- Elliptic (New York, NY)
- …our solutions and how our customers use our tools to solve increasingly complex compliance and risk challenges that are highly correlated with explosive growth ... will join our global sales team reporting to our Head of Americas sales, helping us win new logos...the crypto economy Bonus Points for: Background in the AML and or compliance space Ultimately we… more
- MUFG (New York, NY)
- …of local AML procedures and controls that comply with the Bank's AML compliance requirements, including those set forth in this US Addendum, and ... provide more details. Reporting into the Managing Director, Regional Head of Americas AML Program Officer (APO),... Program-related Policies and Standards; + Setting the US AML Compliance Policies by incorporating applicable … more
- Capital One (Plano, TX)
- …our AML and Sanctions program to enable rigorous, nimble, and sustainable AML and Sanctions risk management, delivered through partnership between the first, ... Senior Director, Anti-Money Laundering ( AML ), Financial Intelligence Unit (FIU) Capital One is...formulate a strategic vision for program management in a risk management and compliance organization while providing… more
- Citigroup (New York, NY)
- The Risk Head for Investor Services Digital Assets will be a strategic leader responsible for designing, implementing, and overseeing a comprehensive risk ... and the evolving regulatory landscape of digital assets. The Risk Head will act as a primary...asset use cases, models, and emerging technologies from a risk and compliance perspective. **Regulatory Compliance… more
- Citigroup (New York, NY)
- …controls to identify any vulnerabilities related to the issuance process. + ** Compliance Risk :** Ensure that all activities comply with regulatory requirements, ... the organization. **Qualifications:** + **Extensive Experience:** 15+ years of experience in risk management, compliance , or capital markets, with a focus on… more
- SMBC (Sacramento, CA)
- …in accordance with department strategy. * Collaborate with cross-functional teams, including compliance , legal, risk management, and IT to integrate data ... Services, International Services **JOB SUMMARY:** Reporting to the BSA Officer, the Director, Head of FCC Model and Data Governance will be responsible for the… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk . + Understand how ... Director & Head , Global RFP / Proposals, Global Transaction Banking...simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, and… more
- SMBC (Charlotte, NC)
- …compliance with Financial Crimes regulations, including Anti-Money Laundering ( AML ) and Sanctions. **Key Responsibilities** + **Strategic Leadership:** Develop ... portfolio of benefits to its employees. **Role Description** The " Head of FCC Technology" at SMBC is a senior...overseeing and managing the technology strategy for Financial Crimes Compliance (FCC). This role involves leading a team of… more
- Citizens (Boston, MA)
- …system health, customer satisfaction, and fraud reduction. - Collaborate with fraud, risk , and compliance teams to ensure alignment with regulatory requirements. ... Description Head of Customer Identity and Authentication Location: This...deliver innovative solutions that balance security, usability, and regulatory compliance . - Champion customer-centric design principles to ensure intuitive… more
- TD Bank (Mount Laurel, NJ)
- …degree in is preferred + 10+ years of experience in financial crimes management, risk management, or compliance within the financial services or related industry ... + Proven experience in managing and leading teams in a regulatory and risk -focused environment + In-depth knowledge of AML regulations, fraud detection, and… more
- Regions Bank (Birmingham, AL)
- …This position may manage 1-2 analysts and typically reports directly to the Business Unit Compliance Group Manager, the Head of a Division or a specialized Group ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, second, or...threat landscape. ADDITIONAL PREFERRENCES + Experience in Fraud and/or BSA/ AML 1st or 2nd line risk management… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and conduct risk , ... analysis, for delivery to and discussion with the respective head traders/business line heads; + Directs day-to-day activities in...the + Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF… more
- TD Bank (New York, NY)
- …with regulatory and audit requests. + Provide backup to general AML compliance functions as needed. **Qualifications/Skills/Experience** + Excellent verbal ... level study preferred. + 10 or more years of knowledge and experience in AML compliance including within Wholesale financial services, preferably with a major US… more
- BlackRock (San Francisco, CA)
- …examinations and internal audits. + Manage the day-to-day responsibilities for the AML compliance program and framework for two regulated legal entities, ... in multiple locations. The individual will provide Anti-Money Laundering (" AML ") compliance support for two regulated legal...including responsibility for producing risk assessments, AML policy and procedures, and… more
- MUFG (Irving, TX)
- …member of our recruitment team will provide more details. Reporting into the Head of Financial Crimes Transaction Monitoring, this new position has been created for ... detect financial crime and (5) create statically representative samples to ensure that risk is not missed below the threshold. The incumbent is responsible for… more
- Scotiabank (Dallas, TX)
- …of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and conduct risk , ... limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and… more
- Scotiabank (Dallas, TX)
- …of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and conduct risk , ... limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and… more
- Mizuho Corporate Bank (New York, NY)
- …stakeholders to maintain model integrity and compliance . + Execute the model risk framework and standards for the AML and Sanctions models in accordance ... determine appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Conduct...communicated to all relevant parties. + Liaise with Model Risk Management and Head Office regarding updates… more
- Citigroup (Miami, FL)
- …with and escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML , Regional Business Risk , Regional COO and Sales ... applicable **Qualifications:** + Relevant experience in Capital financial industry; compliance /supervisory/business risk experience preferred + FINRA Series 7,… more
- MUFG (Irving, TX)
- …Crimes Division ("GFCD") of MUFG Bank, Ltd. will report to the Vice President, Head of Compliance IM Data Management ("VP") in the Issues Management Operations ... + 0 - 3 years of experience in Financial Services, preferably in Compliance , Risk Management or related areas. + Advanced Proficiency in Excel,… more
