- Flatirons Bank (Boulder, CO)
- …proper minutes are maintained. + Develop, implement, and maintain lending and deposit compliance policies , processes and procedures to ensure compliance ... action, to the identified findings. + Assist the BSA/CFT/OFAC Officer with developing policies , procedures ,...compliance with applicable regulations. + Support the Records Officer with maintaining record retention policies . +… more
- AON (St. Peter, MN)
- Deputy Risk and Compliance Officer - Captive Insurance, Guernsey Aon Insurance Managers (Guernsey) Ltd. (AIMG) is seeking an experienced Deputy Risk and ... Compliance Officer to join the team. The...Compliance Officer to join the team. The Risk and ...apprised with regulatory updates, identify emerging risks and update policies and procedures where appropriate. + Financial… more
- Berkshire Bank (Boston, MA)
- …the asset management compliance and testing programs. Develop and maintain department Policies and Procedures to ensure compliance with internal and ... Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen,... compliance and fraud team meetings. Present revised procedures and policies to corporate committees. +… more
- CIBC (New York, NY)
- …of CIBC's Annual Swap Dealer and Security Based Swap Dealer Chief Compliance Officer Reports; + Drafting and maintaining key policies and procedures ... compliance program; + Drafting and maintaining key policies and procedures relating to new CFTC...policies , standards, guidelines and controls; + As a Compliance Officer , this job is accountable for… more
- Oregon State University (Corvallis, OR)
- …recurring or emerging safety risks. + Communicate and enforce college-wide safety and compliance policies and procedures . Monitoring and Inspections + ... Admin (AGA) Position Title Administrator 3-Faclt/Ops Job Title Regulatory and Safety Compliance Officer & Corvallis Farm Unit Director Appointment Type… more
- Equitable (Charlotte, NC)
- …observations and recommendations for improvements to internal controls and policies / procedures . * Planning, testing, and drafting Compliance reports. The ... Chief Compliance Officer ( 250000CZ ) **Primary...federal, state and local level and follow the organization-specific policies and guidelines, affecting business practices. **Securities Laws and… more
- Scotiabank (Houston, TX)
- … Compliance activities such as, but not limited to the development of Compliance Policies & Procedures , performing regulatory horizon scanning and impact ... Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary...or review of new and existing policies , procedures and guidelines designed to ensure compliance … more
- First Horizon Bank (Memphis, TN)
- …to ensure effective testing program. + Assist in reviewing and revising as needed the compliance policies and procedures . + Educate and train employees on ... best at serving their customers one opportunity at a time. **Summary:** The Senior Compliance Officer is primarily responsible for helping to ensure adherence to… more
- TD Bank (New York, NY)
- …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports ... data (eg, SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies . + Technology & Automation: Collaborate with Technology teams and… more
- Scotiabank (New York, NY)
- …reviews. + Playing a key role on the initiative to improve US compliance policies . Draft policies and procedures for review by key stakeholders; managing ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary...access, Consolidated Audit Trail (CAT) requirements, etc. + Relevant compliance experience, including policies and procedures… more
- Santander US (Quincy, MA)
- Sr. FLoD Technology/Privacy Compliance Risk Officer Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in ... Want to Talk to You!** The Difference You Make: The **Sr. FLoD Technology/Privacy Compliance Risk Officer ** represents the First Line of Defense (FLoD) is… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …bench strength and succession planning; recognizing and rewarding employees for accomplishments. Compliance Officer II - Newline Total Base Pay Range 80,500.00 ... assessment of risks (Fair Lending, Responsible Banking, CRA) and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and… more
- Citigroup (Charlotte, NC)
- …as well as, provide transactional approvals and interpretation of internal compliance policies . + Assisting with regulatory inquiries and/or examinations. ... Serves as a function/business/product compliance risk officer for Independent ...Risk Management (ICRM) responsible for assisting with internal strategies, policies , procedures , processes, and programs to prevent… more
- Byline Bank (Chicago, IL)
- …thrive in a supportive, growth-oriented environment, let's connect to discuss this Compliance Officer opportunity! **Objective of Position** : The Compliance ... state, and local law and regulations, and that company policies and procedures are being followed. **Duties...laws. + Knowledge and experience in monitoring and testing compliance processes and procedures . + Solid working… more
- Wells Fargo (New York, NY)
- …and exercise independent judgment while developing the knowledge to understand function, policies , procedures , and compliance requirements + Monitor the ... **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro...and resolve issues to meet business objectives + Interpret policies , procedures , and compliance requirements… more
- State of Georgia (Dekalb County, GA)
- …Act (FHA) and Section 504 as applicable to multifamily housing + Apply internal compliance policies and standard operating procedures in all reviews. + ... Compliance Officer Georgia - Dekalb -... Compliance Officer Georgia - Dekalb - Atlanta (https://ga.referrals.selectminds.com/jobs/70556/other-jobs-matching/location-only) New… more
- Robert Half Legal (Sacramento, CA)
- …contracts and grants. You will be responsible for developing and implementing policies and procedures , managing non- compliance issues, and conducting ... Description We are offering an opportunity for a Compliance Officer in Sacramento, California. This...local government contracts and grants. * Develop and enforce policies and procedures to ensure compliance… more
- ManTech (Belcamp, MD)
- … risks across various program areas. + Creating and maintaining comprehensive compliance policies and procedures , including training materials, to ... **ManTech** seeks a motivated, career and customer-oriented ** Compliance Officer ** to join our team...mitigation strategies. + Perform regular internal audits to verify compliance with established policies and procedures… more
- TD Bank (New York, NY)
- …+ Interact with federal and state regulators. + Experience with drafting and revising compliance policies and procedures for covered business areas. + ... specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support... advisory team. + Advise business areas on firm policies and procedures , regulatory requirements and industry… more
- Citigroup (Irving, TX)
- …for the regulatory inquiries. + Overseeing the monitoring of adherence to Citi's Compliance Risk Policies and relevant procedures and preparation, editing, ... Serves as a compliance risk officer for Independent ... Risk Management (ICRM) responsible for establishing internal strategies, policies , procedures , processes, and programs to prevent… more