- Ankura (NY)
- …watchlist systems; + Draft written compliance programs for AML, consumer compliance (Reg E, UDAAP, GLBA), fraud, sanctions , etc. including risk assessments, ... Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance programs and developing training for FinTech's and broker-dealers. +… more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Senior Director , Complex Investigations Capital One is a leading banking and technology company seeking ... priorities is to continue to transform our AML and Sanctions program to enable rigorous, nimble, and sustainable AML...is a core risk function within Capital One's Corporate Compliance Department. This Group serves as a second line… more
- Mastercard (Atlanta, GA)
- …anti-financial crime program strategy and operations in the US. * Providing compliance advisory and subject matter expertise to support business expansion ... innovation and delivers better business results. **Title and Summary** Director , Open Banking, Financial Crime Risk Management Director...US. All About You * Extensive experience in AML, Sanctions , Fraud, and Export Controls compliance in… more
- MacDonald-Miller (Seatac, WA)
- …to ensure construction projects meet all regulatory and contractual standards. Legal Advisory & Relationship Management: + Manage legal compliance activities ... and good-natured people you enjoy working with. We strive to be both. Requirements Director of Legal Affairs: This is where you come in. We're looking for a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …autonomy, lead the development of enterprise-wide fraud analytics capabilities. The Director , Fraud Analytics, will support the creation, refinement, and continued ... activities. Reporting to the SVP, Financial Crimes Analytics (FCA), the Director will regularly interact with Enterprise Fraud Risk Management and Technology… more
- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global ... Dow Jones Indices (SPDJI) division. As a Compliance Director , you'll play a pivotal role...oversight for the Division's IOSCO assurance program. + Offer advisory services on compliance matters and actively… more
- SMBC (Jersey City, NJ)
- …expert or as a member of a CRA team. + Experience working in a Compliance Advisory role covering banking products/services (lending, deposits) is a strong plus ... SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the ... Department Americas Division ("CPAD"), reporting to the Executive Director , Head of Risk and Control Assessment. As a… more
- CoStar Realty Information, Inc. (Washington, DC)
- Associate General Counsel, Corporate and Compliance Job Description **ASSOCIATE GENERAL COUNSEL, CORPORATE AND COMPLIANCE ** **OVERVIEW** CoStar Group (NASDAQ: ... in the role of Associate General Counsel, Corporate and Compliance . The position will report to the General Counsel...earnings and investor engagement and outreach, ESG and proxy advisory initiatives; * Oversee all legal aspects of the… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/ Sanctions compliance issues, while managing the progress of KYCs ... while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due diligence; +… more
- Scotiabank (New York, NY)
- …record in mitigating Financial Crime Risk including Anti-Bribery & Anti-Corruption, Compliance , Anti-Money Laundering, Fraud and/or Advisory Services + Knowledge ... leverage broader Bank relationships, systems and knowledge + Support the Director , Anti-Bribery & Anti-Corruption, in the ongoing development, maintenance, and… more
- Scotiabank (OR)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. + Champions a high-performance ... Engineering team, otherwise known as GWE. An Information Security Advisor provides advisory services to assist in the development and support of sound security… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and perform root cause analysis of non-detected activities. Reporting to the Director , Financial Crimes Analytics (FCA), the Manager will regularly interact with ... surveillance associated with Fraud, Anti-Money Laundering (AML)/Counter-Terrorist Financing and (CTF)/ Sanctions . * Service provider approach that fosters collaboration and… more
- Morgan Stanley (Baltimore, MD)
- …governance, oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions , Anti-Corruption and Government and Political Activities Compliance ... team for you. *Your Key Responsibilities:* As an experienced Director /Vice President Risk Ranking Specialist in GFC, you will:...* Serve as a point of contact for GFC Advisory , Risk, and Onboarding Teams, to respond to inquiries… more