• AVP , Sox Compliance

    Banc of California (Santa Ana, CA)
    …WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank's risk based, annual SOX Compliance Program plan and other initiatives in compliance ... to perform all SOX -related activities in accordance with the SOX Compliance Program plan and methodology. Works with all levels of management, internal… more
    Banc of California (07/31/25)
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  • Trade Finance Servicing Associate, AVP

    MUFG (Tampa, FL)
    …Control and Customer Service; (4) Staff and Performance Management (5) Compliance policies and procedures. (6) Special projects (7) Provide Operational /Technical ... Audit and Comptrollers inquiries and investigations. (11) Liaison responsibilities for SOX certifications, procedures and audits Designated as a Business Continuity… more
    MUFG (08/20/25)
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  • ACH Operations Sr Team Lead, AVP

    MUFG (Tampa, FL)
    …our recruitment team will provide more details. Reporting to the ACH Operations Manager (VP), the Senior Team Lead will oversee, and support assigned staff, ensuring ... Promote a high degree of awareness of risk, risk control measures, and compliance policies and procedures among all staff members. Participate in work unit/RC… more
    MUFG (09/04/25)
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