- Janus Henderson Investors (Denver, CO)
- …+ Distribute regulatory reporting documents (audited financial statements, K-1, ADV , etc.). + Handle Monthly/Quarterly/Annual Subadvised Compliance Reporting which ... SEC audits, material changes to Code of Ethics, Form ADV updates, annual compliance program 206(4)-7 and 38a-1 Reports,...of our legal teams, internal audit, trading and business development to provide answers to client questions and/or reporting.… more