- Comerica (Farmington Hills, MI)
- …experience leading OFAC regulatory processing functions + 3 years of Federal Banking Regulation ( Bank Secrecy Act /USA PATRIOT Act ) experience Preferred ... Job Description Sanctions Compliance Manager The Sanctions Compliance...by being responsible for the daily operations of the bank -wide Sanctions screening process. This role is expected to… more
- KeyBank (Cleveland, OH)
- … testing and working knowledge of applicable consumer compliance and Anti-Money Laundering/ Bank Secrecy Act (AML/ BSA ) regulations and laws, industry ... of REA team on projects and testing. The Senior Compliance Manager must have a strong understanding...and regulations of the financial services industry (eg - AML/ BSA , consumer compliance , etc.) to include: OCC,… more
- Regions Bank (Birmingham, AL)
- …of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, or third line of defense ... reviews to identify potential areas of risk related to BSA , AML, and OFAC compliance and develops...of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** +… more
- Capital One (New York, NY)
- …(CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) + ... Senior Audit Manager , Financial Crimes Compliance & AML...integration effort. Responsibilities include: + Plan, perform, and lead BSA / AML / Financial Crimes Compliance … more
- Arrow Financial Corporation (Glens Falls, NY)
- …to join Compliance and Risk team as: Bank Secrecy Act ( BSA...support to the Bank Secrecy Act Manager to ensure Company compliance ... of duties and initiatives designed to maintain a strong BSA /AML/OFAC compliance position for the Arrow Family...compliance reports in timely manner for review by Bank Secrecy Act Manager… more
- Arrow Financial Corporation (Glens Falls, NY)
- …independently About this position: Support the Bank Secrecy Act Manager in an administrative capacity to ensure compliance with BSA /AML related ... to join Compliance and Risk team as: Bank Secrecy Act Senior Specialist... compliance reports; document and discuss concerns/discrepancies with BSA Manager accordingly. > Conduct required OFAC,… more
- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank 's risk based, annual SOX Compliance Program... Compliance Program plan and other initiatives in compliance with the Sarbanes-Oxley Act ("SOX"). Works… more
- FirstBank PR (San Juan, PR)
- …focusing on compliance with consumer financial protection laws, regulations, and the Bank Secrecy Act ( BSA ), including anti-money laundering (AML), ... and training with vendors. Further responsibilities include supporting the Compliance Manager with compliance issue...follow-up on identified compliance issues. + Regulatory Compliance Risk Assessments & BSA Risk Assessment… more
- Guidehouse (Mclean, VA)
- …experience working as an advisor to a financial services firm. + Solid understanding of Bank Secrecy Act ( BSA ) and Anti-Money Laundering (AML) laws ... + Master's degree. + Certified Anti-Money Laundering Specialist (CAMS), Certified Regulatory Compliance Manager (CRCM), or Certified Public Accountant (CPA). +… more
- Banc of California (San Diego, CA)
- …efforts to adhere to the legal and regulatory environment as it relates to the Bank Secrecy Act and Anti-Money Laundering. The analyst will conduct ongoing ... and Enhanced Due Diligence quality, documentation and accuracy, Fraud Compliance , as well as various additional BSA /AML...YOU'LL BRING** + Experience: + Required: 2+ years of Bank Secrecy Act and Anti-Money… more
- City National Bank (Dallas, TX)
- *SR AUDIT MANAGER - BSA /AML* WHAT IS THE OPPORTUNITY?...BSA requirements, including but not limited to the Bank Secrecy Act and OFAC ... policies, and the effectiveness of operations of the BSA /AML function. The Senior Manager will be...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your… more
- KeyBank (NY)
- …group meetings. + Perform complex compliance tasks as assigned. + Understand and support Bank Secrecy Act ( BSA ), AML, and OFAC related recordkeeping ... facilitate processes as directed by the AML Enterprise Team Compliance Manager and the Team Director. **ESSENTIAL...experience + Prior experience in financial institution (i. e., bank and securities industry), compliance , Risk Management,… more
- Banc of California (Santa Ana, CA)
- …for various client types. + Knowledgeable of the laws applicable to money laundering, including the Bank Secrecy Act , the USA PATRIOT Act , US Treasury ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The VP, BSA / OFAC QA/QC Manager reports to the… more
- Capital One (Mclean, VA)
- …(CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) + ... Audit Manager , FCC/AML Capital One's Audit function is a...integration effort. **Responsibilities include:** + Plan, perform, and lead BSA / AML Compliance audits at the… more
- Louisiana Department of State Civil Service (LA)
- …compliance with federal laws and regulations, such as the Bank Secrecy Act ( BSA ), in addition to compliance with state laws and regulations. Good ... practices. Level of Work: Entry. Supervision Received: Direct from a Compliance Examiner Assistant Manager , Compliance Examiner Manager , or other… more
- Coinbase (Charlotte, NC)
- …The Global Compliance Operations Team is responsible for executing Compliance controls with adherence to Coinbase's BSA /AML program, transaction monitoring, ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- First National Bank of Omaha (Omaha, NE)
- …**_Desired_** + Professional Certification: Certified Internal Auditor (CIA) and/or bank compliance expertise related certification: + Certified Regulatory ... with bank policy, laws, regulations, and the bank 's BSA /AML Program, as applicable to your... Compliance Manager (CRCM) + Certified Anti-Money Laundering Specialist (CAMS) +… more
- Walmart (Bentonville, AR)
- …Ethics role is critical to ensure that Walmart satisfies its Bank Secrecy Act /Anti Money-Laundering ( BSA /AML) regulatory filings. Help build a ... **Position Summary ** Join the Financial Services Compliance team to be a key leader in...filing) experience. + A drive to execute and to act quickly. + Strong communication skills to interact with… more
- Sanofi Group (Swiftwater, PA)
- **Job Title:** Vaccine Manufacturing Manager 79 BSA **Location:** Swiftwater, PA *This is a 2nd shift position (typically 2PM - 10:30PM) in Building 79 BSA ... their families. **Overview:** Sanofi is seeking a highly skilled and experienced Manager to oversee our manufacturing processes. The ideal candidate will have… more
- Walmart (Bentonville, AR)
- **Position Summary ** The Senior Manager , Data Analytics - Financial Services Compliance will help support financial service crimes compliance in the domain ... **https://corporate.walmart.com/news/2025/01/17/the-future-of-better-begins-here-welcome-to-walmarts-new-home-office** . Relocation assistance is available The **Senior Manager , Data Analytics -** **_Financial Services Compliance_** will… more