- NatWest Markets (Stamford, CT)
- …**This role is responsible for assessing compliance risks and controls within the Swap Dealer testing program. We are seeking an experienced compliance ... Swap Dealer Testing Associate** **2LOD**...of team operating an effective Compliance Assurance testing program and will be responsible for monitoring… more
- SMBC (Jersey City, NJ)
- …Description** The results of the CRA are utilized to drive monitoring and testing activities and to prioritize Compliance and other resources as new emergent ... risks are identified. This role will include conducting compliance risk assessments of certain US legal entities in...respect to documenting key controls as well as driving monitoring and testing plans. **Qualifications and Skills**… more
- Citigroup (Getzville, NY)
- …Title VII (CFTC/SEC), and Canada. The team is responsible for the NAM Swap /Security-based Swap Trade Reporting, along with the ongoing governance, oversight of ... for overseeing engagement with internal and external stakeholders, including regulators, testing teams, and internal audit, with respect to Citi's global … more
- JPMorgan Chase (New York, NY)
- … testing ; collateral management practices, including the valuation and monitoring of collateral assets; loan agreements, ISDA documentation, and derivative ... analysis (variance, trend, concentration etc.). Develop LE Reports including design, monitoring and technology requirements. Present and explain materials for Board… more
- Mizuho Corporate Bank (New York, NY)
- …electronic and program trading, equity research, sales, trading mandates, markets conduct, swap dealer and security-based swap dealer as well as Volcker ... rule). Knowledge of financial services operations, finance, liquidity, compliance , conduct, financial crime, technology, credit risk, market risk, regulatory… more
- Generac Power Systems (Waukesha, WI)
- …to find root cause of issues. + Expand in-house tool for ongoing reliability testing operation to track periodic sample swap outs. + Develop a simplified ... to help automate next-generation renewable energy products and IoT device reliability testing . In this role, you will be responsible for designing, developing, and… more
- The Boeing Company (Huntington Beach, CA)
- …Information Assurance, hardware maintenance, SATCOM, networking, component debugging and swap out, interfacing with customer COMSEC staff, operator training, ... products located on the site + Perform all aspects of system monitoring , maintenance, repair and system administration on Tactical Systems equipment + Provides… more