- Fidelity TalentSource LLC (Boston, MA)
- …Committee for key program reporting and decision-making.\u00A0Key partners include: Investment Management, Compliance , Legal, Risk, Treasurers Office, Product, ... and other Illiquid Alternative investments and products is a plusBackground in investment accounting/audit, compliance , or risk management at a financial… more
- Fidelity TalentSource LLC (Boston, MA)
- …focused customers. You will work with the sales team, traders, underwriter, relationship manager , compliance , and operations to support fixed income sales in a ... You BringBachelor's DegreeSeries 7 and 63 (if not currently registered , exams must be passed within three months of...employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own… more
- KPMG (Dallas, TX)
- …years of recent tax experience in the financial services industry supporting registered investment funds and alternative investments ( investment partnership ... **Business Title:** Seasonal Tax Senior Manager , Alternative Investment Partnerships **Requisition Number:** 112028 - 87 **Function:** Tax Services **Area of… more
- BMO Financial Group (SD)
- …opportunities for growth; all formal complaints must be immediately shared with the Manager and/or Compliance Officer -Possess strong knowledge and act as ... **Work Schedule: Monday-Friday,** **10 am to 7pm Central Time** The BMO Investment Services (BIS) Investment Service Specialist's primary responsibility is to… more
- Wells Fargo (Charlotte, NC)
- …you. **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist Military Apprentice for our Corporate and Investment ... deliverables + Leverage solid understanding of functions, policies, procedures, and compliance requirements + Mentor and assist analysts + Collaborate and consult… more
- Belcan (Hebron, OH)
- Capital Investment Procurement Sourcer Job Number: 348588 Category: Finance/Accounting Description: Belcan is excited to be helping our client in hiring a Capital ... Investment Procurement Sourcer in Hebron Ohio ! Job Title:...for the entire purchasing process (S2C) and to ensure compliance to the applicable regulations and procedures. The position… more
- Citigroup (Jacksonville, FL)
- …to Know-Your-Customer (KYC) and Anti-Money Laundering (AML) procedures for Citi's Investment and/or Banking clients. Position is responsible for providing best in ... class service on Banking and/or Investment inquiries, and ensuring risk is prudently managed. **Responsibilities:**...and firm policy. + Ensures that KYC/AML and other compliance norms are strictly adhered to. + Builds a… more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Commercial Broker Dealer Compliance Advisor - Senior Manager The Compliance Advisor Senior ... Chief Compliance Officer. This role will support three institutional FINRA registered broker dealers and provide compliance support the Capital Markets line… more
- Commonwealth of Pennsylvania (PA)
- Forensic Registered Nurse Supervisor - Norristown State Hospital Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/4513468) Apply Forensic ... Registered Nurse Supervisor - Norristown State Hospital Salary $96,392.00...a regular basis with the Chief Nurse Executive, Nurse Manager 1, and the supervisors of the other shifts… more
- City National Bank (Los Angeles, CA)
- …with a financial institution such as a broker/dealer and/or registered investment adviser. + For Wealth Management Compliance roles, experience working ... ** MANAGER COMPLIANCE PROGRAM SENIOR** **WHAT IS...** MANAGER COMPLIANCE PROGRAM SENIOR** **WHAT IS THE OPPORTUNITY?** The...within a Compliance Investment Management role. **Compensation** Starting base salary: $141,830 -… more
- Hackensack Meridian Health (Lodi, NJ)
- …Health Benefits, generous Paid Time Off, Travel Reimbursement as well as an investment in your future with a 401(k) match and Tuition Reimbursement. Per Diem ... work that leads to fulfillment and professional growth. **Responsibilities** As a Registered Nurse, the IV Clinical Sales Liaison will collaborate with physicians,… more
- Robert Half (Boston, MA)
- …consulting firm. Where We Need You Protiviti is looking for a Risk and Compliance Manager to join our growing Operational Enterprise Risk team. Protiviti's ... JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION...and client requests and commitments . Protiviti is not registered to hire or employ personnel in the following… more
- Hackensack Meridian Health (Wall, NJ)
- …Health Benefits, generous Paid Time Off, Travel Reimbursement as well as an investment in your future with a 401(k) match and Tuition Reimbursement. Per Diem ... accordance with organization policies and procedures and external regulations. + Assure compliance with appropriate physician orders in a timely manner and that… more
- Hackensack Meridian Health (Little Falls, NJ)
- …Health Benefits, generous Paid Time Off, Travel Reimbursement as well as an investment in your future with a 401k match and Tuition Reimbursement. We invite ... accordance with organization policies and procedures and external regulations. + Assure compliance with appropriate physician orders in a timely manner and that… more
- Robert Half (Charlotte, NC)
- JOB REQUISITION Risk and Compliance Analytics Manager LOCATION CHARLOTTE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The Protiviti Career provides ... We Need You Protiviti is looking for aR &C Manager to join our growing ( Analytics ) team....and client requests and commitments . Protiviti is not registered to hire or employ personnel in the following… more
- PNC (Cleveland, OH)
- … Audit team specializing in the following business segments; Broker/Dealers, Registered Investment Advisers, and Corporate and Institution, including Capital ... to the company's success. As an Internal Audit Process Manager you will be within PNC's Internal Audit organization,...strong skills in the following: * Audit or regulatory compliance experience in the financial services field preferable in… more
- Banner Health (Phoenix, AZ)
- …Workplaces 2023 for Diversity. These recognitions reflect Banner Health's investment in team members' professional development, wellness benefits, and continued ... promoting work-life balance, and boosting employee engagement. As the **Associate Director Registered Nurse RN Intraop , you will bring your leadership experience… more
- Neuberger Berman (New York, NY)
- …CCOs and legal staff, in developing and implementing policies and procedures for a registered investment adviser, with a specific emphasis on the Investment ... expert networks and (2) internal research analysts to ensure compliance with federal securities laws and company policies +...in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities… more
- Guardian Life (New York, NY)
- …for the overall compliance framework for PAS as a dually registered broker-dealer and investment adviser. The incumbent will lead the implementation ... requirements. Candidates must have a broad knowledge of US broker-dealer and investment advisory compliance , regulated business environments and key regulatory… more
- City and County of San Francisco (San Francisco, CA)
- …with investment managers, SFERS' custodian, and service providers to ensure compliance with manager investment guidelines and SFERS' investment ... that could affect SFERS' investments. + Responsible for monitoring external manager investment performance and the factors affecting performance, including… more
