- MUFG (New York, NY)
- …advanced expertise in trade flows, securities processing, vendor management, and settlement processes within the broker - dealer environment. The ideal ... focus on supporting our Operations teams in cash management, trade movement, and settlement . This individual will...WSO, GLOSS, Loanet, and EquiLend. + Strong understanding of broker - dealer settlement processes and regulatory… more
- MUFG (New York, NY)
- …gathering and documentation submission required by the regulatory bodies for the broker - dealer 's onboarding process + Assist with system configuration, setup, ... in regards to FRB process, FICC netting, and Fedwire settlement + Check for any Cxl'd and Corrected tickets...business analyst or market operations role, preferably within a broker - dealer or financial institution + Thorough understanding… more
- Wells Fargo (Salt Lake City, UT)
- …sensitive documents and transaction requests + Exercise independent judgment in understanding trade settlement workflow controls to minimalize the effects of ... + 2+ years of experience in financial operations, preferably within a broker - dealer or wealth management environment. **Desired Qualifications:** + 2+ years… more
- Huntington National Bank (Columbus, OH)
- …Services or related experience within Preferred Qualifications: + At least 1 year of Broker dealer experience + FINRA SIE, Series 7 and Series 63 + ... and trading including The Huntington Liquidity Portal platform including system demonstrations, trade and settlement processing + Collaborate with team members… more
- Citigroup (Jersey City, NJ)
- …rules and regulations + Demonstrated knowledge in area of focus including, Broker Dealer Information Barriers, Corporate and Investment Banking, Capital Markets, ... platform encompasses a number of Surveillance/Control related portfolios including trade surveillance, e-communications and voice surveillance, employee trading, outside… more