- Truist (Melbourne, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Stifel (Stockton, CA)
- …to existing clients, using scripts approved by a principal of Advertising and Graphics. Registered Client Service Associates may highlight a service ... Stifel, where success meets success . What You'll Be Doing Under immediate supervision, Client Services Associate ( Registered ) assists one or more Financial… more
- Coldstream Wealth Management (Seattle, WA)
- …has a fantastic opportunity to join one of our wealth management teams! As a Client Service Associate with a growing team, you will learn the Registered ... who has: Customer service experience and the desire to provide superior client service in a team-oriented environment A Bachelor's degree (finance or related… more
- Wealthfront (Palo Alto, CA)
- …experience including Big 4 public accounting (preferably national office, SEC services , or technical accounting groups) and/or public company experience Strong ... Workiva, NetSuite, or similar platforms preferred Exposure to fintech, financial services , lending, or regulated industries, such as broker-dealer or mortgages, is… more
- LPL Financial (Fort Mill, SC)
- … services and/or wealth management industry Passionate about delivering an exceptional client service experience, with an intrinsic ability to inspire and ... independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage , and investment advisor services . Why LPL? Innovative… more
- The Baldwin Group (Irvine, CA)
- The Baldwin Group is an award-winning entrepreneur-led and inspired insurance brokerage firm delivering expertly crafted Commercial Insurance and Risk Management, ... approach to insurance and risk management The Baldwin Group, a nationwide Registered Investment Advisor, is seeking a seasoned Wealth Management and Retirement Plan… more
- Northwestern Mutual (Orlando, FL)
- …Company (NLTC), Northwestern Mutual Investment Services , LLC (NMIS) (Investment Brokerage Services ), a registered investment adviser, broker-dealer, and ... a financial advisor, you start as a financial representative focused on client -building and obtaining licenses. Our award-winning training programs equip you with… more
- Empire Growth Partners (Milwaukee, WI)
- …Company (NLTC), Northwestern Mutual Investment Services , LLC (NMIS) (Investment Brokerage Services ), a registered investment adviser, broker-dealer, and ... Income Protection - Education Funding - Investment & Advisory Services - Trust Services - Retirement Solutions...have the opportunity to: Build -Work to build a client base by growing relationships with your network and… more
- Truist (Richmond, VA)
- …(United States of America) **Please review the following job description:** Provides service , support and advice to promote the business unit's growth and ... regulatory obligations. Works closely with the Division Director, Regional Directors, and client facing teammates as well as other leadership in the designated… more
- Wells Fargo (Ann Arbor, MI)
- …for entry-level Client Associates **Required Qualifications:** + 4+ years of Brokerage and Client Services experience, or equivalent demonstrated through ... **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment...for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account… more
- Wells Fargo (Danbury, CT)
- …for entry-level Client Associates **Required Qualifications:** + 4+ years of Brokerage and Client Services experience, or equivalent demonstrated through ... **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment...for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account… more
- Comerica (Dallas, TX)
- Job Description Registered Client Service AssociateThe Securities Senior Sales Assistant (SSA) role is a position providing operational and sales support to ... holds responsibilities in 4 primary categories: Sales Support, Compliance, Customer Service , and Teamwork. Some of the primary responsibilities are listed below.… more
- Wells Fargo (Melville, NY)
- …and forwarding to management for review **Required Qualifications:** + 2+ years of Brokerage and Client Services experience, or equivalent demonstrated ... **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and...appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account… more
- Wells Fargo (Houston, TX)
- …and forwarding to management for review **Required Qualifications:** + 2+ years of Brokerage and Client Services experience, or equivalent demonstrated ... **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and...appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account… more
- Citizens (San Francisco, CA)
- Description As a Private Wealth Registered Client Associate, you will play a pivotal role as a trusted resource for our clients and wealth managers. Your primary ... your administrative and operational skills to facilitate business growth while ensuring exceptional client service . In this position, you will attend to … more
- City National Bank (Los Angeles, CA)
- *LEAD CLIENT SERVICES OFFICER - In Office, Los Angeles, CA. * WHAT IS THE OPPORTUNITY? Oversee the City National Securities Investment Relationship Officers and ... Provide Sales and Administrative Support to Investment Officers and client requests across a broad range of brokerage...bank and CNS personnel as needed and keep CNS registered representatives apprised of significant client issues… more
- City National Bank (New York, NY)
- * CLIENT SERVICE ASSOCIATE SENIOR CNS* WHAT IS THE OPPORTUNITY? Serve as a registered representative for City National Securities (CNS). Process stock, ... transactions for clients of City National Securities. Assist CNS brokerage clients and Retirement Services Clients with...securities market. * Minimum of 5 years of direct client services experience required * FINRA Series… more
- Bank of America (North Port, FL)
- …the lobby; Triage client leads and make referrals to appropriate internal service providers based on client needs and asset thresholds; Participate in ... Financial Solutions Advisor - Registered Candidates - North Port Financial Center North...client requests and makes referrals to appropriate internal service providers based on client needs and… more
- JPMorgan Chase (Plano, TX)
- As a Client Service Leader within the JP Morgan...days of employment + 3 + years of financial services or brokerage experience + Strong business and ... Wealth Management Client Service Center team, you will play a pivotal role...responsibilities will include direct management of a team of Registered Representatives, where you will provide outstanding leadership and… more
- City National Bank (New York, NY)
- …one or more of the following: asset management, banking/credit, personal trust, and brokerage services . * Minimum of 8 years of experience working with ... provider for existing and newly developed relationships. Retains and grows client relationships through high touch service and delivering investment analysis,… more
