- Tradeweb (New York, NY)
- Tradeweb is seeking a Vice President , SEC Reporting to join our best-in-class SEC Reporting department in New York City. This role will report ... into the Director of SEC Reporting and be responsible for the preparation of the company's quarterly and annual Form 10-Q/K's and quarterly earnings releases and… more
- JPMorgan Chase (Brooklyn, NY)
- Join our dynamic External Reporting team as a Vice President and play a pivotal role in shaping the future of external filings to United States (US) ... various Lines of Business and Corporate functions. As a Vice President in the External Reporting...qualifications, capabilities, and skills:** + Regulatory understanding key (US GAAP/ SEC reporting desirable) **This position is not… more
- Citigroup (Queens, NY)
- …very closely with other groups throughout Citi, including Risk, Treasury, Controllers, SEC Reporting , Accounting Policy, Financial Planning & Analysis and ... + Work and partner with multiple areas across Citi, including Controllers, SEC Reporting , Treasury, Risk, Accounting Policy, Financial Planning and Analysis,… more
- JPMorgan Chase (Brooklyn, NY)
- …outside the box, challenging the status quo, and striving to be best-in-class. As a Vice President in the Risk Controllers - Firmwide Allowance Lead team within ... informed decision making. We are looking for a motivated Vice President to join the Allowance Controllers...partner to stakeholders across the firm, including investor relations, SEC reporting , loss forecasting, controllers, lines of… more
- Morgan Stanley (New York, NY)
- …benefit programs. **Job:** **Compliance* **Title:** *Equity Sales and Trading Compliance Vice President * **Location:** *New York-New York* **Requisition ID:** ... NMS, Reg SHO, Consolidated Audit Trai (CAT), FINRA Rules, trade reporting , best execution, SEC Rules 605/606 reporting , riskless principal. >Communicate with… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Vice - President for the Compliance Risk Assessment team ("CRA team") within the ... assessments for the legal entities they cover (primarily non-U.S. entities). Management reporting of the risk profiles and ongoing evolution thereof will be… more
- TD Bank (New York, NY)
- …details for this role **Job Description:** **Preferred Qualifications:** We are seeking a Vice President , Fixed Income Compliance Advisory to join TD Securities ... conduct business-based analysis and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive strategies and… more
- FleishmanHillard (New York, NY)
- …biggest brands has an immediate opening for a hands-on, self-starting Senior Vice President with a background in corporate communications, investor relations, ... messaging for significant M&A activities. + Work with External Reporting team and IR to develop Q&A to address...Q&A to address any issues that might arise from SEC filings. **Qualifications** + 12+ years of integrated investor… more
- Hold Brothers (New York, NY)
- …a self-clearing broker-dealer. + Expert knowledge of broker-dealer operations, and regulatory reporting needs including FINRA, SEC , and other agencies as ... and serve as a member of our executive team. Reporting to the CEO, this role is responsible for...and related disclosures as required by GAAP and the SEC . Additionally, this position will monitor emerging SEC… more
- MUFG (New York, NY)
- …execution of the end-to-end audit process (eg planning, fieldwork testing, reporting , issues validation, etc.). The Senior Auditor I also establishes direction ... Provide constructive input to Audit & Finance Committee and Management reporting . **Education and Licensure:** A Bachelor's degree, preferably in Accounting,… more
- Guardian Life (New York, NY)
- …purely a "technician". The PAS Chief Compliance Officer will report directly to the Vice President , Chief Compliance Officer for Individual Markets, who is a ... incumbent will lead the implementation and interpretation of applicable SEC , FINRA, MSRB laws and other regulations, and ensure...this position will have a dotted line to the President , Park Avenue Securities. Reporting into the… more
- Broadridge Financial Solutions (Newark, NJ)
- …with providing support for other ad-hoc projects. This position reports directly to the Vice President , Tax Accounting. We are made up of high performing teams ... tax provision on a quarterly and annual basis and tax-related disclosures for SEC reporting , maintain and analyze discrete items for each reporting period… more