- Fidelity TalentSource LLC (Boston, MA)
- …with clients and regulators The TeamThis dynamic team is part of Fidelity s Capital Markets group. Fidelity, through its broker dealers, is required to send ... the work will be dedicated to working closely with the firm s institutional broker dealer clearing and correspondent clients, while also partnering with compliance… more
- Fidelity TalentSource LLC (Boston, MA)
- …and handling examinations related to Clearing and Custody and Capital Markets . Other businesses you will support include Operations & Services group ... SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving...complex matters involving sales and trading matters for our Capital Markets division. You will be responsible… more
- Truist (Charlotte, NC)
- …national and regional investment consultants + Proactively working with Truist investment, capital markets , and specialty banking functions + Maintain a strong ... following job description:** Responsible for origination and servicing direct institutional clients. Client Strategists will obtain client relationships directly and… more
- Aristotle Capital Management (Newport Beach, CA)
- …organization that specializes in equity and fixed income portfolio management for institutional and advisory clients worldwide. Our mission is to help our clients ... a culture focused on research, investment management and client success. Aristotle Pacific Capital , LLC is a Newport Beach, CA based investment adviser focused on… more
- Capco, a Wipro Company (New York, NY)
- …Capital Markets and Securities related businesses, with specific experience in Capital Markets operations , in particular Clearing and Settlements + ... **About the team:** Capital Markets is part of Capco's...functional knowledge across all areas of the front office, operations , technology, risk, finance and compliance. Our clients include… more
- Cabrera Capital Markets, LLC (Chicago, IL)
- …client base that includes institutional entities across the globe. The Capital Markets Investment Banking Vice President is responsible for managing and ... Markets LLC is a growing investment bank and institutional brokerage firm. Headquartered in Chicago, IL the firm...team members + Stay updated on regulatory requirements and market developments affecting capital markets … more
- Amazon (New York, NY)
- …experienced Treasury Manager to oversee our bank relationship management function within the Capital Markets & Investments Team. This team manages a $60 billion ... investment portfolio, executes Amazon's debt and equity capital markets transactions, oversees the company's liquidity forecasting, and conducts counterparty and… more
- MetLife (Whippany, NJ)
- …employee benefits and asset management to individual and institutional customers. With operations in more than 40 markets , we hold leading positions in the ... Analyst - Real Estate Capital Markets Location(s) + Posting Location:Whippany,...MetLife Investment Management (MIM) is one of the largest institutional investors and asset managers in the world, with… more
- Wells Fargo (Charlotte, NC)
- …governing, suitability, approvals, transparency, privacy, and disclosures) + 5+ years of capital markets industry experience + 5+ years of Leadership Experience ... **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to join our...& Investment Banking ("CIB")** delivers a comprehensive suite of capital markets , banking, and financial products and… more
- Truist (Charlotte, NC)
- …or equivalent advanced risk certification. 4. In-depth knowledge of investment banking, capital markets , market , industry sector and/or financial products ... managing risks within Corporate and Investment Banking - Investment Banking Coverage, Capital Markets Origination and Syndicate. This position will be… more
- Wells Fargo (Charlotte, NC)
- …June 2024 **Corporate & Investment Banking ("CIB")** delivers a comprehensive suite of capital markets , banking, and financial products and services. As a ... **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to join our...Servicing events, for all asset classes and across all markets . **In this role, you will:** + Lead the… more
- Wells Fargo (Charlotte, NC)
- …June 2024 **Corporate & Investment Banking ("CIB")** delivers a comprehensive suite of capital markets , banking, and financial products and services. As a ... **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist to join our Asset Services team as part of Corporate and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Job Summary** This position provides comprehensive legal support for the Fixed Income Capital Markets division of Raymond James (FICM). Legal matters are ... primarily transactional, in support of the institutional FICM sales and trading desks and underwriting and...Advanced principles of banking and finance and securities industry operations . * Advanced financial markets and products.… more
- JPMorgan Chase (Brooklyn, NY)
- …quo and striving to be best-in-class. As a Vice President in the Risk Management - Capital and Market Risk Management Team, you will be assisting the Chief Risk ... monitoring, and managing risks associated with the firm's balance sheet and capital , while also supporting the Market Risk stripe. **Job Responsibilities**… more
- Morgan Stanley (New York, NY)
- …Sales and Trading (Equities, Fixed Income and Commodities), Investment Banking, Global Capital Markets and Research, for adherence to applicable laws, rules, ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...Prime Brokerage, Bank Resource Management, Investment Banking, Research and Operations Divisions. These reviews include desk, branch, and targeted… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... with internal stakeholders to streamline processes / capabilities within the Capital Management Function; (iii) developing institutional Treasury policies; and… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client… more
- Capital One (Mclean, VA)
- … institutional FINRA registered broker dealers and provide compliance support the Capital Markets line of business, a division within the Commercial Bank ... of Capital One, as necessary. The broker dealers being supported...firm element CE, email surveillance, information barriers, restricted/watch lists, institutional research, investment banking, and institutional sales… more
- Nuveen Investments (Darien, CT)
- …Qualifications:** + Minimum of 3+ years of corporate finance, accounting, capital markets or real estate finance experience **Preferred Qualifications:** ... develop the financial analysis process and technology to support operations , financial transactions and strategic decision making. + Oversee...+ 5+ years of corporate finance, accounting, capital markets or real estate finance experience… more
