- First Horizon (Memphis, TN)
- …experience Relevant financial services industry knowledge (Regulatory Compliance , Enterprise Risk Management, Credit Risk , Operations) Excellent oral and ... the full range of risks related to processes, regulatory compliance , organization, policy, and technology, evaluate control design adequacy...complete audit life cycle for complex or high- risk audit components Provide expert skill in… more
- The Cooperative Bank of Cape Cod (Hyannis, MA)
- …products, procedures, processes, and systems with respect to identifying and controlling compliance risk . Provides assistance in developing worksheets and other ... Risk Officer with a functional alignment to the Audit Committee. This is a hybrid role and requires... compliance of specific operations. Assists the Senior Compliance and Risk Analyst in the evaluation… more
- Capital Community Bank (Pleasant Grove, UT)
- …and executing audits, tracking audit findings to resolution, assessing risk management practices, and ensuring compliance with regulatory requirements. You ... Planning: Develop and update, on an ongoing basis, the audit risk assessment. Develop and manage the...and conduct complex audits across various banking functions, including credit , operations, compliance , and IT. Ensure adherence… more
- HSBC (New York, NY)
- …lending, specialized lending, global trade finance and global payment solutions, Credit Risk , Regulatory Compliance , Internal Audit etc) Minimum of a ... effectiveness. Participate in the audit process of identifying and evaluating risk and assessing the adequacy, effectiveness and compliance of internal… more
- Cedent (New York, NY)
- …5-7 years of internal audit or front office business control or compliance or risk management experience covering the corporate and investment banking (GCIB) ... coverage and leasing. The team is also responsible for credit risk management and global payment services...area independently and may lead small audits. Responsibilities: Executes audit strategy for the sound application of risk… more
- BCforward (Charlotte, NC)
- …structure of documents * Understanding of banking of laws, rules, and regulations * Audit or compliance background is a plus Identify and escalate quality ... Credit quality Analyst BCforward is currently seeking a...risk culture * Experience in loan or other credit -driven operations function * Utilize analytical skills and product/technical… more
- Legends (Tampa, FL)
- …educate, and enforce responsible service of alcoholic beverages and evaluate compliance within corporate procedures. *Develop and enforce standards for service, ... and enforced. *Ability to interact with co-workers in order to assure compliance with company service standards, inventory, and cash control procedures. *Conduct… more
- City of Fort Myers, FL (Fort Myers, FL)
- …technology, compliance , financial, and investigatory components, as necessary. Performs audit procedures and prepares audit work papers and findings in ... functions and compliance with various legally binding third-party requirements; develops audit procedures based upon the scope of each individual audit and… more
- SoFi (Frisco, TX)
- …Support investor guideline vetting and acceptability requests Ensure all policy activity meets compliance , audit , and risk governance standards What you'll ... manuals, job aids, and playbooks Ensure version control and audit trail adherence for all policy changes and supporting...of residential mortgage experience, with a focus in underwriting, credit policy, or credit risk … more
- First Technology Federal Credit Union (Hillsboro, OR)
- Description The Senior Enterprise Risk Analyst evaluates, identifies, and reports levels of risk in the organization through assessments, complex analysis, ... and what you need to be successful: Job Duties Report and present complex risk assessment results to senior and executive leadership and/or Board of Directors as… more
- Macquarie (New York, NY)
- …of today and anticipate the risks of tomorrow. Our divisions include compliance , credit , financial crime risk , internal audit , market risk , ... financial services industry, including 1-2 years in Regulatory Assurance, Compliance Testing/Monitoring, BORM, or Internal Audit . Experience...OpenPages and Power BI is a plus. About the Risk Management Group Press space or enter keys to… more
- Bethpage (Bethpage, NY)
- …matter experts in the 1st, 2nd & 3rd Line of defense (Legal, Privacy, Enterprise Risk , Information Security, Compliance and Audit ) the Third-Party Risk ... in the 2nd Line of defense (Legal, Privacy, Enterprise Risk , Information Security, and Compliance ) to conduct...to obtain certifications within a reasonable period. FourLeaf Federal Credit Union provides a range of benefits with various… more
- Goldman Sachs, Inc. (Dallas, TX)
- …operational risk , relevant revenue generating division, or a control function (eg, Compliance , Operational Risk or Audit ) Proven track record with ... a sub-division of Risk , Consumer and Transaction Banking Risk provides oversight of credit and operational risks in the firm's consumer and transaction… more
- River City Bank (Sacramento, CA)
- Job Type Full-time Description We are seeking a Credit Administration Specialist to join our team. The successful candidate will be responsible for performing a ... the management of the commercial loan portfolio of the Bank. The Credit Administration Specialist will ensure adherence to Bank, Federal, and State regulations.… more
- Centra (Columbus, IN)
- …position is responsible for the strategic planning, execution, and oversight of the Credit Union's information security and cyber risk program. Responsible for ... Union's strategic goals, aligns with regulatory requirements, and is within the Credit Union's risk tolerance. Key responsibilities include assessing cyber … more
- RSS, LLC. (Sacramento, CA)
- …the appropriate project within the accounting system, making sure funds are correctly applied. Credit Risk Assessment: Conduct credit checks on new customer ... are complete and easily accessible for financial reporting and audit purposes. Job Closeout & Compliance : Ensuring...Deposits & Fund Allocation: Accurately record all incoming ACH, credit card, and cash deposits into the company's accounting… more
- Citigroup, Inc. (New York, NY)
- …in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit , Finance in order to ensure appropriate governance ... positioning and closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) Forge a relationship with salespeople… more
- Citigroup, Inc. (New York, NY)
- …in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit , Finance in order to ensure appropriate governance ... improving models that allow us to automatically price and risk manage Linear FX products. The analyst is a...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Fox Point Recruitment (Brook Park, OH)
- …and regulations. Communicate with the Compliance Officer for inclusion in compliance risk assessments. Assist in the development and deployment of ... and business documents prior to implementation in coordination with the Compliance Officer. Participate in internal audit and regulatory examinations; ensure… more
- Tierra Encantada HQ (Minneapolis, MN)
- …implementation and optimization of financial software and reporting tools. Accounting, Audit & Compliance Oversee all accounting functions, including ... greenfield and acquisition strategies, and continuous improvement across the existing business. Compliance & Risk Management Oversee enterprise risk … more
