- Unknown (Princeton, NJ)
- …across multiple stakeholders and a strong focus on regulatory compliance and broker -dealer operations. Hiring Manager Title COO Travel Percent Less than ... Specialties investment management custodian etf financial products fund accounting relationship management research trading and investment servicing Business Classifications… more
- Unknown (New York, NY)
- Chief Compliance Officer (CCO) About the Company Respected broker -dealer Industry Financial Services Type Privately Held About the Role The Company is seeking a ... The successful candidate will be responsible for overseeing the broker -dealer compliance program, including the implementation of supervisory procedures, policies,… more
- USAA (San Antonio, TX)
- …expertise in multi-carrier commercial insurance sales , including operational alignment and relationship management with 20+ alliance carriers and broker markets ... and specialized coverages delivered through multiple Agency alliance carriers and broker markets Supports achievement of business objectives including compliance and… more
- Unknown (Virginia Beach, VA)
- …successful candidate will be responsible for selling annuity products through a broker /dealer or other assigned distribution network. This role involves working from ... Vice President will also be expected to participate in firm or broker /dealer sponsored meetings, provide public seminars for investors, and build strong… more
- Unknown (Austin, TX)
- …investment management custodian etf financial products fund accounting relationship management research trading and investment servicing Business Classifications ... search of a Principal Operations Officer for its introducing broker -dealer. The successful candidate will be a seasoned leader...years as part of a global leadership team. Hiring Manager Title Wealth Custody and Clearing COO Travel Percent… more
- Unknown (Los Angeles, CA)
- …banking, or a related field, ideally as a generalist relationship manager in an investment banking or broker -dealer context. Active industry licenses ... President - Corporate Finance will be responsible for acting as a key relationship manager for a portfolio of large corporate clients in the Pacific Time Zone,… more
- Unknown (San Diego, CA)
- …background in scaling brands across both natural and conventional channels, managing national broker networks, and key accounts. The ideal candidate will be adept at ... who are also tactical operators, and who can balance relationship -building with data-backed decision-making in a mission-aligned, sustainable growth environment.… more
- Unknown (New York, NY)
- …Professional Services B2B Enterprise SAAS Compensation and Benefits Customer Relationship Management Software(CRM) Data Mining Digital Media Economics Finance ... with a background in property and casualty insurance, a broker 's license, and a minimum of 10 years' of...and is committed to providing equal employment opportunities. Hiring Manager Title regional leader Travel Percent Less than 10%… more
- Unknown (Tampa, FL)
- …industry, particularly in areas such as capital markets, asset management, broker -dealer, finance, treasury, and risk management, is essential. The ideal candidate ... in managing complex third-party relationships. Strong analytical, communication, and relationship -building skills are required, along with the ability to work… more
- Unknown (Indianapolis, IN)
- …7 years' of experience in commercial real estate, and an active Real Estate Broker License or the ability to obtain one. The role requires strong leadership, ... critical thinking, and exceptional client relationship management skills. The ideal candidate will be adept...of both clients and team members are essential. Hiring Manager Title CEO | Principal Travel Percent Less than… more
- JPMorgan Chase (Jersey City, NJ)
- Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments Sales Manager within the Financial Institutions Group - North America ... Broker Dealers and Market Structure industry segments, you will...+ Stay current on all aspects of the client relationship , including revenue levels, balance levels, credit exposure, KYC… more
- Charles Schwab (Westlake, TX)
- …middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker -Dealer/Asset Management enterprise team, the Senior Auditor ... efficiency of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking a Senior Auditor (Senior… more
- UNUM (Portland, ME)
- …that appropriate service and financial levels are always met. + Strong relationship management skills with internal clients; proven ability to develop collaborative ... approaches + Provide finalist meeting support and engage as SME for platform and technology delivery ensuring that client is setup with the right fit for their platform and to provide a seamless experience + Track and provide metrics and other appropriate… more
- Charles Schwab (Westlake, TX)
- …improve the efficiency of governance processes, risk management, and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team is seeking a Senior IT ... and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the Senior...of a project team and champion a strong working relationship with external co-sourcing providers and internal lines of… more
- Comerica (Costa Mesa, CA)
- Job Description Relationship Manager IV -- FSD The Relationship Manager role will be responsible for new business development, onboarding, portfolio ... Financial Institutions and Non-Bank Financial Institutions, including Payroll Providers, Broker Dealers, Title/Escrow companies, and Fintech organizations. Position Responsibilities:… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Brokerage Relationship Manager to join our Independent Advisor Group as part of Wealth & Investment ... issues and achieve goals **Required Qualifications:** + 4+ years of Business Relationship experience, or equivalent demonstrated through one or a combination of the… more
- UMB Bank (Kansas City, MO)
- …broker -dealers and fund companies in the United States. As an Associate Client Relationship Manager , you will partner with the Client Relationship ... Managers (CRM) team, manage and support clients in the onboarding, conversion, and ongoing needs of new and existing institutional relationships or new/additional products and services within Investor Solutions. **_How you'll spend your time:_** + You will… more
- HUB International (Rockville, MD)
- …is the place for you.** We currently have an opportunity for a **Client Relationship Manager ** to join our **Employee Benefits** team in our **Rockville, MD** ... years of experience in employee benefits account management; preferably at a broker agency. + Valid current Life/Health license required. + Familiarity with state… more
- HUB International (Wilmington, MA)
- …own unique, regional culture. We currently have an opportunity for a **Client Relationship Manager -- Employee Benefits** . **SUMMARY OF RESPONSIBILITIES** : ... HUB International, you become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk management, life and… more
- The Hartford (Hartford, CT)
- Account Manager - OA09HN We're determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working here ... 3 days a week (Tuesday through Thursday). The Account Manager , as part of Global Specialty Operations, will serve...based vendors. (Genius knowledge a plus but not required) Broker Management & Client Relations + Serve as a… more
