- Monster (Lacey, WA)
- … and branch operations. Ensure accuracy and timely completion of audits, certifications, compliance , and reporting. Ensure audit , security, and compliance ... lead and train staff to ensure branch consistently adheres to all regulatory compliance standards, internal operational and credit controls and follows all… more
- Monster (Aventura, FL)
- …and maintain all products and services. Review customers account activity to ensure compliance with Bank Secrecy Act. May be responsible for the daily review of ... overdraft, uncollected and significant balance change reports. Ability to originate new credit requests and respond to loan related inquiries. Follow Bank policies… more
- Waterfall Asset Management, LLC (New York, NY)
- …alternative investment manager focused on specialty finance opportunities within asset-backed credit , whole loans, real assets, and private equity. Waterfall was ... ABS industry, and who together have over 60 years of proven ABS/Loan credit analysis, trading, banking, and servicing experience. Waterfall seeks to provide its… more
- Monster (Miami Beach, FL)
- …goals, manage lobby activity. Responsible for the operational activities, meeting Compliance /BSA requirements and the management and use of the various elements ... for new accounts. Review customers account activity to ensure compliance with Bank Secrecy Act. May be responsible for...and significant balance change reports. Ability to originate new credit requests and respond to loan related inquiries. Take… more
- Monster (Coral Gables, FL)
- …in compliance with all Bank policies and procedures as well as ensuring audit , compliance and security procedures are adhered to at the branch location.In ... the position functions.Ensure all regulatory requirements as well as security and audit procedures are adhered to always. Responsible for ensuring individual acts do… more
- American Express (New York, NY)
- …Qualifications:** + 4 years in a financial risk management function (eg, audit , compliance , operations, credit ). + Understanding of operational risk ... be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will...execution of these responsibilities will help to strengthen ECM's risk and control environment. The Regulatory & Audit… more
- Mizuho Corporate Bank (New York, NY)
- …fieldwork, reporting and other administrative and management tasks pertaining to management of credit risk .Assist in the Internal Audit Department America's ... and reports for issues (eg regulatory, third-party and internal audit ) related to credit risk .In...practices and techniques, the concepts of risk , risk management, internal control and compliance , and… more
- Truist (Atlanta, GA)
- …in representing the group's interests through strong coordination with internal clients (banking, compliance , credit risk , audit , enablement) and ... acts as ambassador with internal clients including coverage banking, credit risk , capital markets, and high-profile external...management as the first line of defense by ensuring compliance with Bank policies for credit , underwriting,… more
- Citigroup (Tampa, FL)
- …This role in the Quality Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison with the ... partnering with the audit teams responsible for Risk and Compliance globally and also supporting...related role and/ with subject matter expert in Market Risk , Credit Risk , Operational … more
- CIBC (Chicago, IL)
- … Regulatory Compliance Manager serves as the Credit Risk Management representative for regulatory, Internal Audit and self-identified deficiency ... Group Topics and complete the Regulatory Compliance Risk Assessment . Provide input on Credit ...discipline. + **Minimum of 5+ years of experience** in Compliance , Risk Management, or Internal Audit… more
- Cherry Bekaert (Little Rock, AR)
- …a **Senior Associate (Consumer Compliance )** to join our team providing internal audit , regulatory compliance and risk management services to banks and ... clients with deep knowledge, expertise and approaches in Regulatory Compliance , Internal Audit , Enterprise Risk ...of 2+ years of related professional services or internal audit experience within a community bank/ credit union… more
- American Express (New York, NY)
- …Risk Officer, Operational Risk and Compliance leadership, and risk governance councils. + **Foster collaboration across audit domains** (eg, Finance, ... audit coverage** of the Risk Management function, including alignment with risk categories such as Credit Risk , Operational Risk , Model… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …activities that mitigate those risks consistent with the Credit Union's risk appetite, and ensure operational integrity and compliance with applicable ... growth trajectory, SFFedCU is seeking a Vice President, Enterprise Risk Management and Audit for our Golden...teams to evaluate, recommend, and drive improvements to enterprise risk management practices and processes across the Credit… more
- Scotiabank (Dallas, TX)
- …data, model, IT/Cyber), financial (eg, market, credit , or liquidity/ treasury risk ) and audit functions. Prior auditing experience in these areas. Exposure ... Audit Manager, US Risk Management **Requisition...& Markets provides a full range of investment banking, credit and risk management products and services… more
- M&T Bank (Buffalo, NY)
- …support functions such as Treasury, Finance, Compliance , Technology, Operations, Risk Management, or Credit Administration. + Specific subject matter ... or BRIDGEPORT CT** **Overview:** + This role provides senior level expertise in audit engagements in the Risk Management domain, including aspects of enterprise… more
- PNC (Pittsburgh, PA)
- …Monitoring, Control Assessment, Internal Controls, Process Control, Risk Assessments, Risk Management **Competencies** Audit And Compliance Function, ... PNC's Internal Audit organization, supporting the Model Risk Audit Team Audit team....assists in reviews of areas with significant model usage ( credit risk , capital planning, asset-liability management, etc.)… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... the company, in areas such as mortgage banking, market risk , trading products, counterparty credit risk...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Citigroup (New York, NY)
- …and Model Validation process with at least one modeling area of specialization among Market Risk , Credit Risk , Loss Forecasting , Wholesale, Retail, PPNR , ... risk and control environments in coordination with the Audit team. The overall objective is to utilize in-depth...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Tampa, FL)
- …11-7, SR 15-18, OCC 11-12) and model development/validation processes in areas such as market risk , credit risk , loss forecasting, AML, Basel, CCAR, or CECL. ... + 10+ years of experience in a related role **Direct hands-on experience in audit and risk management, with technical expertise in financial models.** + Strong… more
- SolomonEdwards (Sacramento, CA)
- …model risk management and associated controls. . Plan and execute audits across credit , market, and compliance risk domains. . Collaborate with internal ... information, visit SolomonEdwards **Position Summary:** We are seeking an Audit Manager - Model Risk Management to...on the auditing and validation of complex models in credit , market, liquidity, interest rate risk , AML,… more
