management. WM's network includes… more
- Morgan Stanley (New York, NY)
- …for the management of the non-financial risk the US Banks. We seek an Assistant Vice President ("AVP") to join the First Line of Defense Business Risk team. ... business through three principal business segments-Institutional Securities Group ("ISG"), Global Wealth Management via Wealth Management ("WM"), and Asset… more
- S&P Global (NE)
- …+ Perform additional tasks and take additional responsibility as directed by team manager or line Vice President . **Compensation/Benefits Information** **:** ... designed to provide backup and support for the team manager and expected to be able to function in...'s absence. The team performs facilitates internal assessments and audit activities, assesses regulatory requirements and control frameworks, and… more