- Raymond James Financial, Inc. (Memphis, TN)
- …currency in trading policies and procedures. + Provides trading support to financial advisors and responds to inquiries regarding fund suitability, products and ... Word, Outlook and other applications as needed. **Skills** : + Identifying financial events that affect orders. + Reconciling and correcting transactions. + Updating… more
- Raymond James Financial, Inc. (Memphis, TN)
- …+ Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; ... and a minimum of two (2) years of experience in Supervision and/or the financial services industry. + ~OR ~ + An equivalent combination of experience, education,… more
- Raymond James Financial, Inc. (Memphis, TN)
- …+ Processes various basic department related reports and utilizes departmental databases as well as 3rd party applications + Answer calls and questions on operational ... topics and account maintenance. + Contacts internal/external customers including fund companies to resolve account maintenance issues/requests + Monitors reports related to general maintenance issues; notifying advisors on actions concerning client positions +… more
- Raymond James Financial, Inc. (Memphis, TN)
- **Department Overview:** Raymond James Financial is a Florida-based diversified holding company, headquartered in St. Petersburg, FL. Raymond James ... through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset...values of client first, conservatism, independence and integrity. At Raymond James , we are putting the power… more
- Raymond James Financial, Inc. (Memphis, TN)
- …administer basic-level personal trust, estate, and custody accounts. Fulfills the duties of Raymond James Trust (RJT) as a fiduciary or custodian in accordance ... of death valuations and information on unusual assets. . Effectively interacts with Financial Advisors in the defining of the investment goals and requirements for… more
- Raymond James Financial, Inc. (Memphis, TN)
- …Guam, and Puerto Rico). The Transition Consultant plays a critical role in supporting financial advisors as they transition into the firm. Acting as a primary point ... This role requires strong project management skills, a deep understanding of financial services operations, and a client-focused mindset to deliver a smooth and… more
- Raymond James Financial, Inc. (Memphis, TN)
- …a minimum of two (2) years of experience in Supervision and/or the financial services industry. + ~or~ + Any equivalent combination of experience, education, and/or ... training approved by Human Resources. **Licenses/Certifications:** + Appropriate series license(s) for assigned functional area preferred or the ability to obtain within an established timeframe. + SIE required provided that an exemption or grandfathering… more
- Raymond James Financial, Inc. (Memphis, TN)
- Department Overview: Raymond James Financial is a Florida-based diversified holding company, headquartered in St. Petersburg, FL. Raymond James ... through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset...values of client first, conservatism, independence and integrity. At Raymond James , we are putting the power… more
- Raymond James Financial, Inc. (Memphis, TN)
- …documentation and processing. + Fundamental principles of banking and finance. + Financial markets and products. + SBA Underwriting guidelines and regulations. + ... Federal and State lending laws. + Loan software packages. **Skill in:** + Processing the loan packages. + Verifying loan packages and supporting documents. + Preparing loan settlement packages. + Performing loan calculations. + Operating standard office… more
- Raymond James Financial, Inc. (Memphis, TN)
- …providing trusted advice and tailored, sophisticated strategies for individuals and institutions. Raymond James Financial is a diversified holding company, ... headquartered in St. Petersburg, FL. Raymond James provides financial services to individuals, corporations and municipalities through its subsidiary… more
- Raymond James Financial, Inc. (Memphis, TN)
- …a sense of urgency. + Clearly demonstrate a client-first focus in line with the Raymond James culture. **Working Schedule:** + Hours: 11:00 am - 8:00 pm Eastern ... Time. Some additional hours may be required. **Travel Required:** + None required. Fully remote work environment. more
- Raymond James Financial, Inc. (Memphis, TN)
- …* Principles of banking and finance and securities industry operations. * Financial markets and products. **Advanced Skill in:** * Preparing oral and/or written ... discipline and a minimum of eight (8) years of experience in the financial services industry, compliance, or risk management. ~or~ * Any equivalent combination of… more
- Raymond James Financial, Inc. (Memphis, TN)
- **_This position follows our hybrid workstyle policy: Expected to be in a Raymond James office location a minimum of 10-12 days a month._** **_Please note: This ... role is not eligible for Work Visa sponsorship, either currently or in the future._** Responsibilities: + Manages and maintains complex systems. + Performs implementations and upgrades in compliance with security guidelines. + Ensures availability, security… more
- Raymond James Financial, Inc. (Memphis, TN)
- …urgency. + Clearly demonstrate a client-first focus in line with the Raymond James culture. **Educational/Previous Experience Requirements:** + Bachelor's degree ... (BA) in Graphic Design or related discipline and a minimum one (1) year relevant experience in the design field. ~or~ + Any equivalent combination of experience, education, and/or training approved by Human Resources. **Licenses/Certifications:** + None… more
- Raymond James Financial, Inc. (Memphis, TN)
- …In office days will be 3 per week averaging 12 days per month in our St Petersburg, FL Corporate Office, Memphis, TN, or Southfield, MI. Please note: This role is NOT ... eligible for Work Visa sponsorship, either currently or in the future. **What You'll Do:** + Help transition and switch data sources across systems, ensuring smooth and accurate data flow. + Understand business and technical requirements to support coding,… more
- Raymond James Financial, Inc. (Memphis, TN)
- …+ Assist with various requests for information, referring more complex matters to colleagues. + Answer the telephone and assist callers or those making varied ... inquiries by email or mail with any basic requests for information, directing more complex matters to colleagues, as necessary. + Carry out standard customer service activities and handle simple customer inquiries. + Conduct data entry into company systems,… more
- Raymond James Financial, Inc. (Memphis, TN)
- …* Follow a range of mandatory procedures to ensure that work is carried out to the required quality standards and/or to ensure adherence to external regulatory codes ... and internal codes of conduct. * Answer the telephone and assist callers or those making varied inquiries by email or mail with any basic requests for information, directing more complex matters to colleagues, as necessary. * Conduct data entry into company… more
- Raymond James Financial, Inc. (Memphis, TN)
- …+ Develop working knowledge of the organization's policies and procedures and of regulatory codes and codes of conduct relevant to own work, adhering to mandatory ... procedures to ensure own work is undertaken to the required standards. + Answer the telephone and assist callers or those making varied inquiries by email or mail with any requests for information, directing more complex matters to colleagues as necessary.… more
- Raymond James Financial, Inc. (Memphis, TN)
- … & Associates division, provides comprehensive asset management services and products for Raymond James financial advisors. These offerings cover a wide ... range of activities designed to help clients grow and preserve their assets through various investment strategies, market research, and professional management. **Essential Duties and Responsibilities** + Responds to inquiries or complaints received primarily… more
- Raymond James Financial, Inc. (Memphis, TN)
- **_This position follows our hybrid workstyle policy: Expected to be in a Raymond James office location (_** **_St. Petersburg, FL, Denver, CO, Memphis, TN, or ... Southfield, MI)_** **_a minimum of 10-12 days a month._** **Job Summary:** Responsible for the design, implementation, and management of the CMDB within the ServiceNow platform. Owns the Infrastructure Discovery and Application/Service Mapping lifecycles along… more
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