- Truist (Atlanta, GA)
- …2. 12 years of banking or relevant experience 3. 12 years of financial services compliance, risk or supervisory experience 4. Regulatory credentials: FINRA ... equivalent education and related training 2. Twelve years of experience in a financial institution with emphasis on risk management or equivalent work experience and… more
- Alight (NC)
- …**About the Role** The Representative role at Alight Financial Services requires knowledge of the securities industry, brokerage investing, and ... ** Financial Brokerage Specialist** **Are you a...** Financial Brokerage Specialist** **Are you a fast learner who...Alight is a leading cloud-based human capital technology and services provider that powers confident health, wealth … more
- Truist (Hunt Valley, MD)
- …processes and activities. Develop plans and processes in conjunction with Wealth Brokerage sales leaders to ensure the service provided by Client Service ... various administrative and operational projects between clients, Financial Advisors, Financial Consultants, and Client Service Associates, such as incoming… more
- Tradeweb (Jersey City, NJ)
- …years of experience in securities accounting and/or broker dealer operations within the financial services industry + Strong analytical and accounting skills + ... Tradeweb is seeking a Senior Accountant\Securities Brokerage to join our growing Finance & Accounting department. The ideal candidate will have extensive knowledge… more
- Truist (Alpharetta, GA)
- …JOB SUMMARY Provide consultative, sales and technical support to one or more Financial Advisors, working closely with the Financial Advisors to meet the ... clients and actively sourcing prospective clients. Provides leadership to the Financial Advisor team, contributing to the short and long-term strategic planning… more
- Truist (Greensboro, NC)
- …JOB SUMMARY Direct and execute all marketing and direct sales activities for a Financial Advisor team with a goal of increasing client retention to sustain and grow ... revenue. Provide leadership to the Financial Advisor team and contribute to the short- and...and familiar with all products currently offered by Truist Wealth and complete continuing education requirements. 6. Plan and… more
- JPMorgan Chase (New York, NY)
- JPMorgan Chase & Co ("JPM") is a leading global financial services firm with assets of more than $32 trillion, over 300,000 employees, and operations in over 160 ... over 5,000 investment products across these client channels in discretionary, advisory, full- service brokerage , and self-directed brokerage capacities. Our… more
- Morgan Stanley (Peoria, IL)
- …is often the first point of contact with clients on a broad array of services related to account servicing, financial plans and investment portfolios. Under the ... direction of the Financial Advisor / Private Wealth Advisor, this...streamline and enhance a client experience that emphasizes value, service and attention to detail * Thoroughly understands and… more
- Citigroup (Stamford, CT)
- …a financial advisory capacity . Experience in a proactive, successful sales and service role in the financial services industry . Strong analytical and ... Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and...experience **Job Family Group:** Private Client Coverage **Job Family:** Financial Planning Services **Time Type:** **Primary Location:**… more
- Morgan Stanley (San Jose, CA)
- …clients by understanding their investment objectives and working in partnership with the Financial Advisor / Private Wealth Advisor to deliver solutions. *DUTIES ... guidance and input from senior team members * Assists Financial Advisors / Private Wealth Advisors in...Works with clients on the execution of orders in Brokerage and Advisory accounts * Assists clients with market… more
- Citigroup (New York, NY)
- …, including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services , and wealth management. Our core ... a trusted partner to our clients by responsibly providing financial services that enable growth and economic...effective risk coverage.** **Review and assess new products and services in Wealth for inherent AML risk… more
- Morgan Stanley (New York, NY)
- …institutions. These services include brokerage and investment advisory, financial and wealth planning, credit and lending, cash management, annuities and ... Stanley Wealth Management provides a range of wealth management products and services for affluent...Finance, Marketing, Analytics & Data, and other product and service areas. The PWM COO Team Analyst will help… more
- M&T Bank (Boston, MA)
- …support continued growth of the business. + Work closely with management to ensure Client Service and Wealth Advisor staff have an effective client service ... Financial Advisor (CTFA), Certified Public Accountant (CPA) and/or Chartered Financial Analyst (CFA) certification Demonstrated in-depth wealth management… more
- Morgan Stanley (Baltimore, MD)
- Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth ... call/ service center support, and delivery of products and services - Participating in strategic compliance initiatives, including collaborating with other… more
- JPMorgan Chase (Westerville, OH)
- …+ Bachelor's degree preferred or equivalent experience + 2 years of relevant financial services or brokerage experience + Flexibility, self-motivation, ... when assisting our internal and external clients with their brokerage accounts, to help them reach their financial...vs. five 8 hour days). Chase is a leading financial services firm, helping nearly half of… more
- JPMorgan Chase (Los Angeles, CA)
- …role) + Advanced credentials: CFA, CIMA, CFP (not required) Chase is a leading financial services firm, helping nearly half of America's households and small ... Solutions and Product/Asset Class Specialist teams to implement the JP Morgan Wealth Management strategy to JP Morgan Advisors. The individual will accomplish this… more
- JPMorgan Chase (New York, NY)
- …market funds. For individual investors, the business also provides retirement products and services , brokerage and banking services including trusts and ... Management in a client facing role with a background in Investor Relations/Client Services and a focus on Wealth Management distribution of Alternative products… more
- JPMorgan Chase (Columbus, OH)
- …skills** + Bachelor's degree + 7+ years of professional experience related to financial services , risk management, compliance or legal + Strong decision making ... substantial wealth , utilizing the Private Bank's discretionary investment management, brokerage , tax and estate planning, credit, capital raising and specialty … more
- Thrivent Financial (WA)
- Organization/Business Overview: Ascend National Wealth Advisors, an established financial services practice for Thrivent is looking to grow and support a ... Learn and understand the entire operation of Ascend National Wealth Advisors + Participate in Joint Fieldwork with the...and service existing clients/contracts + Position products, services , and strategies to help clients gain financial… more
- Citigroup (Fort Lauderdale, FL)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... (ICRM) coverage of the US Citigold/CPC business segment within Wealth , as well as insurance and brokerage ...within Wealth , as well as insurance and brokerage product offerings. This role is responsible for establishing… more