- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... product improvements **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary… more
- Mizuho Corporate Bank (New York, NY)
- …Summary ACD seeks a Vice President, Compliance Risk Assessment within the Compliance Risk Management team to support the Mizuho US Operations ... MUSO Annual Compliance Plan, and the MUSO Compliance Risk Management Framework ;...size financial institutions required + Comfortable communicating directly with Senior Mgmt ., COOs, Executive Mgmt .,… more
- JPMorgan Chase (Jersey City, NJ)
- …Executive Director of Control Management within Corporate Controls covering the Compliance Risk Assessment Program. Join JP Morgan as a Corporate Controls ... st Line of Defense) and thought leader in the Compliance Risk Assessment Program of Corporate Controls...enhancements to the CRA Program in BAU + Develop senior management stakeholder relationships with Control … more
- JPMorgan Chase (Jersey City, NJ)
- …obligations. + Perform Compliance Risk assessments and reporting to Senior Management and legal entity governance (eg, review and challenge of process, ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...offer discretionary incentive compensation which may be awarded in recognition of firm performance and individual achievements and contributions.… more
- JPMorgan Chase (Jersey City, NJ)
- …the JPMorgan Chase Corporate Control Management Organization, reporting to the Firmwide Compliance risk Assessment Program Lead. As a Firmwide Compliance ... with a wide variety of stakeholders, often at a senior executive level. This is a high-profile role that...8+ years of financial service experience in controls, audit, risk management , or compliance preferred… more
- Comerica (Farmington, MI)
- Manager, Corporate Compliance Risk Assessment The Manager of Compliance Risk Assessment reports to the Director of Enterprise Risk Assessment and is ... implementation of policies and procedures to support the Corporate Compliance Risk Assessment (CCRA) as well as...progress and results. * Responsible for preparing reports for senior management and regulators. * Responsible for… more
- Mizuho Corporate Bank (New York, NY)
- … risks Summary ACD seeks a Vice President, Compliance Monitoring within the Compliance Risk Management team to support the Compliance Monitoring ... skills. This role reports directly to the Head of Compliance Risk Management . Principal Duties...size financial institutions required + Comfortable communicating directly with Senior Mgmt ., COOs, Executive Mgmt .,… more
- Federal Reserve System (New York, NY)
- …reviews of complex institutions to evaluate the quality and effectiveness of BSA/AML compliance risk management practices and controls, including for ... other examination, analytical, and policy work in collaboration with senior supervisors and FRS management , legal staff,...bank examiner. + Demonstrated knowledge of BSA/AML and sanctions compliance risk management programs and… more
- Citigroup (Tampa, FL)
- The AML Compliance Risk Management (ACRM) Global...Group:** Compliance and Control **Job Family:** AML Compliance & Risk Mgmt **Time Type:** ... Funds Transfer Vice President is a senior level role responsible for assisting with the development...Transfer Transparency Standard as well as the strategic AML Compliance Risk Management (ACRM) direction… more
- PNC (Pittsburgh, PA)
- …can be based in Pittsburgh, PA or Cleveland, OH. Role Responsibilities: * Lead the risk compliance risk management program for models, machine learning, ... objectives and activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. PNC also has fundamental expectations of our people… more
- Charles Schwab (Westlake, TX)
- …with the execution of Second Line of Defense compliance testing including compliance risk management principles + Ability to independently identify ... compliance professional to join the team as a Senior Manager to conduct risk -based compliance...as well as develop and foster strong partnerships across Compliance , Legal, Corporate Risk Management ,… more
- Charles Schwab (Lone Tree, CO)
- …with the execution of Second Line of Defense compliance testing including compliance risk management principles + Excellent attention to detail and ... compliance professional to join the team, as a Senior Manager, responsible for conducting risk -based ...as well as develop and foster strong partnerships across Compliance , Legal, Corporate Risk Management ,… more
- Citigroup (New York, NY)
- …Citi for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally ... **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance...Group:** Compliance and Control **Job Family:** AML Compliance & Risk Mgmt **Time… more
- NextEra Energy (Jupiter, FL)
- ** Senior Compliance and Risk ... and compliance status + Coordinates cyber risk management efforts including identification, assessment, tracking ... Description** Our Operation Services Department is looking for a Sr . Compliance & Risk Analyst... & Risk Analyst to join their Risk Management team. This position will work… more
- Citizens (Johnston, RI)
- …in consumer financial services or a regulatory agency. + 6+ years' experience in Compliance , Risk Management , or Audit. + Prior experience implementing ... with business partners to drive meaningful reductions in UDAAP compliance risk . You may use reporting, data...business line and product monitoring and communicating same to Compliance Management . + Acting as a Subject… more
- Citizens (Westwood, MA)
- …experience in consumer financial services or a regulatory agency. + 5+ years' experience in Compliance , Risk Management , or Audit + Working knowledge of both ... business partners to drive meaningful reductions in fair lending compliance risk . You may use reporting, data...of defense. This includes all aspects of first line risk management . + Analyzing, trending, and reporting… more
- Citigroup (Tampa, FL)
- The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to ... related issues and escalations + Develop and implement AML Compliance Risk Management (ACRM) standards...Group:** Compliance and Control **Job Family:** AML Compliance & Risk Mgmt **Time… more
- Massachusetts Institute of Technology (Cambridge, MA)
- …monitoring risk exposure derived from all banking and financial services activities and risk reporting to senior management and the board. Will integrate ... compliance examiners; and providing recommendations for embedding compliance management policies/procedures; and related tasks. Risk management duties… more
- Copeland (St. Louis, MO)
- …of experience in compliance roles such as audit/internal audit, IT governance/ compliance /controls, data privacy, enterprise risk management . + Previous ... The Senior Manager - IT Compliance and Risk is a blended... risk management , audit, and enterprise risk and compliance in a manufacturing company.… more
- HP Inc. (Austin, TX)
- …safeguarding the company's interests by overseeing and enhancing the enterprise-wide controls, compliance , and risk management framework, with end-to-end ... regulatory compliance , as well as pan-HP operational risk management . This role will chair the...senior leaders to set the strategic direction for risk management aligned with business objectives. *… more