- Wells Fargo (Charlotte, NC)
- …role:** Wells Fargo is seeking a Audit Manager - Executive Director on the Wealth and Investment Management (WIM) Audit Team providing coverage for ... this role, you will:** + Manage a team of audit staff to resolve highly complex and unique challenges...communication skills. + Experience in portfolio management , investment strategy, broker/dealer operations, wealth management… more
- US Bank (Charlotte, NC)
- …products and services within US Bank's Wealth Management and Investment Services businesses. This role supports the Audit Director for Wealth ... Management and Investment Services, the Senior Audit Director and the Chief Audit Executive,...service cyclical risk-based audit plan including asset management , institutional investment services, personal trust services… more
- US Bank (Charlotte, NC)
- …strong candidate to join our growing team of audit professionals supporting the Wealth Management and Investment Services team. + This role will support ... Auditor is also responsible for partnering with US Bank's Wealth Management and Investment Services...US Bank's Wealth Management and Investment Services businesses and other Risk/Compliance/ Audit (RCA)… more
- Truist (Charlotte, NC)
- …firm place in the community in order to provide confident and comprehensive wealth management advice and solutions. Utilize objective and sound personal ... service and business development efforts (eg credit, mortgage, planning, investment , trust and fiduciary services, and insurance services) in...* 8 or more years of sales and client management experience in Wealth Management … more
- Truist (Charlotte, NC)
- …rules, regulation, priorities and trends 6. Extensive knowledge of brokerage and investment advisory product and business offerings 7. Audit experience 8. ... job description:** Engage with Business Unit leadership in its management of risks and controls as well as its...activities, trends, and events pertaining to risk, regulatory and audit reviews. Continue to promote various risk initiatives and… more
- US Bank (Charlotte, NC)
- …Audit Manager the Asset Management team and the Audit Director of Wealth Management and Investment Services in providing the Audit Committee ... are seeking an experienced candidate that has strong knowledge of audit , risk management (specifically investment risk) and regulatory expectations at large… more
- US Bank (Charlotte, NC)
- …Chief Information Office collaborates with business partners (Consumer and Business Banking, Wealth Management and Investment Services, Corporate and ... and discover what you excel at-all from Day One. **Job Description** US Bank Corporate Audit Services (CAS) is seeking a strong candidate to join our growing team of… more
- Truist (Charlotte, NC)
- …at a corporate level 5. Experience in the financial services industry, Wealth Management , Corporate Investment Banking, Commercial Banking, Commercial ... priorities at once 11. 7+ years progressive work related experience including audit , operations, process engineering, or risk management in the financial… more
- Truist (Charlotte, NC)
- …at a corporate level 9. Experience in the financial services industry, Wealth Management , Corporate Investment Banking, Commercial Banking, Commercial ... 2. Eight years of experience in a financial institution with emphasis on risk management , audit and/or line of business specialty 3. Solid knowledge of risk… more
- Bank of America (Charlotte, NC)
- …segments (Global Markets, Consumer, Global Wealth and Investment Management , etc.), Operations, Technology, Risk, Legal and Audit globally. **Overview of ... the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management… more
- Bank of America (Charlotte, NC)
- …reviewing activity in Global Markets - Bank of America Securities ("BofAS), and Global Wealth Investment Management - Merrill Lynch, Pierce, Fenner & Smith ... risks in alignment with the Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance...to analyze data using SQL + CAM Certification + Audit and/or Economic Sanctions experience + CFE Certification +… more
- Wells Fargo (Charlotte, NC)
- …Legal Department is seeking an attorney to join the Legal team supporting the Wealth & Investment Management ("WIM") advisory business. This Associate ... Counsel will be providing legal support for portfolio management and trading function across several legal entities, multiple product lines and distribution… more