- Merck & Co. (Rahway, NJ)
- …cycle of clinical development, including study design, initiation, execution,- monitoring , analysis, regulatory reporting, publication, and presentation at national ... and assist the Vice President in ensuring that appropriate Corporate personnel is informed of the progress of studies...applicants with arrest and conviction records for employment in compliance with the San Francisco Fair Chance Ordinance Los… more
- Merck & Co. (Rahway, NJ)
- …entire cycle of clinical development, including study design, placement, monitoring , analysis, regulatory reporting, and publication.Specifically, the Director may ... clinical development projects; andAssist the Executive Director in ensuring that appropriate corporate personnel are informed of the progress of studies of our… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (Fort Lauderdale, FL)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program,...Actively manages relationships within and across various business lines, corporate and/or control functions and manages alignment with enterprise… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- SMBC (Jersey City, NJ)
- … testing reviews within the FCC Testing group, as part of the wider Compliance Monitoring & Testing function. This role will also support the Annual ... deliverables. + Serves as the examiner-in-charge responsible for all facets of compliance testing engagements. + Manages ongoing development and refinement of … more
- Walmart (Bentonville, AR)
- **Position Summary ** The Senior Analyst Specialty Compliance and Ethics, AML Testing and Monitoring role will participate in risk-based control testing ... Auditor (CIA) certification. * You have internal audit, external audit, or controls testing and monitoring experience. * Proven experience with Power BI, Sigma,… more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for executing compliance monitoring indicators for assigned business unit/ corporate function. Support the ... activities for risk programs, risks and controls. 4. Incorporate results of quality monitoring activities, 2nd line testing , SOX testing and complaints… more
- TD Bank (New York, NY)
- …assists in implementing compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight** + Assist with developing ... and overseeing the Compliance Monitoring program. + Collaborate with colleagues...MIS reporting for ongoing tracking and evaluation for both Monitoring and Oversight of the first line testing… more
- Capital One (Plano, TX)
- …School Diploma, GED or equivalent certification** + **At least 3 years of compliance testing , monitoring , quality assurance, or audit experience** ... of business compliance requirements in alignment with team and Independent Compliance Testing Program methodology and procedures.** + **Suggesting changes to… more
- L3Harris (Arlington, VA)
- …to ensure compliance with US trade regulations as required. Internal monitoring includes monthly and quarterly self-assessment activity as well as site visits ... limited to, coordinate and schedule monthly, quarterly, and annual self-assessments, compliance assistance visits (CAVs), and other internal monitoring activity… more
- ATS Automation (Warminster, PA)
- …Requisition ID: 14616 Location: Warminster, PA, US, 18974 Date: Jul 6, 2025 Corporate Compliance Leader ATS Scientific Products is expanding our team and ... has an immediate opening for aCorporate Compliance Leader. The Corporate Compliance ...diverse end-user markets including pharmaceuticals, life science, ophthalmic, environmental testing and monitoring , food and beverage and… more
- TD Bank (New York, NY)
- …execution of the annual Compliance Test Plan. + Work closely with the Head of Compliance Monitoring and Testing and the other Compliance Testing ... Compliance Testers as part of the wider Monitoring and Testing Team. The Director -...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- NatWest Markets (Stamford, CT)
- …candidate will be part of team operating an effective Compliance Assurance testing program and will be responsible for monitoring and assurance reviews to ... identify potential breaches of Regulatory Obligations and Corporate Compliance policies. This role will also...policy. **Key Responsibilities:** + Contribute to the NWM, US Compliance Assurance Monitoring and Testing … more
- Regions Bank (Birmingham, AL)
- …will be impacted by these changes + Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations ... section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line...+ Conducts research of laws and regulations that impact compliance to include monitoring for new laws… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …in banking at Fifth Third Bank. GENERAL FUNCTION: Responsible for leading reviews in the compliance testing program to ensure full compliance with state and ... apply logical and critical thought processes when developing and recommending solutions. #LI-GM1 Compliance Officer II - Compliance Testing LOCATION --… more
- Capital One (Plano, TX)
- Manager, Compliance Second Line Testing - Auto Finance The Compliance Testing Manager performs a key second line of defense role, to help ensure ... Regulation E - Electronic Fund Transfer Act (EFTA). The Compliance Testing Manager oversees transaction testing...Preferred Qualifications: + 6+ years of financial services consumer compliance monitoring experience, or 6+ years of… more
- Mizuho Corporate Bank (New York, NY)
- …(ie calendar invites, prepare decks, note taking) Americas Treasury Department (ATD) Compliance coverage Assist with and develop controls, monitoring and ... the financial services industry, ideally with particular emphasis on Volcker, Corporate Treasury activities, Bank regulations compliance , derivatives regulations… more
- Mizuho Corporate Bank (New York, NY)
- …and industry standards (SEC, FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and surveillance capabilities. + Streamlined compliance ... Join Mizuho as a Business Analyst IT for Compliance Technology! In this role you will bridge business needs and IT solutions within the compliance field. This… more
- FirstBank PR (San Juan, PR)
- …financing, and other illicit activities. This role involves assisting in corporate compliance reporting, preparing reports and presentations for the ... Training Program. What You'll Need to Succeed + Corporate Compliance Reporting : Assist in developing...trends, risk exposure, control effectiveness, and residual risks. + Compliance Testing and Reporting Plan : Keep… more
