- Citigroup (Tampa, FL)
- …coordination of the day-to-day activities of the complaint intake function for Citi 's broker - dealer , Citigroup Global Markets ("CGMI"); assistance with ... of verbal and written client complaints for the retail broker dealer /RIA and insurance agency business. This...Family:** Business Control **Time Type:** **Primary Location:** Tampa Florida United States **Primary Location Full Time Salary… more
- Citigroup (Getzville, NY)
- …manages the liquidity, capital, and balance sheet for US Bank Chain Entities, US and Consolidated Broker Dealer Entities, and Hold Co. Entities. They ... Bank Chain Entity Treasury, Holding Company Treasury, and Broker Dealer Treasury. This role will report...**Time Type:** Full time **Primary Location:** Getzville New York United States **Primary Location Full Time Salary… more
- Citigroup (Getzville, NY)
- …Regulatory Reporting **Time Type:** Full time **Primary Location:** Getzville New York United States **Primary Location Full Time Salary Range:** $70,080.00 - ... reserve requirement pertains to net capital rule (15c3-1) and US customer protection rule (15c3-3), as well as other...4+ years of related experience in the banking / broker - dealer industry. + Material experience with operational… more
- Citigroup (New York, NY)
- …and across the globe Knowledge & Experience: + 5 years' experience at a bank/ broker dealer + Working knowledge of brokerage products, structured products, and ... communicate to all levels of management + Familiarity with bank/ broker dealer trading platforms + Strong organizational...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Citigroup (Jersey City, NJ)
- …also known as nonpublic price sensitive or inside information outside of the United States . **Responsibilities:** + Key advisor to business groups (Investment ... rules and regulations + Demonstrated knowledge in area of focus including, Broker Dealer Information Barriers, Corporate and Investment Banking, Capital Markets,… more
- Citigroup (Tampa, FL)
- …Execution & Administration **Time Type:** Full time **Primary Location:** Tampa Florida United States **Primary Location Full Time Salary Range:** $141,440.00 - ... **Business Overview:** Spread Products (SP) is part of Citi 's Markets business ("Markets"). SP operates from 17...institution, law firm or consulting firm. + Familiarity with broker - dealer or bank activities, and products; prior… more
- Citigroup (New York, NY)
- …Background / Context:** + Global platform includes Prime Brokerage and Swap offerings across US and international broker dealer and bank chain entities. + ... (IBR), responsible for counterparty and platform risk management of Citi 's cash and synthetic Prime Brokerage and Equity Delta...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Citigroup (New Castle, DE)
- …balance sheet and liquidity objectives + Manage intercompany funding activities for Broker Dealer legal entities Project Management & Coordination + Provide ... **Business Description** + Citi Treasury Investments (CTI) leads and oversees the...**Time Type:** Full time **Primary Location:** New Castle Delaware United States **Primary Location Full Time Salary… more
- Citigroup (Getzville, NY)
- …Regulatory Reporting **Time Type:** Full time **Primary Location:** Getzville New York United States **Primary Location Full Time Salary Range:** $70,080.00 - ... SEC's Client Asset Protection rule (15c3-3), a Tier 2 US regulation. This is deemed a Financial Responsibility rule...analysis, such as filtering, sorting, pivoting, lookups, etc. + Broker / Dealer books and records fluency, such as… more
- Citigroup (Tampa, FL)
- …and Technology **Knowledge & Experience:** + 10+ years' experience at a bank/ broker dealer / wealth manager; some appropriate licenses preferred (eg, FINRA ... Family:** Operational Risk **Time Type:** Full time **Primary Location:** Tampa Florida United States **Primary Location Full Time Salary Range:** $130,880.00 -… more
- OTC Markets Group Inc (New York, NY)
- …SEC regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered broker - dealer , member SIPC. Applicants have rights under the federal law: Equal ... Full Time OTC Markets Group Inc., operator of premier US financial marketplaces, is seeking a VP, Senior Investor...+ Class Pass Partnership (Fitness & Wellness Programs) + Citi Bike Membership Program + Mondays - Breakfast Bagels… more
- OTC Markets Group Inc (New York, NY)
- …SEC regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered broker - dealer , member SIPC. Applicants have rights under the federal law: Equal ... Full Time OTC Markets Group Inc., operator of premier US financial marketplaces, is seeking an Associate, Investor Access...+ Class Pass Partnership (Fitness & Wellness Programs) + Citi Bike Membership Program + Mondays - Breakfast Bagels… more
- OTC Markets Group Inc (New York, NY)
- …SEC regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered broker - dealer , member SIPC. Applicants have rights under the federal law: Equal ... Full Time OTC Markets Group Inc., operator of premier US financial marketplaces, is seeking a VP, Sales and...+ Class Pass Partnership (Fitness & Wellness Programs) + Citi Bike Membership Program + Mondays - Breakfast Bagels… more